Merrill Lynch, Pierce, Fenner & Smith Incorporated Plainsboro, New Jersey 08536 Amended and Restated SELECTED DEALER AGREEMENT
Exhibit
99.h(2)(iii)
Xxxxxxx
Lynch, Pierce, Xxxxxx & Xxxxx Incorporated
000
Xxxxxxxx Xxxx Xxxx
Xxxxxxxxxx,
Xxx Xxxxxx 00000
Amended and Restated
Ladies
and Gentlemen:
You
have invited us to become a selected dealer to distribute shares of the open-end
investment companies listed on Part 1 of Schedule A hereto (“Open-end
Funds”) and shares of the closed-end investment companies listed on Part 2
of Schedule A hereto (“Closed-end Funds”), as amended from time to time in
accordance with paragraph 10 (d) hereunder (hereinafter collectively
referred to as the “Funds” or, individually, as the “Fund”), for which you are
the principal underwriter and distributor on the following terms:
1.
Purchases of Fund
Shares for Sale to Customers
(a)
We agree that all purchases by us from you shall be made only to cover orders
received by us from our customers, or for our own bona fide investment. We shall
not effect any transactions in any shares registered in the name of, or
beneficially owned by, any customer unless such customer has granted us full
right, power and authority to effect such transaction on his
behalf.
(b)
We agree to sell shares of the Funds to our customers subject to minimum
investment requirements applicable to each order and at the applicable public
offering price described in the prospectus and statement of additional
information of such Fund in effect on the date of the sale (the prospectus and
statement of additional information as of any such sale date or of any
applicable redemption or repurchase date being sometimes referred to together
herein as the “then current prospectus”), provided, however, that it is
understood that we assume no responsibility or liability for the determination
of such price.
(c)
We shall not withhold placing orders received from our customers so as to profit
ourself as a result of such withholding (e.g., by a change in the net asset
value from that used in determining the public offering price to our
customers).
(d)
We understand that all orders are subject to acceptance or rejection by you or
the Fund in the sole discretion of either. No conditional order will be accepted
by the Fund on any basis other than a definite price. The handling of orders by
the parties shall be subject to such procedures as may be mutually agreed upon
from time to time.
(e) With
respect to the Closed-end Funds, in the event we transmit indications of
interest to you for accumulation prior to the effective date of the Fund’s
registration statement (the “Effective Date”), we will be responsible for
confirming such indications of interest with our customers following the
Effective Date. Indications of interest with respect to shares transmitted
to you prior to the Effective Date will be conditioned upon the occurrence of
the Effective Date and the registration or qualification of the shares in the
respective state.
(f)
No Closed-end Fund will issue fractional shares.
(g)
You may, in your sole discretion, allocate shares of any Closed-end Fund among
brokers and dealers participating in the Initial Offering Period or among
brokers, dealers and banks in the Continuing Offering Period, as the case may
be, on other than a pro rata basis, which may result in certain brokers, dealers
and banks not being allocated the full amount of shares sold by them while
certain other brokers, dealers and banks may receive their full
allocation.
(h)
We agree that with respect to orders for shares of any Closed-end Fund, we will
transmit such orders received during the Initial Offering Period to you within
the time period as specified in the Prospectus of the
1
Fund
involved (or in the time period as extended by you in writing). We also agree to
transmit any customer order received during the Continuous Offering Period to
you prior to the time that the public offering price for such Fund is next
determined after our receipt of such order as set forth in the Fund’s
Prospectus. There is no assurance that a Fund will engage in a continuous
offering of shares.
(i)
During the Initial Offering Period and any Continuous Offering Period for any
Closed-end Fund, we agree to supply you, not less frequently than once a week by
Friday, 5:00 p.m. Eastern Time, during such Fund’s Initial Offering Period,
a list setting forth by state and in the aggregate all indications of interest
and, during any Continuous Offering Period, orders for shares received by us for such
Fund during such week (or lesser period of time), and a list setting forth by
name and location each registered representative making said sales and
indicating the amount of all sales or offers per Fund to
date.
(j)
Payment for Fund shares purchased by us shall be made on the settlement date
specified in your confirmation by New York Clearing House Funds or by Federal
Funds wire or any same day funds. If such payment is not received by you, you
reserve the right, without notice, either to cancel the sale, or, at your
option, to sell the shares ordered back to such Fund, and in either case, you
may hold us responsible for any direct loss suffered by you or by such Fund
resulting from our failure to make payment as aforesaid.
2.
Selling
Procedures/Sales Materials
(a)
“Sales Material,” as used herein, shall include, without limitation, promotional
materials, sales literature, advertisements, press releases, announcements,
circulars, research reports, market letters, performance reports or summaries,
form letters, posters, signs and other similar materials, whether in print,
hypertext, video, audio or other media, and any items derived from the
foregoing, and including sales materials intended for wholesale use (i.e.,
broker/dealer use only) or retail use.
(b)
We shall not make any representation concerning the Funds or their securities
except those contained in the then current prospectus or any Sales Materials
furnished by you relating to the Funds. (We assume no responsibility or
liability for representations contained in any of such documents.) You agree to notify us in writing at the address specified in paragraph
(c) of any change to the prospectus or statement of additional information
of each Fund, specifying such change, at least 10 days before making such
change, provided that if such notice is not reasonably practicable, you may
provide us with the required notice within such other period as is reasonable
under the circumstances, but, in any event, not later than concurrently with
such change.
(c)
You agree to supply to us at your expense additional copies of the prospectus,
statement of additional information, shareholder materials, periodic reports and
proxy statements for each of the Funds and any printed supplemental material in
reasonable quantities upon request. We agree to deliver copies of the above
materials to customers and potential customers in accordance with applicable law
and the rules of the Securities and Exchange Commission (“SEC”). Further,
you agree to provide to our Mutual Funds Marketing Department (the “Marketing
Department”) copies of the most recent amended or supplemented prospectus and
statement of additional information of each Fund, and such other SEC filing as
we may request, in reasonable quantities upon our request. Such materials shall
be mailed to us at Xxxxxxx Xxxxx Mutual Funds Marketing, Attention; Mutual Funds
Administration, 000 Xxxxxxxx Xxxx Xxxx, Xxxxxxxxxx, Xxx Xxxxxx
00000.
(d)
You agree not to distribute any Sales Materials (other than copies of the then
current prospectus) to any of our employees or sales offices unless the
distribution of such materials has been approved in writing by our Marketing
Department in accordance with written procedures (as amended from time to time)
distributed by the Marketing Department. In approving such materials for
distribution within our offices or through our sales offices to our customers,
we assume no responsibility or liability for the representations or any
omissions contained in any Sales Materials nor for representations or any
omissions contained in the prospectus or statement of additional information
relating to the Fund.
(e)
With the exception of (i) listings of product offerings;
(ii) materials in the public domain (e.g., magazine articles and trade
publications); and (iii) materials used by us on an internal basis only, we
agree not to furnish or cause to be furnished to any third parties or to display
publicly or publish any Sales Materials, except such
2
Sales
Materials relating to the Fund as may be distributed to us by you or approved
for distribution by you upon our request.
(f)
With respect to Funds offering multiple classes of shares subject to differing
sales charges, we have established compliance procedures designed to ensure that
our customers are aware of the available methods of mutual fund financing and to
ensure proper supervision of mutual fund recommendations.
(g)
We agree that we shall not offer or sell shares of a Fund except in compliance
with all applicable federal and state securities laws and the rules and
regulations of applicable regulatory agencies or authorities.
3.
Redemption/Repurchase/Transfer
of Fund Shares and Exchanges
(a)
If we purchase shares from our customers for redemption by the Fund or
repurchase by you, we agree to pay such customers not less than the applicable
redemption price (i.e., the currently quoted net asset value minus any
applicable sales charges or redemption fees) determined as set forth in the then
current prospectus of the Fund, provided, however, that it is understood that we
assume no responsibility or liability for the determination of such
price.
(b)
We shall not withhold placing redemption or repurchase orders received from our
customers so as to profit ourself as a result of such withholding (e.g., by a
change in the net asset value from that used in determining the public offering
price to our customers).
(c)
Redemption and repurchase orders are subject to such procedures as are set forth
in the current prospectus, provided that any order placed by us regarding the
redemption or repurchase of Fund shares is subject to timely receipt by you or
the Fund’s transfer agent of all required documents.
(d)
It is understood that shares of Closed-end Funds will not be repurchased by
either the Fund involved or you, and that no secondary market for any shares
exists currently, or is expected to develop. While a Closed-end Fund may from
time to time conduct tender offers to repurchase shares as set forth in its
Prospectus, such Fund may not repurchase all or any of the shares that a
shareholder tenders. Accordingly investment in such Fund’s shares would be
considered illiquid. ANY REPRESENTATION AS TO A TENDER OFFER BY SUCH FUND, OTHER
THAN THAT WHICH IS SET FORTH IN THE FUND’S THEN CURRENT PROSPECTUS, IS EXPRESSLY
PROHIBITED.
(e)
Where shares of a Fund are held in the name of our customer directly at the
Fund’s transfer agent with us listed as the broker-dealer of record, and the
customer requests that such shares be transferred to the name of Xxxxxxx Lynch,
Pierce, Xxxxxx & Xxxxx Incorporated (“Xxxxxxx Xxxxx”) as nominee, you
undertake to provide to us as soon as is practicable the account history in
connection with processing a transfer request. Following a period of five days
after we request such information pursuant to this subparagraph, you agree to
pay a fee of $5 per order for each information request that is outstanding for
the next 30 days or less. For information requests outstanding after the
expiration of 30 days following the initial five day period, you agree to pay an
additional monthly fee of $20 per order for every additional 30 days that such
information request remains outstanding. Such fee will be payable to us upon
your receipt of our xxxx related thereto.
(f)
Exchanges of shares between Funds will be effected in the manner and subject to
the restrictions and charges described in the then current prospectuses of the
relevant Funds. The handling of exchanges will be further subject to such other
procedures as may be mutually agreed upon from time to time.
4.
Pricing
Errors
You
agree to notify us promptly whenever an error is made in the pricing of shares
of a Fund and to indemnify us and hold us harmless against any and all losses,
claims, damages, liabilities or expenses (including, but not limited to, any
losses suffered by our clients and any additional costs and expenses related to
the price correction, such as research costs, expenses related to developing
computer software specifically for the price correction, processing overtime and
notices to customers) to which we may become subject insofar as any such loss,
claim, damage, liability or expense arises out of or is based on any error or
alleged error made in the pricing of shares of a Fund. Payment shall be made by
you promptly upon receipt of a xxxx from us stating the costs of the price
correction and the expenses related thereto.
3
5.
Compensation
(a)
We understand that you will compensate us only in the case of purchases made for
our customers, and then only where (i) an order for the purchase of
securities is obtained by a registered representative in the employ of Xxxxxxx
Xxxxx & Co., Inc. (“ML & Co.”) or a direct or indirect
subsidiary or other affiliate thereof and remitted to you promptly by us;
(ii) a subsequent investment is made to an account established by
registered representative of ML & Co. or other affiliate thereof;
(iii) a subsequent investment is made to an account established by a
broker-dealer other than us and is accompanied by a signed request from the
account shareholder that a registered representative in the employ of
ML & Co. or a direct or indirect subsidiary or other affiliate thereof
receive the commission for that investment and/or for subsequent investment made
in such account; or (iv) shares of a Fund are held by a customer directly
at the Fund’s transfer agent where we are listed as the broker-dealer of
record.
(b)
We understand and agree that the applicable sales charge (whether assessed on a
front-end or deferred basis) and the dealer concession payable to us for the
sale of each class of shares of each Fund will be in an amount as set forth in
the then current prospectus of the Fund or, in the alternative, as set forth in
Schedule B hereto, as amended from time to time by mutual agreement of the
parties. The parties agree that the applicable sales charge and dealer
concession for any Fund added by amendment to this Agreement shall be the sales
charge and dealer concession as set forth in the then current prospectus of such
Fund or, in the alternative, as set forth in an amendment to Schedule
B.
(c)
We understand and agree that in accordance with paragraph (b), shares may be
purchased by our customers pursuant to a right of accumulation, a letter of
intention, or other circumstance permitting a reduction or waiver of any
applicable sales charge or dealer concession; however, if our customer fails to
fulfill a letter of intention, you will pay us the amount required to reflect
the appropriate concession based on actual purchases made by the customer. We
agree to advise you of any letter of intention executed by our customers or any
available right of accumulation in accordance with applicable
procedures.
(d)
In the case of any sale of shares of a Fund for which a front-end sales charge
is waived because of the size of the purchase, you agree to pay to us a
“finder’s fee” in such amount as set forth in the then current prospectus of the
Fund or as agreed upon by us in Schedule B. Such fee will be payable on the date
of settlement of any such sale of shares of each Fund, provided, however, that
in an event the amount of the fee is subject to incremental changes based upon
the dollar amount of the aggregate sales, you shall use you best efforts to pay
such finder’s fee as soon as possible but in no event later than five weeks
after the date of settlement of such sale.
(e)
Certain of the Funds have adopted or may, in the future, adopt a plan (the
“Plan”) pursuant to Rule 12b-1 under the Investment Company Act of 1940
(the “1940 Act”) or that provide for the servicing of shareholder accounts. To
the extent we provide services under the terms of the Plan in connection with
the sale of a Fund’s shares or servicing of the accounts of our customers, you
shall pay us a fee upon the terms and conditions as set forth in the Plan and in
the then current prospectus of such Fund or, in the alternative, as set forth in
Schedule C hereto. We expressly acknowledge and understand that there is no
Rule 12b-1 Plan for any Closed-end Fund.
(f)
In addition to the fees discussed above and notwithstanding any termination of a
Plan as described in paragraph (e), you shall pay us a fee as set forth in
Schedule D hereto in exchange for which we will provide the services listed in
Schedule D. Paragraphs (a) through (f) shall survive the termination
of this Agreement for sales that occur before such termination
and for sales with respect to which 12b-1 fees continue to apply and payment due
under Schedule D.
6.
NASD
Membership
(a)
You and we are registered and/or licensed as a broker and/or dealer under the
federal and applicable state laws. You and we represent and warrant to each
other that you and we are each members of the National Association of Securities
Dealers, Inc. (the “NASD”).
4
(b)
Each of us agrees to notify the other immediately if we cease to be registered
or licensed as a broker or dealer or fail to be a member in good standing of the
NASD.
(c)
You and we agree to abide by the rules and regulations of the NASD,
including, without limitation, Rule 2830 of the NASD Conduct
Rules.
7. Compliance
with
Regulatory Requirements
You
represent and warrant to us the following:
(a)
Each Fund has filed a registration statement (a “Registration Statement”) with
the SEC relating to its shares under the Securities Act of 1933 (the “1933 Act”)
on either Form N-1A or Form N-2, including a prospectus and a
statement of additional information. The Registration Statement (including the
prospectus and the statement of additional information) conforms in all respects
to the requirements of the 1933 Act, the 1940 Act and the
rules thereunder.
(b)
To the extent required by law, each Fund is registered and its shares are
qualified for sale in all states and other jurisdictions in the United States
unless we are notified in writing to the contrary. We may rely solely on such
representation in selling the shares, but you assume no responsibility or
obligation as to our right as a broker-dealer to sell shares of the Funds in any
state or jurisdiction.
(c)
The then current prospectus for each of the Funds contains such disclosure with
respect to fees paid and charges imposed in connection with the sale of the Fund
shares as is necessary to comply with the rules and regulations of the
NASD, including, without limitation, disclosure of all compensation of the type
described in paragraph 5 hereof as required by Rule 2830 of the NASD
Conduct Rules. Such fees and charges will be in compliance with the
rules and regulations of the NASD, including, without limitation,
Rule 2830 of the NASD Conduct Rules.
(d)
Each investment adviser of each Fund is registered as an investment adviser
under the Investment Advisers Act of 1940 and in any state where registration is
required.
(e)
The Registration Statement (including the prospectus and statement of additional
information) and any Sales Materials relating to the Fund provided by you to us
do not contain an untrue statement of a material fact or omit to state a
material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances in which they
were made, not misleading.
(f)
All Sales Materials will comply in all material respects with the rules and
regulations of the SEC, the NASD and any states having such rules and
regulations and will be filed with the NASD or SEC and the relevant states as
required by the rules and regulations of the NASD, the SEC and such states,
respectively.
(g)
The foregoing representations and warranties will be true and correct at all
times during the term of this Agreement (with references to the Registration
Statement being deemed to refer to the Registration Statement in effect at the
time such reference is made and to the then current prospectus of the
Fund).
8. Indemnification
(a)
You agree to indemnify us (for the purposes of this Section 8, “us” and
“we” shall mean Xxxxxxx Xxxxx, the officers, directors and employees of Xxxxxxx
Xxxxx, and any person who is or may be deemed to be a controlling person of
Xxxxxxx Xxxxx) and hold us harmless against any and all losses, claims, damages,
liabilities or expenses (including the reasonable costs of investigation and
attorney’s fees and expenses as such expenses are incurred by us in any action
or proceeding between the parties hereto or between us and any third party) to
which we may become subject under the 1933 Act, the 1940 Act, or otherwise,
insofar as any such loss, claim, damage, liability or expense (or actions with
respect thereto) arises out of or is based on any untrue statement of a material
fact or alleged untrue statement of a material fact contained in any
Registration Statement of any Fund (including any prospectus or statement of
additional information which is part of any such Registration Statement)
5
or
any amendment or supplement thereto or in any Sales Material relating to a Fund
provided to us by you (whether or not we have approved the use of such Sales
Materials), or arises out of or is based on the omission or the alleged omission
to state therein a material fact required to be stated therein or necessary to
make the statements therein not misleading. This indemnity agreement will be in
addition to any liability which you may otherwise have. No indemnity by you
hereunder shall apply in respect of any prospectus, statement of additional
information or Sales Materials used at a time not authorized under the 1933 Act
or the regulations adopted thereunder, provided that you have
informed us in, writing that there is no such authorization.
(b)
If we seek indemnity under this Section we shall, promptly after receipt of
notice of commencement of any action, suit or proceeding against us, give
written notice of the commencement of such action, suit or proceeding to you,
but the omission so to notify you shall not relieve you from any such obligation
of indemnification you may otherwise have hereunder except to the extent of any
damages resulting from such failure. In case such notice of any such action
shall be so given, you shall be entitled to participate at your own expense in
the defense, or, if you so elect, to assume the defense of such action, in which
event such defense shall be conducted by counsel (reasonably satisfactory to us)
chosen by you; provided, however, that you shall not have the right to assume
the defense of any action in which the named parties (including any implied
parties) include both you and us and in which counsel to either of us has
advised that there may be legal defenses available to us which are different
from or in addition to those available to you. If you do not elect to assume the
defense of such action and in cases where separate counsel is retained because
of the availability of different defenses, you will reimburse us for the
reasonable fees and expenses of any counsel retained by us. Payment (other than
the reimbursement of our legal and other related fees and expenses, which will
be payable to us upon your receipt of our xxxx related thereto) shall be made
upon any final determination of liability resulting from such claim or
misstatement or omission by a court, panel of
arbitrators, administrative agency or self-regulatory organization, or upon any
settlement of any dispute, the subject of which involves such a claim. No action
for which indemnification is sought by us under this Section shall be
settled without your prior written consent nor shall any settlement be agreed to
by you unless such settlement contains a complete release of us with respect to
such claims. In any action in which you have elected to assume the defense, we
shall bear the fees and expenses of any additional counsel we retain, unless
either of us has retained separate counsel because there are legal defenses
available to one of us which are different from or in addition to those
available to the other of us, in which case you shall bear the fees and expenses
of our counsel as well.
(c)
This Section 8 shall survive the termination of this
Agreement.
9.
Termination
Either
party hereto may cancel this Agreement upon 30 days’ prior written notice to the
other. This Agreement may be amended upon the mutual written agreement of the
parties hereto. This Agreement shall be in substitution of any prior agreement
between us regarding the distribution of these shares.
10.
Miscellaneous
(a)
We understand and agree that we are acting as principal under this Agreement,
and that we are in no way responsible for the manner of your performance or for
any of your acts or omissions in connection therewith. In no transaction
involving shares of a Fund shall we have any authority to act as an agent for the Fund or for you. Nothing shall constitute us as a
syndicate, association, joint venture, partnership, unincorporated business, or
other separate entity or otherwise partners with you.
(b)
Each Fund reserves the right in its discretion and you reserve the right, in
your discretion and without notice to us, subject to applicable law, to suspend
sales or redemptions or to withdraw the offering of shares of the
Fund.
(c)
All communication shall be sent to us at our offices at Xxxxxxx Xxxxx Mutual
Funds Marketing, Attention: Mutual Funds Administration, 000 Xxxxxxxx Xxxx Xxxx,
Xxxxxxxxxx, Xxx Xxxxxx 00000 and to you at the address you have provided at the
end of this Agreement. Notice shall be deemed to have been given on the date it
was either delivered personally to the other party or any officer or member
thereof or was either received by express delivery or telecopy (with receipt) by
the other party at his or her address specified in this Agreement. A copy of all
notices to you under this Agreement shall also be sent simultaneously to
BlackRock Advisors, Inc. at
6
000
Xxxx Xxxxxx, 00 xx
Floor, New York, N.Y. 10154; Attn: Xxxx Xxxxxxxx by one or more of the
means described above. Either party may change the address to which
communications to it shall be sent by giving notice thereof in accordance with
this provision.
(d)
We may amend this Agreement unilaterally, at any time and from time to time, to
add additional Fund(s) to Schedule A hereof by delivery to you of a new or
amended Schedule A containing the names of the additional Fund(s). Each of us
hereby agrees that any such amendment will not be required to be signed by you but only by us. However, such amendment shall only
become effective and part of this Agreement and be deemed binding upon the first
sale by us of any shares of such additional Fund.
(e)
This Agreement shall become effective as of the date when it is executed and
dated by you below. This Agreement shall be governed by the laws of the State of
New York.
(f)
If a dispute arises between us and you with respect to this Agreement which the
parties are unable to resolve themselves, it shall be settled by arbitration in
accordance with the then existing NASD Code of Arbitration Procedure (the “NASD
Code”). The parties agree, that to the extent permitted by the NASD Code, the
arbitrator(s) shall be selected from the securities industry.
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Xxxxxxx
Lynch, Pierce, Xxxxxx & Xxxxx Incorporated
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By:
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Xxxxxxx
X. Xxxxxxxx
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Vice
President
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Director,
Non-Proprietary Funds
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Accepted:
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BlackRock
Distributors Inc. (formerly Compass
Distributors, Inc.)
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By:
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/s/
Xxxxxx X Xxxxxxxxx
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| Name: |
Xxxxxx
X Xxxxxxxxx
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| Title: |
President
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Address:
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0000
Xxxxxxx Xxxxx
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Xxxx
xx Xxxxxxx, Xxxxxxxxxxxx 00000
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Originally
Executed: May 28, 1996
Amended
and Restated: December 1, 2000
7
AMENDMENT
TO AMENDED AND RESTATED SELECTED DEALER AGREEMENT
THIS
AMENDMENT (this “Amendment”) by and between Xxxxxxx Lynch, Pierce,
Xxxxxx & Xxxxx Incorporated (“Xxxxxxx Xxxxx”) and BlackRock
Distributors, Inc. (“BDI”) is made to that certain Amended and Restated
Selected Dealer Agreement dated December 1, 2000 by and between Xxxxxxx
Xxxxx and BDI (the “Agreement”), and effective as of the close of business on
September 29, 2006.
W
I T N E S S E T H:
WHEREAS,
Xxxxxxx Xxxxx & Co., Inc. (“ML & Co.”),
BlackRock, Inc. (“Old BlackRock”), New BlackRock, Inc. (“BlackRock”)
and a “BlackRock Merger Sub” entered into a Transaction Agreement and Plan of
Merger, dated as of February 15, 2006, pursuant to which Old BlackRock
would become a wholly owned Subsidiary of BlackRock and Xxxxxxx Xxxxx would sell
to BlackRock certain asset management businesses currently operated as Xxxxxxx
Xxxxx Investment Managers (“MLIM”) in exchange for shares of common stock and
preferred stock of BlackRock (collectively, the “Transaction”);
WHEREAS,
in connection with the Transaction, BlackRock and ML&Co. (the “GDA Parties”)
intend to enter in a Global Distribution Agreement that provides for economic
terms between GDA Parties to remain the same as those in effect on the date of
the Transaction Agreement with respect to each Covered Product (as defined in
the Transaction Agreement) and that the economic terms between the GDA Parties
with respect to each other Covered Product in effect on the date of the GDA
shall remain the same as those in effect on the date of the GDA;
WHEREAS,
the GDA provides that the GDA Parties will cause their respective controlled
affiliates to entered into as of the date of the closing of the Transaction
appropriate agreements to implement the terms of the GDA, and accordingly,
Xxxxxxx Xxxxx and BlackRock Advisors, LLC intend to enter into a Platform
Infrastructure, Marketing Services and Support Agreement to evidence
arrangements with respect to certain services provided by Xxxxxxx Xxxxx that are
in part covered by Schedule D of the Agreement; and
WHEREAS,
the parties hereto desire to amend the Agreement so as to avoid any confusion as
the fees applicable for the services provided by Xxxxxxx Xxxxx;
NOW,
THEREFORE, in consideration of the forgoing premises and mutual covenants,
agreements and promises contained in this Amendment, the parties hereto,
intending to be legally bound, agree as follows:
1.
Amendment to the
Agreement . The Agreement is hereby amended to remove Schedule D
thereto.
2.
Governing Law .
This Amendment shall be governed by the laws of the State of New York, without
giving effect to conflict of law provisions.
3.
Counterparts .
This Amendment may be executed in counterparts, each of which shall be an
original but all of which together shall constitute one and the same
instrument.
IN
WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by
their respective authorized persons.
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XXXXXXX
LYNCH, PIERCE, XXXXXX &
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XXXXX
INCORPORATED
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By:
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/s/
Xxxx X. Xxxxxxxx
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Xxxx
X. Xxxxxxxx
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Director,
Mutual Funds
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BLACKROCK
DISTRIBUTORS, INC.
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By:
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/s/ Xxxxx Xx
Xxxxxxx
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Print
name:
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Title:
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VP
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8
Amendment to Agreement
(s)
You
(“Service Organization”) have entered into one or more agreements (“Agreement”
or “Agreement(s)”) with BlackRock Distributors, Inc. (“BDI”) and/or
BlackRock Advisors, LLC relating to sales of the BlackRock open-end mutual funds
pursuant to which you may provide one or more of the following types of services
under the terms of your Agreement(s): general shareholder liaison, distribution
and sales support, distribution and marketing support, operational and/or
recordkeeping services, networking services and/or sub-accounting services in
return for certain payments. The parties to the Agreement(s) hereby agree
that effective as of October 1, 2008, each such Agreement is hereby amended
to indicate that BlackRock Investments, Inc. (“BII”) shall replace BDI as a
contracting party, and each reference to BDI in the Agreement shall be replaced
with a reference to BII. Service Organization hereby consents to BII succeeding
to all of BDI’s rights, obligations, interests and liabilities under the
Agreements and to the substitution in all respects of BII for BDI as a party to
the Agreements.
The
parties to the Agreement(s) agree that, under the terms of the Prospectuses
and 12b-1 Plans for the Funds underwritten by BII and consistent with Bll’s
course of dealing with your firm and pursuant to such Agreement(s), any
Rule 12b-1 fees that BII may pay to your firm in connection with
distribution and/or shareholder services and pursuant to the terms of your
firm’s Agreement(s), if applicable, will only derive from Rule 12b-1 fees
actually received by BII from the applicable Fund, and consistent with
guidelines from the Financial Industry Regulatory Authority, Inc. and the
Securities and Exchange Commission, any Rule 12b-1 and/or service fees are not
payable by BII to your firm unless and until received by the applicable
Fund.
This
amendment confirms that once BII receives such service and/or 12b-1 fees from
the applicable Fund, commissions or other payments will be paid to your firm in
the same manner and time frame to which your firm is accustomed to receiving
such fees (so long as such fees are included under the terms of your
Agreement(s)).
**
** *********
To
the extent that provisions of the Agreement(s) and this Amendment are in
conflict, the terms of this Amendment shall control. Except to the extent
amended by this Amendment, the Agreement(s) shall remain unchanged and in
full force and effect, and are hereby ratified and confirmed in all respects as
amended hereby.
9
|
Firm
Name:
|
Xxxxxxx
Lynch, Pierce, Xxxxxx & Xxxxx, Inc.
|
BlackRock
Investments, Inc.
|
|||
|
Signature:
|
/s/
Xxxxxx X. Xx Xxxxxx, III
|
Signature:
|
/s/
Xxx Xxxxx
|
||
|
Name:
|
Xxxxxx
X. Xx Xxxxxx, III
|
Name:
|
Xxx
Xxxxx
|
||
|
Title:
|
Director
|
Title:
|
Managing
Director
|
||
|
Dated:
|
September
18, 2008
|
Dated:
|
09/26/2008
|
||
|
Signature:
|
/s/
Xxxxx Xx Xxxxxxx
|
||||
|
Name:
|
Xxxxx
Xx Xxxxxxx
|
||||
|
Title:
|
Vice
President
|
||||
|
Dated:
|
09/24/2008
|
||||
10
THIRD
AMENDMENT TO AMENDED AND RESTATED SELECTED DEALER AGREEMENT
THIS
THIRD AMENDMENT (this “Amendment”) by and between Xxxxxxx Lynch, Pierce, Xxxxxx
& Xxxxx Incorporated (“Xxxxxxx Xxxxx”) and BlackRock Investments, Inc.
(“BII”) is made to that certain Amended and Restated Selected Dealer Agreement
dated December 1, 2000 by and between Xxxxxxx Xxxxx and BlackRock Distributors,
Inc. (“BDI”), as amended on September 29, 2006 and referred to as “Amendment to
Amended and Restated Selected Dealer Agreement” (the “First Amendment”), and as
separately amended on October 1, 2008 and entitled “Amendment to Agreement(s)”
(the “Second Amendment”) (collectively, the “Agreement”), and shall be effective
as of October 1, 2008.
W
I T N E S S E T H:
WHEREAS,
pursuant to that certain letter agreement dated September 11, 2008, Xxxxxxx
Xxxxx and BDI entered into the Second Amendment to replace BDI with BII as the
counterparty to the Agreement;
WHEREAS,
in connection with FAM Distributors, Inc.’s termination of its distribution and
placement agreements with certain open-end investment companies managed by
investment advisory affiliates of BlackRock, Inc. (“BlackRock”), and Xxxxxxx
Xxxxx’x termination of its distribution agreement with respect to the CMA and
WCMA branded money market funds managed by BlackRock, the parties hereto desire
to amend the Agreement to reflect Xxxxxxx Xxxxx’x exclusive dealer arrangement
with regard to certain Xxxxxxx Xxxxx branded money market funds and to amend
Schedule A of
the Agreement; and
WHEREAS,
in connection with the launch of the BlackRock Fixed Income Value Opportunities
Fund (“FIVO”), a closed-end investment company that will not be continuously
offered, but which shall be subject to the Agreement, the parties desire to
amend the Agreement to provide for payment of the related dealer compensation,
including sales charges, distribution fees and shareholder services fees to
Xxxxxxx Xxxxx, as well as to amend Schedule A to include
FIVO;
NOW,
THEREFORE, in consideration of the forgoing premises and mutual covenants, agreements and
promises contained in this Amendment, the parties hereto, intending to be
legally bound, agree as follows:
1.
Amendment to the
Agreement.
(a) Section
5(e) of the Agreement is deleted in its entirety and replaced with the
following:
(e) Certain
of the Funds have made or may in the future make arrangements to make payments
(i) in connection with the distribution of Fund shares, and/or (ii) for the
provision of shareholder services or other services to Fund shareholders,
including the adoption of a plan (“Plan”) pursuant to Rule 12b-1 under the 1940
Act. In connection with the sale of a Fund’s shares or servicing of
the accounts of our customers where Xxxxxxx Xxxxx is the record owner or listed
as the broker-dealer of record, you shall pay us a fee upon the terms and
conditions as set forth in the then current prospectus of such Fund (or in the
case of a Closed-End Fund that is not continuously offered, the initial offering
prospectus) or, in the alternative, as set forth in Schedule C
hereto. We expressly acknowledge and understand that there is no Rule
12b-1 Plan for any Closed-end Fund, but that certain Closed-end Funds may make
payments in connection with the distribution of Fund shares and/or for the
provision of shareholder services to which we are entitled pursuant to the
foregoing.
(b) Section
5(f) of the Agreement is deleted in its entirety and replaced with the
following:
11
(f) Paragraphs
(a) through (f) shall survive the termination of this Agreement for sales that
occur before such termination for sales with respect to which 12b-1 fees
continue to apply.
(c) Section
10 of the Agreement is amended to add the following provisions:
(f) Notwithstanding
any other provision herein to the contrary, you agree that Xxxxxxx Xxxxx shall
be the sole and exclusive retail dealer (or broker, as the case may be) of those
certain CMA/WCMA Money Funds, Other Retail Money Funds, and Institutional Money
Funds set forth on Schedule E attached
hereto for so long as such funds use as part of their name any Xxxxxxx Xxxxx
Licensed Marks (as such term is defined in Section 9 of that certain Global
Distribution Agreement, dated September 29, 2006, by and between ML&Co. and
BlackRock, Inc.), except as otherwise agreed by Xxxxxxx Xxxxx.
(g) With
respect to the CMA/WCMA Money Funds we may make shares of those funds available
to participants in the CMA program and WCMA program provided by Xxxxxxx Xxxxx to
it clients, and to other clients of Xxxxxxx Xxxxx. You acknowledge
and understand that the CMA/WCMA Money Funds may be used in connection with
automatic purchases and redemptions of shares of the CMA/WCMA Money Funds with
respect to free credit balances in such clients’ Xxxxxxx Xxxxx securities
accounts and/or Visa accounts through the CMA program or WCMA program
(“sweeps”). CMA or WCMA participants may be liable for the
unauthorized use of their Visa card in an amount up to $50. The owner
of the Visa card will not be liable for any unauthorized use that occurs after
the Visa processing agent has been notified orally or in writing of loss, theft
or possible unauthorized use. If shares of the CMA/WCMA Money Funds
are redeemed due to the unauthorized use of the Visa card, you agree to cause
the applicable fund to reinstate such shares as if never sold and Xxxxxxx Xxxxx
agrees to indemnify you and the applicable fund against any losses caused
thereby and all costs associated therewith.
(d) Schedule A to the
Agreement is hereby deleted and replaced in its entirety with Schedule A attached
hereto.
2.
Governing
Law. This Amendment shall be governed by the laws of the State
of New York, without giving effect to conflict of law provisions.
3.
Counterparts. This
Amendment may be executed in counterparts, each of which shall be an original
but all of which together shall constitute one and the same
instrument.
IN
WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by
their respective authorized persons.
|
XXXXXXX
LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED
By: _________________________________
Xxxx
X. Xxxxxxxx
Managing
Director, Mutual Funds
|
12
|
BLACKROCK
INVESTMENTS, INC.
By: ________________________________
Print
name: _________________________
Title: ______________________________
|
13
SCHEDULE
A
|
FUND
NAME
|
CUSIP
|
TICKER
|
||
|
A
|
BlackRock
Aggressive Growth Prepared Portfolio
|
00000X000
|
BAAPX
|
|
|
C
|
BlackRock
Aggressive Growth Prepared Portfolio
|
00000X000
|
BCAPX
|
|
|
Institutional
|
BlackRock
Aggressive Growth Prepared Portfolio
|
00000X000
|
BIAPX
|
|
|
R
|
BlackRock
Aggressive Growth Prepared Portfolio
|
00000X000
|
BRAPX
|
|
|
A
|
BlackRock
All-Cap Global Resources Portfolio
|
091937334
|
BACAX
|
|
|
B
|
BlackRock
All-Cap Global Resources Portfolio
|
091937326
|
BACBX
|
|
|
C
|
BlackRock
All-Cap Global Resources Portfolio
|
091937318
|
BACCX
|
|
|
Institutional
|
BlackRock
All-Cap Global Resources Portfolio
|
091937284
|
BACIX
|
|
|
Service
|
BlackRock
All-Cap Global Resources Portfolio
|
091937292
|
BACSX
|
|
|
A
|
BlackRock
AMT- Free Municipal Bond Portfolio
|
091928143
|
CCTAX
|
|
|
BlackRock
|
BlackRock
AMT-Free Municipal Bond Portfolio
|
091929257
|
BRTIX
|
|
|
C
|
BlackRock
AMT-Free Municipal Bond Portfolio
|
091928127
|
BTICX
|
|
|
Institutional
|
BlackRock
AMT-Free Municipal Bond Portfolio
|
091928168
|
CTFIX
|
|
|
Service
|
BlackRock
AMT-Free Municipal Bond Portfolio
|
091928150
|
CMITX
|
|
|
B
|
BlackRock
AMT-Free Municipal Bond Portfolio
|
091928135
|
BTIBX
|
|
|
A
|
BlackRock
Asset Allocation Portfolio
|
091927822
|
PCBAX
|
|
|
B
|
BlackRock
Asset Allocation Portfolio
|
091927814
|
CBIBX
|
|
|
C
|
BlackRock
Asset Allocation Portfolio
|
091927798
|
BRBCX
|
|
|
Institutional
|
BlackRock
Asset Allocation Portfolio
|
091927848
|
PBAIX
|
|
|
Service
|
BlackRock
Asset Allocation Portfolio
|
091927830
|
PCBSX
|
|
|
A
|
BlackRock
Aurora Portfolio
|
091937441
|
SSRAX
|
|
|
B
|
BlackRock
Aurora Portfolio
|
091937433
|
SSRPX
|
|
|
C
|
BlackRock
Aurora Portfolio
|
091937425
|
SSRDX
|
|
|
Institutional
|
BlackRock
Aurora Portfolio
|
091937417
|
SSRCX
|
|
|
R
|
BlackRock
Aurora Portfolio
|
00000X000
|
SSRRX
|
|
|
A
|
BlackRock
Balanced Capital Fund, Inc.
|
00000X000
|
MDCPX
|
|
|
B
|
BlackRock
Balanced Capital Fund, Inc.
|
00000X000
|
MBCPX
|
|
|
C
|
BlackRock
Balanced Capital Fund, Inc.
|
00000X000
|
MCCPX
|
|
|
Institutional
|
BlackRock
Balanced Capital Fund, Inc.
|
00000X000
|
MACPX
|
|
|
R
|
BlackRock
Balanced Capital Fund, Inc.
|
00000X000
|
MRBPX
|
|
|
A
|
BlackRock
Basic Value Fund, Inc.
|
00000X000
|
MDBAX
|
|
|
B
|
BlackRock
Basic Value Fund, Inc.
|
00000X000
|
MBBAX
|
|
|
C
|
BlackRock
Basic Value Fund, Inc.
|
00000X000
|
MCBAX
|
|
|
Institutional
|
BlackRock
Basic Value Fund, Inc.
|
00000X000
|
MABAX
|
|
|
R
|
BlackRock
Basic Value Fund, Inc.
|
00000X000
|
MRBVX
|
|
|
A
|
BlackRock
Basic Value Principal Protected Fund
|
00000X000
|
MDPVX
|
|
|
B
|
BlackRock
Basic Value Principal Protected Fund
|
00000X000
|
MBPVX
|
|
|
C
|
BlackRock
Basic Value Principal Protected Fund
|
00000X000
|
MCPVX
|
|
|
Institutional
|
BlackRock
Basic Value Principal Protected Fund
|
00000X000
|
MAPVX
|
|
|
A
|
BlackRock
California Insured Municipal Bond Fund
|
00000X000
|
MECMX
|
14
|
A1
|
BlackRock
California Insured Municipal Bond Fund
|
00000X000
|
MDCMX
|
|
|
C
|
BlackRock
California Insured Municipal Bond Fund
|
00000X000
|
MFCMX
|
|
|
C1
|
BlackRock
California Insured Municipal Bond Fund
|
00000X000
|
MCCMX
|
|
|
Institutional
|
BlackRock
California Insured Municipal Xxxx Xxxx
|
00000X000
|
XXXXX
|
|
|
B
|
BlackRock
California Insured Municipal Bond Fund
|
00000X000
|
MBCMX
|
|
|
A
|
BlackRock
Capital Appreciation Portfolio
|
091937615
|
SRLAX
|
|
|
B
|
BlackRock
Capital Appreciation Portfolio
|
091937599
|
SRLPX
|
|
|
C
|
BlackRock
Capital Appreciation Portfolio
|
091937581
|
SRLCX
|
|
|
Institutional
|
BlackRock
Capital Appreciation Portfolio
|
091937623
|
SRLSX
|
|
|
A
|
BlackRock
Conservative Prepared Portfolio
|
091937177
|
BACPX
|
|
|
C
|
BlackRock
Conservative Prepared Portfolio
|
091937169
|
BCCPX
|
|
|
Institutional
|
BlackRock
Conservative Prepared Portfolio
|
00000X000
|
BICPX
|
|
|
R
|
BlackRock
Conservative Prepared Portfolio
|
00000X000
|
BRCPX
|
|
|
A
|
BlackRock
Core Principal Protected Fund
|
00000X000
|
MDPWX
|
|
|
B
|
BlackRock
Core Principal Protected Fund
|
00000X000
|
MBPWX
|
|
|
C
|
BlackRock
Core Principal Protected Fund
|
00000X000
|
MCPWX
|
|
|
Institutional
|
BlackRock
Core Principal Protected Fund
|
00000X000
|
MAPWX
|
|
|
A
|
BlackRock
Delaware Municipal Bond Portfolio
|
091929869
|
BDIAX
|
|
|
C
|
BlackRock
Delaware Municipal Bond Portfolio
|
091929844
|
BDICX
|
|
|
Institutional
|
BlackRock
Delaware Municipal Bond Portfolio
|
091929828
|
BDTIX
|
|
|
B
|
BlackRock
Delaware Municipal Bond Portfolio
|
091929851
|
BDIBX
|
|
|
A
|
BlackRock
Emerging Market Debt Portfolio
|
00000X000
|
BAEDX
|
|
|
C
|
BlackRock
Emerging Market Debt Portfolio
|
00000X000
|
BCEDX
|
|
|
Institutional
|
BlackRock
Emerging Market Debt Portfolio
|
00000X000
|
BEDIX
|
|
|
BlackRock
|
BlackRock
Emerging Market Debt Portfolio
|
00000X000
|
BREDX
|
|
|
A
|
BlackRock
Enhanced Income Portfolio
|
091937706
|
BRIVX
|
|
|
BlackRock
|
BlackRock
Enhanced Income Portfolio
|
091937102
|
BEIPX
|
|
|
Institutional
|
BlackRock
Enhanced Income Portfolio
|
091937508
|
BRIIX
|
|
|
Service
|
BlackRock
Enhanced Income Portfolio
|
091937300
|
BRISX
|
|
|
A
|
BlackRock
Equity Dividend Fund
|
00000X000
|
MDDVX
|
|
|
B
|
BlackRock
Equity Dividend Fund
|
00000X000
|
MBDVX
|
|
|
C
|
BlackRock
Equity Dividend Fund
|
00000X000
|
MCDVX
|
|
|
Institutional
|
BlackRock
Equity Dividend Fund
|
00000X000
|
MADVX
|
|
|
R
|
BlackRock
Equity Dividend Fund
|
00000X000
|
MRDVX
|
|
|
Service
|
BlackRock
Equity Dividend Fund
|
00000X000
|
MSDVX
|
|
|
A
|
BlackRock
EuroFund
|
00000X000
|
MDEFX
|
|
|
B
|
BlackRock
EuroFund
|
00000X000
|
MBEFX
|
|
|
C
|
BlackRock
EuroFund
|
00000X000
|
MCEFX
|
|
|
R
|
BlackRock
EuroFund
|
00000X000
|
MREFX
|
|
|
Institutional
|
BlackRock
EuroFund
|
00000X000
|
MAEFX
|
|
|
BlackRock
|
BlackRock
Exchange Portfolio
|
091937391
|
STSEX
|
|
|
A
|
BlackRock
Florida Municipal Bond Fund
|
00000X000
|
MEFMX
|
15
|
A1
|
BlackRock
Florida Municipal Bond Fund
|
00000X000
|
MDFMX
|
|
|
C
|
BlackRock
Florida Municipal Bond Fund
|
00000X000
|
MFFMX
|
|
|
X0
|
XxxxxXxxx
Xxxxxxx Xxxxxxxxx Xxxx Xxxx
|
00000X000
|
MCFMX
|
|
|
Institutional
|
BlackRock
Florida Municipal Bond Fund
|
00000X000
|
MAFMX
|
|
|
B
|
BlackRock
Florida Municipal Bond Fund
|
00000X000
|
MBFMX
|
|
|
A
|
BlackRock
Focus Growth Fund, Inc.
|
00000X000
|
MDFOX
|
|
|
B
|
BlackRock
Focus Growth Fund, Inc.
|
00000X000
|
MBFOX
|
|
|
C
|
BlackRock
Focus Growth Fund, Inc.
|
00000X000
|
MCFOX
|
|
|
Institutional
|
BlackRock
Focus Growth Fund, Inc.
|
00000X000
|
MAFOX
|
|
|
A
|
BlackRock
Focus Value Fund, Inc.
|
00000X000
|
MDPNX
|
|
|
B
|
BlackRock
Focus Value Fund, Inc.
|
00000X000
|
MBPNX
|
|
|
C
|
BlackRock
Focus Value Fund, Inc.
|
00000X000
|
MCPNX
|
|
|
Institutional
|
BlackRock
Focus Value Fund, Inc.
|
00000X000
|
MAPNX
|
|
|
R
|
BlackRock
Focus Value Fund, Inc.
|
00000X000
|
MRPNX
|
|
|
A
|
BlackRock
Fundamental Growth Fund, Inc.
|
00000X000
|
MDFGX
|
|
|
B
|
BlackRock
Fundamental Growth Fund, Inc.
|
00000X000
|
MBFGX
|
|
|
C
|
BlackRock
Fundamental Growth Fund, Inc.
|
00000X000
|
MCFGX
|
|
|
Institutional
|
BlackRock
Fundamental Growth Fund, Inc.
|
00000X000
|
MAFGX
|
|
|
R
|
BlackRock
Fundamental Growth Fund, Inc.
|
00000X000
|
MRFGX
|
|
|
A
|
BlackRock
Fundamental Growth Principal Protected Fund
|
00000X000
|
MDPUX
|
|
|
B
|
BlackRock
Fundamental Growth Principal Protected Fund
|
00000X000
|
MBPUX
|
|
|
C
|
BlackRock
Fundamental Growth Principal Protected Fund
|
00000X000
|
MCPUX
|
|
|
Institutional
|
BlackRock
Fundamental Growth Principal Protected Fund
|
00000X000
|
MAPUX
|
|
|
A
|
BlackRock
Global Allocation Fund, Inc.
|
00000X000
|
MDLOX
|
|
|
B
|
BlackRock
Global Allocation Fund, Inc.
|
00000X000
|
MBLOX
|
|
|
C
|
BlackRock
Global Allocation Fund, Inc.
|
00000X000
|
MCLOX
|
|
|
Institutional
|
BlackRock
Global Allocation Fund, Inc.
|
00000X000
|
MALOX
|
|
|
R
|
BlackRock
Global Allocation Fund, Inc.
|
00000X000
|
MRLOX
|
|
|
A
|
BlackRock
Global Dynamic Equity Fund
|
00000X000
|
MDEGX
|
|
|
B
|
BlackRock
Global Dynamic Equity Fund
|
00000X000
|
MBEGX
|
|
|
C
|
BlackRock
Global Dynamic Equity Fund
|
00000X000
|
MCEGX
|
|
|
Institutional
|
BlackRock
Global Dynamic Equity Fund
|
00000X000
|
MAEGX
|
|
|
R
|
BlackRock
Global Dynamic Equity Fund
|
00000X000
|
MREGX
|
|
|
A
|
BlackRock
Global Emerging Markets Fund, Inc.
|
00000X000
|
MDDCX
|
|
|
B
|
BlackRock
Global Emerging Markets Fund, Inc.
|
00000X000
|
MBDCX
|
|
|
C
|
BlackRock
Global Emerging Markets Fund, Inc.
|
00000X000
|
MCDCX
|
|
|
Institutional
|
BlackRock
Global Emerging Markets Fund, Inc.
|
00000X000
|
MADCX
|
|
|
A
|
BlackRock
Global Financial Services Fund, Inc.
|
00000X000
|
MDFNX
|
|
|
B
|
BlackRock
Global Financial Services Fund, Inc.
|
00000X000
|
MBFNX
|
|
|
C
|
BlackRock
Global Financial Services Fund, Inc.
|
00000X000
|
MCFNX
|
|
|
Institutional
|
BlackRock
Global Financial Services Fund, Inc.
|
00000X000
|
MAFNX
|
|
|
R
|
BlackRock
Global Financial Services Fund, Inc.
|
00000X000
|
MRFNX
|
16
|
A
|
BlackRock
Global Growth Fund, Inc.
|
00000X000
|
MDGGX
|
|
|
B
|
BlackRock
Global Growth Fund, Inc.
|
00000X000
|
MBGGX
|
|
|
C
|
BlackRock
Global Growth Fund, Inc.
|
00000X000
|
MCGGX
|
|
|
Institutional
|
BlackRock
Global Growth Fund, Inc.
|
00000X000
|
MAGGX
|
|
|
R
|
BlackRock
Global Growth Fund, Inc.
|
00000X000
|
MRGWX
|
|
|
A
|
BlackRock
Global Opportunities Portfolio
|
091937243
|
BROAX
|
|
|
B
|
BlackRock
Global Opportunities Portfolio
|
091937235
|
BROBX
|
|
|
C
|
BlackRock
Global Opportunities Portfolio
|
091937227
|
BROCX
|
|
|
Institutional
|
BlackRock
Global Opportunities Portfolio
|
091937268
|
BROIX
|
|
|
A
|
BlackRock
Global Resources Portfolio
|
091937524
|
SSGRX
|
|
|
B
|
BlackRock
Global Resources Portfolio
|
091937516
|
SSGPX
|
|
|
C
|
BlackRock
Global Resources Portfolio
|
091937490
|
SSGDX
|
|
|
Institutional
|
BlackRock
Global Resources Portfolio
|
091937532
|
SGLSX
|
|
|
A
|
BlackRock
Global SmallCap Fund, Inc.
|
00000X000
|
MDGCX
|
|
|
B
|
BlackRock
Global SmallCap Fund, Inc.
|
00000X000
|
MBGCX
|
|
|
C
|
BlackRock
Global SmallCap Fund, Inc.
|
00000X000
|
MCGCX
|
|
|
Institutional
|
BlackRock
Global SmallCap Fund, Inc.
|
00000X000
|
MAGCX
|
|
|
R
|
BlackRock
Global SmallCap Fund, Inc.
|
00000X000
|
MRGSX
|
|
|
A
|
BlackRock
GNMA Portfolio
|
091929745
|
BGPAX
|
|
|
BlackRock
|
BlackRock
GNMA Portfolio
|
091929240
|
BBGPX
|
|
|
C
|
BlackRock
GNMA Portfolio
|
091929729
|
BGPCX
|
|
|
Institutional
|
BlackRock
GNMA Portfolio
|
091929695
|
BGNIX
|
|
|
Service
|
BlackRock
GNMA Portfolio
|
091929711
|
BGPSX
|
|
|
B
|
BlackRock
GNMA Portfolio
|
091929737
|
BGPBX
|
|
|
A
|
BlackRock
Government Income Portfolio
|
091928374
|
CCGAX
|
|
|
B1
|
BlackRock
Government Income Portfolio
|
00000X000
|
BGIDX
|
|
|
BlackRock
|
BlackRock
Government Income Portfolio
|
091929232
|
BGIBX
|
|
|
C
|
BlackRock
Government Income Portfolio
|
091928358
|
BGICX
|
|
|
C1
|
BlackRock
Government Income Portfolio
|
00000X000
|
BGIEX
|
|
|
Institutional
|
BlackRock
Government Income Portfolio
|
091928390
|
BFICX
|
|
|
R
|
BlackRock
Government Income Portfolio
|
00000X000
|
BGIRX
|
|
|
Service
|
BlackRock
Government Income Portfolio
|
091928382
|
BGSVX
|
|
|
B
|
BlackRock
Government Income Portfolio
|
091928366
|
PNGBX
|
|
|
A
|
BlackRock
Growth Prepared Portfolio
|
091937136
|
BAGPX
|
|
|
C
|
BlackRock
Growth Prepared Portfolio
|
091937128
|
BCGPX
|
|
|
Institutional
|
BlackRock
Growth Prepared Portfolio
|
00000X000
|
BIGPX
|
|
|
R
|
BlackRock
Growth Prepared Portfolio
|
00000X000
|
BRGPX
|
|
|
A
|
BlackRock
Health Sciences Opportunities Portfolio
|
091937573
|
SHSAX
|
|
|
B
|
BlackRock
Health Sciences Opportunities Portfolio
|
091937565
|
SHSPX
|
|
|
C
|
BlackRock
Health Sciences Opportunities Portfolio
|
091937557
|
SHSCX
|
|
|
Institutional
|
BlackRock
Health Sciences Opportunities Portfolio
|
091937540
|
SHSSX
|
|
|
Service
|
BlackRock
Health Sciences Opportunities Portfolio
|
091937359
|
SHISX
|
17
|
A
|
BlackRock
Healthcare Fund, Inc.
|
00000X000
|
MDHCX
|
|
|
B
|
BlackRock
Healthcare Fund, Inc.
|
00000X000
|
MBHCX
|
|
|
C
|
BlackRock
Healthcare Fund, Inc.
|
00000X000
|
MCHCX
|
|
|
Institutional
|
BlackRock
Healthcare Fund, Inc.
|
00000X000
|
MAHCX
|
|
|
R
|
BlackRock
Healthcare Fund, Inc.
|
00000X000
|
MRHCX
|
|
|
A
|
BlackRock
High Income Fund
|
00000X000
|
MDHIX
|
|
|
C1
|
BlackRock
High Income Fund
|
00000X000
|
MCHIX
|
|
|
Institutional
|
BlackRock
High Income Fund
|
00000X000
|
MAHIX
|
|
|
B
|
BlackRock
High Income Fund
|
00000X000
|
MBHIX
|
|
|
C
|
BlackRock
High Income Fund
|
00000X000
|
MFHIX
|
|
|
A
|
BlackRock
High Yield Bond Portfolio
|
091929679
|
BHYAX
|
|
|
X0
|
XxxxxXxxx
Xxxx Xxxxx Xxxx Xxxxxxxxx
|
00000X000
|
BHYDX
|
|
|
BlackRock
|
BlackRock
High Yield Bond Portfolio
|
091929687
|
BRHYX
|
|
|
C
|
BlackRock
High Yield Bond Portfolio
|
091929653
|
BHYCX
|
|
|
X0
|
XxxxxXxxx
Xxxx Xxxxx Xxxx Xxxxxxxxx
|
00000X000
|
BHYEX
|
|
|
Institutional
|
BlackRock
High Yield Bond Portfolio
|
091929638
|
BHYIX
|
|
|
R
|
BlackRock
High Yield Bond Portfolio
|
00000X000
|
BHYRX
|
|
|
Service
|
BlackRock
High Yield Bond Portfolio
|
091929646
|
BHYSX
|
|
|
B
|
BlackRock
High Yield Bond Portfolio
|
091929661
|
BHYBX
|
|
|
A
|
BlackRock
High Yield Municipal Fund
|
00000X000
|
MDYHX
|
|
|
C
|
BlackRock
High Yield Municipal Fund
|
00000X000
|
MCYHX
|
|
|
Institutional
|
BlackRock
High Yield Municipal Fund
|
00000X000
|
MAYHX
|
|
|
A
|
BlackRock
Income Builder Portfolio
|
00000X000
|
BABDX
|
|
|
C
|
BlackRock
Income Builder Portfolio
|
00000X000
|
BCBDX
|
|
|
Institutional
|
BlackRock
Income Builder Portfolio
|
00000X000
|
BIBDX
|
|
|
A
|
BlackRock
Income Portfolio
|
00000X000
|
BAICX
|
|
|
C
|
BlackRock
Income Portfolio
|
00000X000
|
BCICX
|
|
|
Institutional
|
BlackRock
Income Portfolio
|
00000X000
|
BIICX
|
|
|
A
|
BlackRock
Index Equity Portfolio
|
091927657
|
CIEAX
|
|
|
B
|
BlackRock
Index Equity Portfolio
|
091927640
|
CIEBX
|
|
|
C
|
BlackRock
Index Equity Portfolio
|
091927632
|
CIECX
|
|
|
Institutional
|
BlackRock
Index Equity Portfolio
|
091927673
|
PNIEX
|
|
|
Service
|
BlackRock
Index Equity Portfolio
|
091927665
|
PNESX
|
|
|
A
|
BlackRock
Inflation Protected Bond Portfolio
|
091937722
|
BPRAX
|
|
|
BlackRock
|
BlackRock
Inflation Protected Bond Portfolio
|
091937755
|
BPLBX
|
|
|
C
|
BlackRock
Inflation Protected Bond Portfolio
|
091937698
|
BPRCX
|
|
|
Institutional
|
BlackRock
Inflation Protected Bond Portfolio
|
091937748
|
BPRIX
|
|
|
Service
|
BlackRock
Inflation Protected Bond Portfolio
|
091937730
|
BPRSX
|
|
|
B
|
BlackRock
Inflation Protected Bond Portfolio
|
091937714
|
BPIBX
|
|
|
A
|
BlackRock
Intermediate Bond II Portfolio
|
091928325
|
CCIAX
|
|
|
B
|
BlackRock
Intermediate Bond II Portfolio
|
091928317
|
BRIBX
|
|
|
BlackRock
|
BlackRock
Intermediate Bond II Portfolio
|
091929752
|
BIBRX
|
18
|
C
|
BlackRock
Intermediate Bond II Portfolio
|
091928291
|
BRCIX
|
|
|
Institutional
|
BlackRock
Intermediate Bond II Portfolio
|
091928341
|
PNBIX
|
|
|
Service
|
BlackRock
Intermediate Bond II Portfolio
|
091928333
|
PIBSX
|
|
|
A
|
BlackRock
Intermediate Government Bond Portfolio
|
091928549
|
CIGAX
|
|
|
C
|
BlackRock
Intermediate Government Bond Portfolio
|
091928523
|
BIGCX
|
|
|
Institutional
|
BlackRock
Intermediate Government Bond Portfolio
|
091928564
|
PNIGX
|
|
|
Service
|
BlackRock
Intermediate Government Bond Portfolio
|
091928556
|
PIGSX
|
|
|
B
|
BlackRock
Intermediate Government Bond Portfolio
|
091928531
|
BIGBX
|
|
|
A
|
BlackRock
Intermediate Municipal Fund
|
00000X000
|
MEMTX
|
|
|
A1
|
BlackRock
Intermediate Municipal Fund
|
00000X000
|
MDMTX
|
|
|
C
|
BlackRock
Intermediate Municipal Fund
|
00000X000
|
MFMTX
|
|
|
Institutional
|
BlackRock
Intermediate Municipal Fund
|
00000X000
|
MAMTX
|
|
|
B
|
BlackRock
Intermediate Municipal Fund
|
00000X000
|
MBMTX
|
|
|
A
|
BlackRock
International Bond Portfolio
|
091928432
|
BIIAX
|
|
|
BlackRock
|
BlackRock
International Bond Portfolio
|
091937839
|
BIBBX
|
|
|
C
|
BlackRock
International Bond Portfolio
|
091928416
|
BIBCX
|
|
|
Institutional
|
BlackRock
International Bond Portfolio
|
091928457
|
CINSX
|
|
|
Service
|
BlackRock
International Bond Portfolio
|
091928440
|
CIFIX
|
|
|
B
|
BlackRock
International Bond Portfolio
|
091928424
|
BIIBX
|
|
|
A
|
BlackRock
International Diversification Fund
|
091936203
|
BAIDX
|
|
|
C
|
BlackRock
International Diversification Fund
|
091936302
|
BCIDX
|
|
|
Institutional
|
BlackRock
International Diversification Fund
|
091936500
|
BIIDX
|
|
|
R
|
BlackRock
International Diversification Fund
|
091936401
|
BRIDX
|
|
|
A
|
BlackRock
International Fund
|
00000X000
|
MDILX
|
|
|
B
|
BlackRock
International Fund
|
00000X000
|
MBILX
|
|
|
C
|
BlackRock
International Fund
|
00000X000
|
MCILX
|
|
|
Institutional
|
BlackRock
International Fund
|
00000X000
|
MAILX
|
|
|
A
|
BlackRock
International Index Fund
|
00000X000
|
MDIIX
|
|
|
Institutional
|
BlackRock
International Index Fund
|
00000X000
|
MAIIX
|
|
|
A
|
BlackRock
International Opportunities Portfolio
|
091929307
|
BREAX
|
|
|
B
|
BlackRock
International Opportunities Portfolio
|
091929406
|
BREBX
|
|
|
C
|
BlackRock
International Opportunities Portfolio
|
091929505
|
BRECX
|
|
|
Institutional
|
BlackRock
International Opportunities Portfolio
|
091929109
|
BISIX
|
|
|
Service
|
BlackRock
International Opportunities Portfolio
|
091929208
|
BRESX
|
|
|
A
|
BlackRock
International Value Fund
|
00000X000
|
MDIVX
|
|
|
B
|
BlackRock
International Value Fund
|
00000X000
|
MBIVX
|
|
|
C
|
BlackRock
International Value Fund
|
00000X000
|
MCIVX
|
|
|
Institutional
|
BlackRock
International Value Fund
|
00000X000
|
MAIVX
|
|
|
R
|
BlackRock
International Value Fund
|
00000X000
|
MRIVX
|
|
|
A
|
BlackRock
Kentucky Municipal Bond Portfolio
|
091929604
|
BKIAX
|
|
|
C
|
BlackRock
Kentucky Municipal Bond Portfolio
|
091929802
|
BKICX
|
|
|
Institutional
|
BlackRock
Kentucky Municipal Bond Portfolio
|
091929877
|
BKTIX
|
19
|
Service
|
BlackRock
Kentucky Municipal Bond Portfolio
|
091929885
|
BKISX
|
|
|
B
|
BlackRock
Kentucky Municipal Bond Portfolio
|
091929703
|
BKIBX
|
|
|
A
|
BlackRock
Large Cap Core Fund
|
00000X000
|
MDLRX
|
|
|
B
|
BlackRock
Large Cap Core Fund
|
00000X000
|
MBLRX
|
|
|
C
|
BlackRock
Large Cap Core Fund
|
00000X000
|
MCLRX
|
|
|
Institutional
|
BlackRock
Large Cap Core Fund
|
00000X000
|
MALRX
|
|
|
R
|
BlackRock
Large Cap Core Fund
|
00000X000
|
MRLRX
|
|
|
Service
|
BlackRock
Large Cap Core Fund
|
00000X000
|
MSLRX
|
|
|
A
|
BlackRock
Large Cap Core Plus Fund
|
00000X000
|
BALPX
|
|
|
C
|
BlackRock
Large Cap Core Plus Fund
|
00000X000
|
BCLPX
|
|
|
Institutional
|
BlackRock
Large Cap Core Plus Fund
|
00000X000
|
BILPX
|
|
|
K
|
BlackRock
Large Cap Core Retirement Portfolio
|
00000X000
|
MKLRX
|
|
|
A
|
BlackRock
Large Cap Growth Fund
|
00000X000
|
MDLHX
|
|
|
B
|
BlackRock
Large Cap Growth Fund
|
00000X000
|
MBLHX
|
|
|
C
|
BlackRock
Large Cap Growth Fund
|
00000X000
|
MCLHX
|
|
|
Institutional
|
BlackRock
Large Cap Growth Fund
|
00000X000
|
MALHX
|
|
|
R
|
BlackRock
Large Cap Growth Fund
|
00000X000
|
MRLHX
|
|
|
Service
|
BlackRock
Large Cap Growth Fund
|
00000X000
|
MSLHX
|
|
|
K
|
BlackRock
Large Cap Growth Retirement Portfolio
|
00000X000
|
MKLHX
|
|
|
A
|
BlackRock
Large Cap Value Fund
|
00000X000
|
MDLVX
|
|
|
B
|
BlackRock
Large Cap Value Fund
|
00000X000
|
MBLVX
|
|
|
C
|
BlackRock
Large Cap Value Fund
|
00000X000
|
MCLVX
|
|
|
Institutional
|
BlackRock
Large Cap Value Fund
|
00000X000
|
MALVX
|
|
|
R
|
BlackRock
Large Cap Value Fund
|
00000X000
|
MRLVX
|
|
|
Service
|
BlackRock
Large Cap Value Fund
|
00000X000
|
MSLVX
|
|
|
K
|
BlackRock
Large Cap Value Retirement Portfolio
|
00000X000
|
MKLVX
|
|
|
A
|
BlackRock
Latin America Fund, Inc.
|
00000X000
|
MDLTX
|
|
|
B
|
BlackRock
Latin America Fund, Inc.
|
00000X000
|
MBLTX
|
|
|
C
|
BlackRock
Latin America Fund, Inc.
|
00000X000
|
MCLTX
|
|
|
Institutional
|
BlackRock
Latin America Fund, Inc.
|
00000X000
|
MALTX
|
|
|
A
|
BlackRock
Lifecycle Prepared Portfolio 2010
|
00000X000
|
BAPAX
|
|
|
Institutional
|
BlackRock
Lifecycle Prepared Portfolio 2010
|
00000X000
|
BIPAX
|
|
|
R
|
BlackRock
Lifecycle Prepared Portfolio 2010
|
00000X000
|
BRPAX
|
|
|
A
|
BlackRock
Lifecycle Prepared Portfolio 2015
|
00000X000
|
BAPBX
|
|
|
Institutional
|
BlackRock
Lifecycle Prepared Portfolio 2015
|
00000X000
|
BIPBX
|
|
|
R
|
BlackRock
Lifecycle Prepared Portfolio 2015
|
00000X000
|
BRPBX
|
|
|
A
|
BlackRock
Lifecycle Prepared Portfolio 2020
|
00000X000
|
BAPCX
|
|
|
Institutional
|
BlackRock
Lifecycle Prepared Portfolio 2020
|
00000X000
|
BIPCX
|
|
|
R
|
BlackRock
Lifecycle Prepared Portfolio 2020
|
00000X000
|
BRPCX
|
|
|
A
|
BlackRock
Lifecycle Prepared Portfolio 2025
|
00000X000
|
BAPDX
|
|
|
Institutional
|
BlackRock
Lifecycle Prepared Portfolio 2025
|
00000X000
|
BIPDX
|
|
|
R
|
BlackRock
Lifecycle Prepared Portfolio 2025
|
00000X000
|
BRPDX
|
20
|
A
|
BlackRock
Lifecycle Prepared Portfolio 2030
|
00000X000
|
BAPEX
|
|
|
Institutional
|
BlackRock
Lifecycle Prepared Portfolio 2030
|
00000X000
|
BIPEX
|
|
|
R
|
BlackRock
Lifecycle Prepared Portfolio 2030
|
00000X000
|
BRPEX
|
|
|
A
|
BlackRock
Lifecycle Prepared Portfolio 2035
|
00000X000
|
BAPGX
|
|
|
Institutional
|
BlackRock
Lifecycle Prepared Portfolio 2035
|
00000X000
|
BIPGX
|
|
|
R
|
BlackRock
Lifecycle Prepared Portfolio 2035
|
00000X000
|
BRPGX
|
|
|
A
|
BlackRock
Lifecycle Prepared Portfolio 2040
|
00000X000
|
BAPHX
|
|
|
Institutional
|
BlackRock
Lifecycle Prepared Portfolio 2040
|
00000X000
|
BIPHX
|
|
|
R
|
BlackRock
Lifecycle Prepared Portfolio 2040
|
00000X000
|
BRPHX
|
|
|
A
|
BlackRock
Lifecycle Prepared Portfolio 2045
|
00000X000
|
BAPJX
|
|
|
Institutional
|
BlackRock
Lifecycle Prepared Portfolio 2045
|
00000X000
|
BIPJX
|
|
|
R
|
BlackRock
Lifecycle Prepared Portfolio 2045
|
00000X000
|
BRPJX
|
|
|
A
|
BlackRock
Lifecycle Prepared Portfolio 2050
|
00000X000
|
BAPKX
|
|
|
Institutional
|
BlackRock
Lifecycle Prepared Portfolio 2050
|
00000X000
|
BIPKX
|
|
|
R
|
BlackRock
Lifecycle Prepared Portfolio 2050
|
00000X000
|
BRPKX
|
|
|
A
|
BlackRock
Long Duration Bond Portfolio
|
091937219
|
BLADX
|
|
|
BlackRock
|
BlackRock
Long Duration Bond Portfolio
|
091937193
|
BLDRX
|
|
|
Institutional
|
BlackRock
Long Duration Bond Portfolio
|
091937185
|
BLDIX
|
|
|
A
|
BlackRock
Low Duration Bond Portfolio
|
091928267
|
BLDAX
|
|
|
X0
|
XxxxxXxxx
Xxx Xxxxxxxx Xxxx Xxxxxxxxx
|
00000X000
|
CMGAX
|
|
|
B1
|
BlackRock
Low Duration Bond Portfolio
|
00000X000
|
BLDDX
|
|
|
B2
|
BlackRock
Low Duration Bond Portfolio
|
00000X000
|
CLDDX
|
|
|
BlackRock
|
BlackRock
Low Duration Bond Portfolio
|
091928234
|
CLDBX
|
|
|
C
|
BlackRock
Low Duration Bond Portfolio
|
091928242
|
BLDCX
|
|
|
X0
|
XxxxxXxxx
Xxx Xxxxxxxx Xxxx Xxxxxxxxx
|
00000X000
|
BLDEX
|
|
|
X0
|
XxxxxXxxx
Xxx Xxxxxxxx Xxxx Xxxxxxxxx
|
00000X000
|
CLDCX
|
|
|
Institutional
|
BlackRock
Low Duration Bond Portfolio
|
091928283
|
BFMSX
|
|
|
Service
|
BlackRock
Low Duration Bond Portfolio
|
091928275
|
CMGBX
|
|
|
B
|
BlackRock
Low Duration Bond Portfolio
|
091928259
|
BLDBX
|
|
|
A
|
BlackRock
Managed Income Portfolio
|
091928804
|
CMIAX
|
|
|
C
|
BlackRock
Managed Income Portfolio
|
091928879
|
BMICX
|
|
|
Institutional
|
BlackRock
Managed Income Portfolio
|
091928606
|
PNMIX
|
|
|
Service
|
BlackRock
Managed Income Portfolio
|
091928705
|
PMISX
|
|
|
B
|
BlackRock
Managed Income Portfolio
|
091928887
|
BMIBX
|
|
|
A
|
BlackRock
Mid Cap Value Opportunities Fund
|
00000X000
|
MDRFX
|
|
|
B
|
BlackRock
Mid Cap Value Opportunities Fund
|
00000X000
|
MBRFX
|
|
|
C
|
BlackRock
Mid Cap Value Opportunities Fund
|
00000X000
|
MCRFX
|
|
|
Institutional
|
BlackRock
Mid Cap Value Opportunities Fund
|
00000X000
|
MARFX
|
|
|
R
|
BlackRock
Mid Cap Value Opportunities Fund
|
00000X000
|
MRRFX
|
|
|
A
|
BlackRock
Mid-Cap Growth Equity Portfolio
|
091928846
|
BMGAX
|
|
|
B
|
BlackRock
Mid-Cap Growth Equity Portfolio
|
091928838
|
BMGBX
|
|
|
C
|
BlackRock
Mid-Cap Growth Equity Portfolio
|
091928820
|
BMGCX
|
21
|
Institutional
|
BlackRock
Mid-Cap Growth Equity Portfolio
|
091928861
|
CMGIX
|
|
|
R
|
BlackRock
Mid-Cap Growth Equity Portfolio
|
00000X000
|
BMRRX
|
|
|
Service
|
BlackRock
Mid-Cap Growth Equity Portfolio
|
091928853
|
CMGSX
|
|
|
A
|
BlackRock
Mid-Cap Value Equity Portfolio
|
091928788
|
BMCAX
|
|
|
B
|
BlackRock
Mid-Cap Value Equity Portfolio
|
091928770
|
BMCVX
|
|
|
C
|
BlackRock
Mid-Cap Value Equity Portfolio
|
091928762
|
BMCCX
|
|
|
Institutional
|
BlackRock
Mid-Cap Value Equity Portfolio
|
091928812
|
CMVIX
|
|
|
Service
|
BlackRock
Mid-Cap Value Equity Portfolio
|
091928796
|
CMVSX
|
|
|
A
|
BlackRock
Moderate Prepared Portfolio
|
091937151
|
BAMPX
|
|
|
C
|
BlackRock
Moderate Prepared Portfolio
|
091937144
|
BCMPX
|
|
|
Institutional
|
BlackRock
Moderate Prepared Portfolio
|
00000X000
|
BIMPX
|
|
|
R
|
BlackRock
Moderate Prepared Portfolio
|
00000X000
|
BRMPX
|
|
|
A
|
BlackRock
Money Market Portfolio
|
091927301
|
PINXX
|
|
|
B
|
BlackRock
Money Market Portfolio
|
091927400
|
CIBXX
|
|
|
C
|
BlackRock
Money Market Portfolio
|
091927509
|
BMCXX
|
|
|
Institutional
|
BlackRock
Money Market Portfolio
|
091927103
|
PNIXX
|
|
|
Service
|
BlackRock
Money Market Portfolio
|
091927202
|
PNPXX
|
|
|
A
|
BlackRock
Municipal Insured Fund
|
00000X000
|
MDMIX
|
|
|
C
|
BlackRock
Municipal Insured Fund
|
00000X000
|
MFMIX
|
|
|
C1
|
BlackRock
Municipal Insured Fund
|
00000X000
|
MCMIX
|
|
|
Institutional
|
BlackRock
Municipal Insured Fund
|
00000X000
|
MAMIX
|
|
|
B
|
BlackRock
Municipal Insured Fund
|
00000X000
|
MBMIX
|
|
|
A
|
BlackRock
Municipal Money Market Portfolio
|
091927152
|
CPAXX
|
|
|
Institutional
|
BlackRock
Municipal Money Market Portfolio
|
091927178
|
PNMXX
|
|
|
Service
|
BlackRock
Municipal Money Market Portfolio
|
091927160
|
PNTXX
|
|
|
A
|
BlackRock
National Municipal Fund
|
00000X000
|
MDNLX
|
|
|
C
|
BlackRock
National Municipal Fund
|
00000X000
|
MFNLX
|
|
|
C1
|
BlackRock
National Municipal Fund
|
00000X000
|
MCNLX
|
|
|
Institutional
|
BlackRock
National Municipal Fund
|
00000X000
|
MANLX
|
|
|
B
|
BlackRock
National Municipal Fund
|
00000X000
|
MBNLX
|
|
|
A
|
BlackRock
Natural Resources Trust
|
00000X000
|
MDGRX
|
|
|
B
|
BlackRock
Natural Resources Trust
|
00000X000
|
MBGRX
|
|
|
C
|
BlackRock
Natural Resources Trust
|
00000X000
|
MCGRX
|
|
|
Institutional
|
BlackRock
Natural Resources Trust
|
00000X000
|
MAGRX
|
|
|
A
|
BlackRock
New Jersey Municipal Bond Fund
|
00000X000
|
MENJX
|
|
|
A1
|
BlackRock
New Jersey Municipal Bond Fund
|
00000X000
|
MDNJX
|
|
|
B1
|
BlackRock
New Jersey Municipal Bond Fund
|
00000X000
|
MBNJX
|
|
|
C
|
BlackRock
New Jersey Municipal Bond Fund
|
00000X000
|
MFNJX
|
|
|
X0
|
XxxxxXxxx
Xxx Xxxxxx Xxxxxxxxx Xxxx Xxxx
|
00000X000
|
MCNJX
|
|
|
Institutional
|
BlackRock
New Jersey Municipal Bond Fund
|
00000X000
|
MANJX
|
|
|
Service
|
BlackRock
New Jersey Municipal Bond Fund
|
00000X000
|
MSNJX
|
|
|
B
|
BlackRock
New Jersey Municipal Bond Fund
|
00000X000
|
MGNJX
|
22
|
A
|
BlackRock
New Jersey Municipal Money Market Portfolio
|
091927483
|
CNJXX
|
|
|
Institutional
|
BlackRock
New Jersey Municipal Money Market Portfolio
|
091927517
|
BNJXX
|
|
|
Service
|
BlackRock
New Jersey Municipal Money Market Portfolio
|
091927491
|
CMFXX
|
|
|
A
|
BlackRock
New York Municipal Bond Fund
|
00000X000
|
MENKX
|
|
|
A1
|
BlackRock
New York Municipal Bond Fund
|
00000X000
|
XXXXX
|
|
|
X
|
XxxxxXxxx
Xxx Xxxx Xxxxxxxxx Xxxx Xxxx
|
00000X000
|
MFNKX
|
|
|
X0
|
XxxxxXxxx
Xxx Xxxx Xxxxxxxxx Xxxx Xxxx
|
00000X000
|
MCNKX
|
|
|
Institutional
|
BlackRock
New York Municipal Bond Fund
|
00000X000
|
XXXXX
|
|
|
X
|
XxxxxXxxx
Xxx Xxxx Xxxxxxxxx Xxxx Xxxx
|
00000X000
|
MBNKX
|
|
|
A
|
BlackRock
North Carolina Municipal Money Market Portfolio
|
091927327
|
CNAXX
|
|
|
Institutional
|
BlackRock
North Carolina Municipal Money Market Portfolio
|
091927343
|
PNCXX
|
|
|
Service
|
BlackRock
North Carolina Municipal Money Market Portfolio
|
091927335
|
CNCXX
|
|
|
A
|
BlackRock
Ohio Municipal Bond Portfolio
|
091928192
|
CCOAX
|
|
|
C
|
BlackRock
Ohio Municipal Bond Portfolio
|
091928176
|
BOHCX
|
|
|
Institutional
|
BlackRock
Ohio Municipal Bond Portfolio
|
091928226
|
CCOIX
|
|
|
Service
|
BlackRock
Ohio Municipal Bond Portfolio
|
091928218
|
COHSX
|
|
|
B
|
BlackRock
Ohio Municipal Bond Portfolio
|
091928184
|
CCOHX
|
|
|
A
|
BlackRock
Ohio Municipal Money Market Portfolio
|
091927210
|
COHXX
|
|
|
Institutional
|
BlackRock
Ohio Municipal Money Market Portfolio
|
091927236
|
COIXX
|
|
|
Service
|
BlackRock
Ohio Municipal Money Market Portfolio
|
091927228
|
POSXX
|
|
|
A
|
BlackRock
Pacific Fund, Inc.
|
00000X000
|
MDPCX
|
|
|
B
|
BlackRock
Pacific Fund, Inc.
|
00000X000
|
MBPCX
|
|
|
C
|
BlackRock
Pacific Fund, Inc.
|
00000X000
|
MCPCX
|
|
|
Institutional
|
BlackRock
Pacific Fund, Inc.
|
00000X000
|
MAPCX
|
|
|
R
|
BlackRock
Pacific Fund, Inc.
|
00000X000
|
MRPCX
|
|
|
A
|
BlackRock
Pennsylvania Municipal Bond Fund
|
00000X000
|
MEPYX
|
|
|
A1
|
BlackRock
Pennsylvania Municipal Bond Fund
|
00000X000
|
MDPYX
|
|
|
B1
|
BlackRock
Pennsylvania Municipal Bond Fund
|
00000X000
|
MBPYX
|
|
|
C
|
BlackRock
Pennsylvania Municipal Bond Fund
|
00000X000
|
MFPYX
|
|
|
X0
|
XxxxxXxxx
Xxxxxxxxxxxx Xxxxxxxxx Xxxx Xxxx
|
00000X000
|
MCPYX
|
|
|
Institutional
|
BlackRock
Pennsylvania Municipal Bond Fund
|
00000X000
|
MAPYX
|
|
|
Service
|
BlackRock
Pennsylvania Municipal Bond Fund
|
00000X000
|
MSPYX
|
|
|
B
|
BlackRock
Pennsylvania Municipal Bond Fund
|
00000X000
|
MGPYX
|
|
|
A
|
BlackRock
Pennsylvania Municipal Money Market Portfolio
|
091927269
|
PENXX
|
|
|
Institutional
|
BlackRock
Pennsylvania Municipal Money Market Portfolio
|
091927285
|
PPIXX
|
|
|
Service
|
BlackRock
Pennsylvania Municipal Money Market Portfolio
|
091927277
|
PNSXX
|
|
|
A
|
BlackRock
S & P 500 Index Fund
|
00000X000
|
MDSRX
|
|
|
Institutional
|
BlackRock
S & P 500 Index Fund
|
00000X000
|
MASRX
|
|
|
A
|
BlackRock
Science & Technology Opportunities Portfolio
|
091929570
|
BGSAX
|
|
|
B
|
BlackRock
Science & Technology Opportunities Portfolio
|
091929588
|
BGSBX
|
|
|
C
|
BlackRock
Science & Technology Opportunities Portfolio
|
091929596
|
BGSCX
|
|
|
Institutional
|
BlackRock
Science & Technology Opportunities Portfolio
|
091929612
|
BGSIX
|
23
|
R
|
BlackRock
Science & Technology Opportunities Portfolio
|
091929224
|
BGSRX
|
|
|
Service
|
BlackRock
Science & Technology Opportunities Portfolio
|
091929620
|
BSTSX
|
|
|
A
|
BlackRock
Short-Term Bond Fund
|
00000X000
|
MDDUX
|
|
|
C
|
BlackRock
Short-Term Bond Fund
|
00000X000
|
MFDUX
|
|
|
X0
|
XxxxxXxxx
Xxxxx-Xxxx Xxxx Xxxx
|
00000X000
|
MCDUX
|
|
|
Institutional
|
BlackRock
Short-Term Bond Fund
|
00000X000
|
MADUX
|
|
|
R
|
BlackRock
Short-Term Bond Fund
|
00000X000
|
MRDUX
|
|
|
B
|
BlackRock
Short-Term Bond Fund
|
00000X000
|
MBDUX
|
|
|
A
|
BlackRock
Short-Term Xxxxxxxxx Xxxx
|
00000X000
|
XXXXX
|
|
|
A1
|
BlackRock
Short-Term Municipal Fund
|
00000X000
|
MDLMX
|
|
|
BlackRock
|
BlackRock
Short-Term Municipal Fund
|
00000X000
|
MPLMX
|
|
|
C
|
BlackRock
Short-Term Municipal Fund
|
00000X000
|
MFLMX
|
|
|
Institutional
|
BlackRock
Short-Term Xxxxxxxxx Xxxx
|
00000X000
|
XXXXX
|
|
|
B
|
BlackRock
Short-Term Municipal Fund
|
00000X000
|
MBLMX
|
|
|
A
|
BlackRock
Small Cap Core Equity Portfolio
|
091929281
|
BSQAX
|
|
|
B
|
BlackRock
Small Cap Core Equity Portfolio
|
091929273
|
BSQBX
|
|
|
C
|
BlackRock
Small Cap Core Equity Portfolio
|
091929265
|
BSQCX
|
|
|
Institutional
|
BlackRock
Small Cap Core Equity Portfolio
|
091929315
|
BSQIX
|
|
|
Service
|
BlackRock
Small Cap Core Equity Portfolio
|
091929299
|
BSQSX
|
|
|
A
|
BlackRock
Small Cap Growth Equity Portfolio
|
091928309
|
CSGEX
|
|
|
B
|
BlackRock
Small Cap Growth Equity Portfolio
|
091928408
|
CSGBX
|
|
|
C
|
BlackRock
Small Cap Growth Equity Portfolio
|
091928507
|
CGICX
|
|
|
Institutional
|
BlackRock
Small Cap Growth Equity Portfolio
|
091928101
|
PSGIX
|
|
|
Service
|
BlackRock
Small Cap Growth Equity Portfolio
|
091928200
|
PCGEX
|
|
|
A
|
BlackRock
Small Cap Growth Fund II
|
00000X000
|
MDSWX
|
|
|
B
|
BlackRock
Small Cap Growth Fund II
|
00000X000
|
MBSWX
|
|
|
C
|
BlackRock
Small Cap Growth Fund II
|
00000X000
|
MCSWX
|
|
|
Institutional
|
BlackRock
Small Cap Growth Fund II
|
00000X000
|
MASWX
|
|
|
R
|
BlackRock
Small Cap Growth Fund II
|
00000X000
|
MRUSX
|
|
|
A
|
BlackRock
Small Cap Index Fund
|
00000X000
|
MDSKX
|
|
|
Institutional
|
BlackRock
Small Cap Index Fund
|
00000X000
|
MASKX
|
|
|
A
|
BlackRock
Small Cap Value Equity Portfolio
|
091927715
|
PSEIX
|
|
|
B
|
BlackRock
Small Cap Value Equity Portfolio
|
091927699
|
CCVBX
|
|
|
BlackRock
|
BlackRock
Small Cap Value Equity Portfolio
|
091937847
|
BSEBX
|
|
|
C
|
BlackRock
Small Cap Value Equity Portfolio
|
091927681
|
BSCCX
|
|
|
Institutional
|
BlackRock
Small Cap Value Equity Portfolio
|
091927731
|
PNSEX
|
|
|
Service
|
BlackRock
Small Cap Value Equity Portfolio
|
091927723
|
PSESX
|
|
|
A
|
BlackRock
Small/Mid-Cap Growth Portfolio
|
091937482
|
SCGAX
|
|
|
B
|
BlackRock
Small/Mid-Cap Growth Portfolio
|
091937474
|
SRCBX
|
|
|
C
|
BlackRock
Small/Mid-Cap Growth Portfolio
|
091937466
|
SGCDX
|
|
|
Institutional
|
BlackRock
Small/Mid-Cap Growth Portfolio
|
091937458
|
SSEGX
|
|
|
R
|
BlackRock
Small/Mid-Cap Growth Portfolio
|
00000X000
|
SSPRX
|
24
|
A
|
BlackRock
Strategic Income Portfolio
|
00000X000
|
BASIX
|
|
|
C
|
BlackRock
Strategic Income Portfolio
|
00000X000
|
BSICX
|
|
|
Institutional
|
BlackRock
Strategic Income Portfolio
|
00000X000
|
BSIIX
|
|
|
BlackRock
Strategic Portfolio I
|
091927707
|
|||
|
A
|
BlackRock
Summit Cash Reserves Fund
|
00000X000
|
MSAXX
|
|
|
B
|
BlackRock
Summit Cash Reserves Fund
|
00000X000
|
MSBXX
|
|
|
C
|
BlackRock
Summit Cash Reserves Fund
|
000000XX0
|
SUMLC
|
|
|
Institutional
|
BlackRock
Summit Cash Reserves Fund
|
000000XX0
|
SUMLA
|
|
|
A
|
BlackRock
Total Return Fund
|
00000X000
|
MDHQX
|
|
|
A1
|
BlackRock
Total Return Fund
|
00000X000
|
MEHQX
|
|
|
B1
|
BlackRock
Total Return Fund
|
00000X000
|
MGHQX
|
|
|
B2
|
BlackRock
Total Return Fund
|
00000X000
|
MJHQX
|
|
|
BlackRock
|
BlackRock
Total Return Fund
|
00000X000
|
MPHQX
|
|
|
C
|
BlackRock
Total Return Fund
|
00000X000
|
MFHQX
|
|
|
C1
|
BlackRock
Total Return Fund
|
00000X000
|
MCHQX
|
|
|
C2
|
BlackRock
Total Return Fund
|
00000X000
|
MHHQX
|
|
|
Institutional
|
BlackRock
Total Return Fund
|
00000X000
|
MAHQX
|
|
|
R
|
BlackRock
Total Return Fund
|
00000X000
|
MRCBX
|
|
|
Service
|
BlackRock
Total Return Fund
|
00000X000
|
MSHQX
|
|
|
B
|
BlackRock
Total Return Fund
|
00000X000
|
MBHQX
|
|
|
BlackRock
|
BlackRock
Total Return II Portfolio
|
091928689
|
CCBBX
|
|
|
C
|
BlackRock
Total Return II Portfolio
|
091928697
|
BCBCX
|
|
|
Institutional
|
BlackRock
Total Return II Portfolio
|
091928747
|
BFMCX
|
|
|
R
|
BlackRock
Total Return II Portfolio
|
00000X000
|
BCBRX
|
|
|
Service
|
BlackRock
Total Return II Portfolio
|
091928739
|
CMCBX
|
|
|
A
|
BlackRock
Total Return II Portfolio
|
091928721
|
BCBAX
|
|
|
B
|
BlackRock
Total Return II Portfolio
|
091928713
|
BCIBX
|
|
|
A
|
BlackRock
U.S. Opportunities Portfolio
|
091929810
|
BMEAX
|
|
|
B
|
BlackRock
U.S. Opportunities Portfolio
|
091929794
|
BRMBX
|
|
|
C
|
BlackRock
U.S. Opportunities Portfolio
|
091929786
|
BMECX
|
|
|
Institutional
|
BlackRock
U.S. Opportunities Portfolio
|
091929760
|
BMCIX
|
|
|
Service
|
BlackRock
U.S. Opportunities Portfolio
|
091929778
|
BMCSX
|
|
|
A
|
BlackRock
U.S. Treasury Money Market Portfolio
|
091927376
|
CUAXX
|
|
|
Institutional
|
BlackRock
U.S. Treasury Money Market Portfolio
|
091927392
|
PGIXX
|
|
|
Service
|
BlackRock
U.S. Treasury Money Market Portfolio
|
091927384
|
PNGXX
|
|
|
A
|
BlackRock
Utilities and Telecommunications Fund, Inc.
|
00000X000
|
MDGUX
|
|
|
B
|
BlackRock
Utilities and Telecommunications Fund, Inc.
|
00000X000
|
MGGUX
|
|
|
B1
|
BlackRock
Utilities and Telecommunications Fund, Inc.
|
00000X000
|
MBGUX
|
|
|
C
|
BlackRock
Utilities and Telecommunications Fund, Inc.
|
00000X000
|
MFGUX
|
|
|
C1
|
BlackRock
Utilities and Telecommunications Fund, Inc.
|
00000X000
|
MCGUX
|
|
|
Institutional
|
BlackRock
Utilities and Telecommunications Fund, Inc.
|
00000X000
|
MAGUX
|
|
|
A
|
BlackRock
Value Opportunities Fund, Inc.
|
00000X000
|
MDSPX
|
|
|
B
|
BlackRock
Value Opportunities Fund, Inc.
|
00000X000
|
MBSPX
|
|
|
C
|
BlackRock
Value Opportunities Fund, Inc.
|
00000X000
|
MCSPX
|
|
|
Institutional
|
BlackRock
Value Opportunities Fund, Inc.
|
00000X000
|
MASPX
|
|
|
R
|
BlackRock
Value Opportunities Fund, Inc.
|
00000X000
|
MRSPX
|
|
|
Institutional
|
BlackRock
Virginal Municipal Money Market Portfolio
|
091927459
|
PVIXX
|
|
|
Service
|
BlackRock
Virginal Municipal Money Market Portfolio
|
091927442
|
VASXX
|
|
|
A
|
BlackRock
World Income Fund, Inc.
|
00000X000
|
MDWIX
|
|
|
C
|
BlackRock
World Income Fund, Inc.
|
00000X000
|
MHWIX
|
|
|
C1
|
BlackRock
World Income Fund, Inc.
|
00000X000
|
MCWIX
|
|
|
Institutional
|
BlackRock
World Income Fund, Inc.
|
00000X000
|
MAWIX
|
|
|
B
|
BlackRock
World Income Fund, Inc.
|
00000X000
|
MBWIX
|
25
|
VARIABLE
SERIES FUNDS INC.
|
||||
|
CLASS
|
FUND
NAME
|
CUSIP
|
TICKER
|
|
|
I
|
BlackRock
Balanced Capital V.I. Fund
|
00000X000
|
AMBLI
|
|
|
I
|
BlackRock
Basic Value X.X. Xxxx
|
00000X000
|
XXXXX
|
|
|
II
|
BlackRock
Basic Value V.I. Fund
|
00000X000
|
BAVII
|
|
|
III
|
BlackRock
Basic Value V.I. Fund
|
00000X000
|
BVIII
|
|
|
I
|
BlackRock
Fundamental Growth V.I. Fund
|
00000X000
|
FDGRI
|
|
|
I
|
BlackRock
Global Allocation V.I. Fund
|
00000X000
|
GLALI
|
|
|
II
|
BlackRock
Global Allocation V.I. Fund
|
00000X000
|
GLAII
|
|
|
III
|
BlackRock
Global Allocation V.I. Fund
|
00000X000
|
GAIII
|
|
|
I
|
BlackRock
Global Growth X.X. Xxxx
|
00000X000
|
XXXXX
|
|
|
III
|
BlackRock
Global Growth X.X. Xxxx
|
00000X000
|
XXXXX
|
|
|
I
|
BlackRock
Government Income X.X. Xxxx
|
00000X000
|
XXXXX
|
|
|
I
|
BlackRock
High Income V.I. Fund
|
00000X000
|
HICUI
|
|
|
I
|
BlackRock
International Value X.X. Xxxx
|
00000X000
|
XXXXX
|
|
|
I
|
BlackRock
Large Cap Core V.I. Fund
|
00000X000
|
LGCCI
|
|
|
II
|
BlackRock
Large Cap Core V.I. Fund
|
00000X000
|
LGCII
|
|
|
III
|
BlackRock
Large Cap Core V.I. Fund
|
00000X000
|
LCIII
|
|
|
I
|
BlackRock
Large Cap Growth V.I. Fund
|
00000X000
|
LGGGI
|
|
|
III
|
BlackRock
Large Cap Growth X.X. Xxxx
|
00000X000
|
XXXXX
|
|
|
I
|
BlackRock
Large Cap Value V.I. Fund
|
00000X000
|
LCVAX
|
|
|
II
|
BlackRock
Large Cap Value V.I. Fund
|
00000X000
|
LCVBX
|
|
|
III
|
BlackRock
Large Cap Value V.I. Fund
|
00000X000
|
LVIII
|
|
|
I
|
BlackRock
Money Market V.I. Fund
|
00000X000
|
DMMKI
|
|
|
I
|
BlackRock
S&P 500 Index V.I. Fund
|
00000X000
|
IDXVI
|
|
|
II
|
BlackRock
S&P 500 Index V.I. Fund
|
00000X000
|
IXVII
|
|
|
I
|
BlackRock
Total Return V.I. Fund
|
00000X000
|
CRBDI
|
|
|
I
|
BlackRock
Utilities and Telecommunications X.X. Xxxx
|
00000X000
|
XXXXX
|
|
|
I
|
BlackRock
Value Opportunities V.I. Fund
|
00000X000
|
SMCPI
|
|
|
II
|
BlackRock
Value Opportunities V.I. Fund
|
00000X000
|
SMCII
|
|
|
III
|
BlackRock
Value Opportunities V.I. Fund
|
00000X000
|
SCIII
|
|
|
SERIES
FUNDS INC.
|
||||
|
CLASS
|
FUND
NAME
|
CUSIP
|
TICKER
|
|
|
NA
|
BlackRock
Balanced Capital Portfolio
|
00000X000
|
BLCPS
|
|
|
NA
|
BlackRock
Fundamental Growth Portfolio
|
00000X000
|
FDGRS
|
|
|
NA
|
BlackRock
Global Allocation Portfolio
|
00000X000
|
GLALS
|
|
|
NA
|
BlackRock
Government Income Portfolio
|
00000X000
|
ITMGV
|
|
|
NA
|
BlackRock
High Income Portfolio
|
00000X000
|
HIYLD
|
|
|
NA
|
BlackRock
Large Cap Core Portfolio
|
00000X000
|
LGCCS
|
|
|
NA
|
BlackRock
Money Market Portfolio
|
00000X000
|
MNRSV
|
|
|
NA
|
BlackRock
Total Return Portfolio
|
00000X000
|
CRBDS
|
|
26
|
FDP
SUBADVISED FUNDS
|
||||
|
CLASS
|
FUND
NAME
|
CUSIP
|
TICKER
|
|
|
A
|
Xxxxxxx
Growth FDP Fund
|
00000X000
|
MDDDX
|
|
|
B
|
Xxxxxxx
Growth FDP Fund
|
00000X000
|
MBDDX
|
|
|
C
|
Xxxxxxx
Growth FDP Fund
|
00000X000
|
MCDDX
|
|
|
Institutional
|
Xxxxxxx
Xxxxxx XXX Xxxx
|
00000X000
|
XXXXX
|
|
|
A
|
MFS
Research International FDP Fund
|
00000X000
|
MDIQX
|
|
|
B
|
MFS
Research international FDP Fund
|
00000X000
|
MBIQX
|
|
|
C
|
MFS
Research international FDP Fund
|
00000X000
|
MCIQX
|
|
|
Institutional
|
MFS
Research international FDP Fund
|
00000X000
|
MAIQX
|
|
|
A
|
Xxx
Xxxxxx Value FDP Fund
|
00000X000
|
MDVVX
|
|
|
B
|
Xxx
Xxxxxx Xxxxx XXX Xxxx
|
00000X000
|
XXXXX
|
|
|
C
|
Xxx
Xxxxxx Value FDP Fund
|
00000X000
|
MCVVX
|
|
|
Institutional
|
Xxx
Xxxxxx Value FDP Fund
|
00000X000
|
MAVVX
|
|
|
A
|
Franklin
Xxxxxxxxx Total Return FDP Fund
|
00000X000
|
MDFFX
|
|
|
B
|
Franklin
Xxxxxxxxx Total Return FDP Fund
|
00000X000
|
MBFFX
|
|
|
C
|
Franklin
Xxxxxxxxx Total Return FDP Fund
|
00000X000
|
MCFFX
|
|
|
Institutional
|
Franklin
Xxxxxxxxx Total Return FDP Fund
|
00000X000
|
MAFFX
|
|
|
BOND
ALLOCATION TARGET SHARES (BATS)
|
||||
|
CLASS
|
FUND
NAME
|
CUSIP
|
TICKER
|
|
|
C
|
BlackRock
Bond Allocation Target Shares
|
092480102
|
BRACX
|
|
|
M
|
BlackRock
Bond Allocation Target Shares
|
092480201
|
BRAMX
|
|
|
S
|
BlackRock
Bond Allocation Target Shares
|
092480300
|
BRASX
|
|
|
N
|
BlackRock
Bond Allocation Target Shares
|
092480409
|
BRANX
|
|
|
MANAGED
ACCOUNT SERIES
|
||||
|
CLASS
|
FUND
NAME
|
CUSIP
|
TICKER
|
|
|
NA
|
Managed
Account Series US Mortgage Portfolio
|
561656109
|
MSUMX
|
|
|
NA
|
Managed
Account Series High Income Portfolio
|
561656208
|
MHINX
|
|
|
NA
|
Managed
Account Series Global Small Cap Portfolio
|
561656307
|
MGCSX
|
|
|
NA
|
Managed
Account Series Mid Cap Value Opportunities Portfolio
|
561656406
|
MMCVX
|
|
|
CLOSED
END FUNDS
|
||||
|
CLASS
|
FUND
NAME
|
CUSIP
|
TICKER
|
|
|
II
|
BlackRock
Senior Floating Rate Fund II, Inc.
|
00000X000
|
XMPCX
|
|
|
I
|
BlackRock
Senior Floating Rate Fund, Inc.
|
00000X000
|
XMPFX
|
|
|
00000X000
|
27
SCHEDULE
C
• Consistent
with the terms of the Prospectus/SAI, the following fees will be
paid:
|
Name
of Fund
|
Fee
Description
|
Fee
Amount
|
|
General
Shareholder Services
|
0.25%
of the net asset value of the common shares owned by customers of Xxxxxxx
Xxxxx, but not to exceed 2.29% of the total price to the public of the
common shares sold by Merrill in FIVO’s initial public
offering
|
|
|
Distribution
Services and Sales Support Services
|
0.25%
of the net asset value of the common shares owned by customers of Xxxxxxx
Xxxxx, but not to exceed 2.29% of the total price to the public of the
common shares sold by Merrill in FIVO’s initial public
offering
|
28
SCHEDULE
E
CMA/WCMA MONEY
FUNDS
CMA
Tax-Exempt Fund
CMA
Multi-State Municipal Series Trust
CMA Arizona Municipal Money
Fund
CMA California Municipal Money
Fund
CMA
Connecticut Municipal Money Fund
CMA
Florida Municipal Money Fund
CMA
Massachusetts Municipal Money Fund
CMA
Michigan Municipal Money Fund
CMA
New Jersey Municipal Money Fund
CMA
New York Municipal Money Fund
CMA
North Carolina Municipal Money Fund
CMA
Ohio Municipal Money Fund
CMA
Pennsylvania Municipal Money Fund
CMA
Money Fund
CMA
Treasury Fund
CMA
Government Securities Fund
WCMA
Government Securities Fund
WCMA
Money Fund
WCMA
Tax-Exempt Fund
WCMA
Treasury Fund
OTHER RETAIL MONEY
FUNDS
Xxxxxxx
Xxxxx Ready Asset Trust
Xxxxxxx
Xxxxx Retirement Reserves Money Fund
Xxxxxxx
Xxxxx U.S. Treasury Money Fund
Xxxxxxx
Xxxxx U.S.A. Government Reserves
INSTITUTIONAL MONEY
FUNDS
Xxxxxxx
Xxxxx Government Fund
Xxxxxxx
Xxxxx Treasury Fund
Xxxxxxx
Xxxxx Institutional Tax-Exempt Fund
Xxxxxxx
Xxxxx Premier Institutional Fund
Xxxxxxx
Xxxxx Institutional Fund
Xxxxxxx
Xxxxx Capital Reserve Fund
Xxxxxxx
Xxxxx Selects Institutional Fund
29
