1 EXHIBIT 10.1 AMENDED AND RESTATED CREDIT AGREEMENT DATED AS OF DECEMBER 23, 1997Credit Agreement • February 26th, 1998 • American Health Properties Inc • Real estate investment trusts • California
Contract Type FiledFebruary 26th, 1998 Company Industry Jurisdiction
1 Exhibit 1 ------------------------------------------------------------------- ------------- REGENERON PHARMACEUTICALS, INC. (a New York corporation) 7,000,000 Shares of Common Stock PURCHASE AGREEMENT Dated: March 19, 2001 -----...Purchase Agreement • March 20th, 2001 • Regeneron Pharmaceuticals Inc • Pharmaceutical preparations • New York
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THE BANK OF NEW YORK AS PURCHASE CONTRACT AGENT -------------------- PLEDGE AGREEMENT DATED AS OF JULY 1, 1998 TABLE OF CONTENTSPledge Agreement • July 21st, 1998 • Texas Utilities Co /Tx/ • Electric services • New York
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COMMON STOCK PURCHASE WARRANT, AS AMENDED MAY 10, 2023 ENSYSCE BIOSCIENCES, INC.Common Stock Purchase Warrant • May 17th, 2023 • Ensysce Biosciences, Inc. • Pharmaceutical preparations
Contract Type FiledMay 17th, 2023 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT, AS AMENDED MAY 10, 2023 (the “Warrant”) certifies that, for value received, xxxxxxxx or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [________ __], 202x (the “Termination Date”) but not thereafter, to subscribe for and purchase from Ensysce Biosciences, Inc., a Delaware corporation (the “Company”), up to xxxxx shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant reflects a revised Exercise Price in Section 2(b) agreed to by the Holder and it and the number of Warrant Shares have been adjusted for reverse stock splits effected by the Company on October 28, 2022, an
EXHIBIT 4.2 BY EXECUTING THIS SUBSCRIPTION AGREEMENT, AN INVESTOR IS NOT WAIVING ANY RIGHT UNDER THE FEDERAL SECURITIES LAWS. SUBSCRIPTION AGREEMENT INSTRUCTIONS A. Completion of Subscription Agreement 1. Subscription and related undertakings,...Subscription Agreement • July 2nd, 2002 • Global Express Capital Real Estate Investment Fund I LLC • Mortgage bankers & loan correspondents
Contract Type FiledJuly 2nd, 2002 Company Industry
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 25th, 2024 • Ispire Technology Inc. • Cigarettes • New York
Contract Type FiledMarch 25th, 2024 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of [__], 2024, between Ispire Technology Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
ORBIMAGE INC. andWarrant Agreement • March 21st, 2005 • Orbimage Inc • Communications services, nec • Delaware
Contract Type FiledMarch 21st, 2005 Company Industry Jurisdiction
EXHIBIT 28(h)(2) ADMINISTRATION AGREEMENT ------------------------ THIS ADMINISTRATION AGREEMENT, made as of January 1, 2012, is by and between the LINCOLN VARIABLE INSURANCE PRODUCTS TRUST (the "Trust"), a Delaware statutory trust, on behalf of each...Administration Agreement • April 30th, 2012 • Lincoln Variable Insurance Products Trust • Indiana
Contract Type FiledApril 30th, 2012 Company Jurisdiction
1 EXHIBIT 1.1 ================================================================= =============== CISCO SYSTEMS, INC. (a California corporation) 11,891,749 Shares of Common Stock UNDERWRITING AGREEMENT Dated: February 14, 2000 TABLE OF CONTENTSUnderwriting Agreement • February 15th, 2000 • Cisco Systems Inc • Computer communications equipment • New York
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ISSUER, TOIndenture • June 19th, 2001 • Medarex Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledJune 19th, 2001 Company Industry Jurisdiction
COMMON STOCKUnderwriting Agreement • November 25th, 2002 • Nuveen Insured Massachuset Tax Free Advantage Municipal Fund • New York
Contract Type FiledNovember 25th, 2002 Company Jurisdiction
Exhibit 10.1 PURCHASE AGREEMENT This purchase agreement (this "AGREEMENT") is dated as of December __, 2003, by and between [PURCHASER], (the "PURCHASER") and SpatiaLight, Inc., a New York corporation (the "COMPANY"), whereby the parties agree as...Purchase Agreement • January 7th, 2004 • Spatialight Inc • Photographic equipment & supplies • New York
Contract Type FiledJanuary 7th, 2004 Company Industry Jurisdiction
Exhibit 1.1 Converted Organics Inc. UNDERWRITING AGREEMENT dated February 13, 2007 PAULSON INVESTMENT COMPANY, INC. UNDERWRITING AGREEMENT February 13, 2007 Paulson Investment Company, Inc. 811 SW Naito Parkway Portland, Oregon 97204 Ladies and...Underwriting Agreement • February 20th, 2007 • Converted Organics Inc. • Agricultural chemicals • New York
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BY AND BETWEENServices Agreement • July 5th, 2005 • CSFB Alternative Capital Tactical Trading Fund, LLC • New York
Contract Type FiledJuly 5th, 2005 Company Jurisdiction
1 EXHIBIT 10.2 AMERICAN HEALTH PROPERTIES, INC. EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • February 26th, 1998 • American Health Properties Inc • Real estate investment trusts • Colorado
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BACKGROUNDSubadvisory Agreement • August 3rd, 2005 • Sunamerica Focused Series Inc
Contract Type FiledAugust 3rd, 2005 Company
UNDERWRITING AGREEMENT between TC BIOPHARM (HOLDINGS) PLC and EF HUTTON division of Benchmark Investments, LLC, as Representative of the Several UnderwritersUnderwriting Agreement • March 8th, 2022 • TC BioPharm (Holdings) PLC • Biological products, (no disgnostic substances) • New York
Contract Type FiledMarch 8th, 2022 Company Industry JurisdictionThe undersigned, TC BioPharm (Holdings) plc, a public limited company incorporated in Scotland pursuant to the Companies Act 2006, as amended (the “Companies Act”) with company number SC713098 (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries, the “Company”), hereby confirms its agreement (this “Agreement”) with EF Hutton, division of Benchmark Investments, LLC (hereinafter referred to as “you” (including its correlatives) or the “Representative”), and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
Shares Common Stock ($0.01 par value)Underwriting Agreement • January 15th, 2002 • Hibbett Sporting Goods Inc • Retail-miscellaneous shopping goods stores
Contract Type FiledJanuary 15th, 2002 Company Industry
COMMON STOCKPurchase Agreement • July 29th, 1999 • Continuus Software Corp /Ca • Services-computer programming services • Minnesota
Contract Type FiledJuly 29th, 1999 Company Industry Jurisdiction
EXHIBIT 1.1 FORM OF UNDERWRITING AGREEMENT JOHN DEERE OWNER TRUST 2XXXUnderwriting Agreement • June 21st, 2006 • Deere John Receivables Inc • Asset-backed securities • New York
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SPRINT PCS MANAGEMENT AGREEMENT BETWEENManagement Agreement • January 9th, 2001 • Ipcs Equipment Inc • Radiotelephone communications
Contract Type FiledJanuary 9th, 2001 Company Industry
GOLDMAN SACHS BDC, INC. (a Delaware corporation) 3,250,000 Shares of Common Stock UNDERWRITING AGREEMENT Dated: May 18, 2017Underwriting Agreement • May 24th, 2017 • Goldman Sachs BDC, Inc. • New York
Contract Type FiledMay 24th, 2017 Company Jurisdiction
frontdoor, inc. 16,734,092 Shares of Common Stock Underwriting AgreementUnderwriting Agreement • March 22nd, 2019 • Frontdoor, Inc. • Services-to dwellings & other buildings • New York
Contract Type FiledMarch 22nd, 2019 Company Industry JurisdictionThe certain stockholder named in Schedule 2 hereto (the “Selling Stockholder”) of frontdoor, inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 16,734,092 shares of Common Stock, par value $0.01 per share (the “Common Stock”), of the Company (the “Shares”). The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.
Underwriting AgreementUnderwriting Agreement • April 29th, 2004 • Accenture LTD • Services-business services, nec • New York
Contract Type FiledApril 29th, 2004 Company Industry Jurisdiction
EXHIBIT 28(d)(22) SUB-ADVISORY AGREEMENT LVIP T. ROWE PRICE STRUCTURED MID-CAP GROWTH FUND This Sub-Advisory Agreement ("Agreement") executed as of April 30, 2007, is between LINCOLN INVESTMENT ADVISORS CORPORATION, a New Hampshire corporation (the...Sub-Advisory Agreement • April 30th, 2012 • Lincoln Variable Insurance Products Trust • Delaware
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7.35% NOTES DUE 2009Terms Agreement • October 4th, 1999 • Goldman Sachs Group Inc • Security brokers, dealers & flotation companies
Contract Type FiledOctober 4th, 1999 Company Industry
AGREEMENTAcquisition Agreement • September 16th, 2002 • Templeton Global Income Fund Inc • Massachusetts
Contract Type FiledSeptember 16th, 2002 Company Jurisdiction
Exhibit 1.4 AMEREN CORPORATION 9.75% ADJUSTABLE CONVERSION-RATE EQUITY SECURITY UNITS UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • March 12th, 2002 • Ameren Corp • Electric & other services combined
Contract Type FiledMarch 12th, 2002 Company Industry
ESCROW AGREEMENTEscrow Agreement • July 1st, 1999 • Ribozyme Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJuly 1st, 1999 Company Industry Jurisdiction
Exhibit 1.3 WISCONSIN ELECTRIC POWER COMPANY DEBT SECURITIES UNDERWRITING AGREEMENTUnderwriting Agreement • May 6th, 2003 • Wisconsin Electric Power Co • Electric services • New York
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ANDPledge Agreement • March 12th, 2002 • Ameren Corp • Electric & other services combined • New York
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GLADSTONE CAPITAL CORPORATION, Issuer AND U.S. BANK NATIONAL ASSOCIATION, Trustee INDENTURE Dated as of November 6, 2018 Senior Debt SecuritiesIndenture • November 6th, 2018 • Gladstone Capital Corp • New York
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Shares of Common Stock, par value $0.001 per share GLADSTONE INVESTMENT CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • October 2nd, 2012 • Gladstone Investment Corporation\de • New York
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TO BANK ONE, NA Trustee INDENTUREIndenture • March 2nd, 2001 • Questar Market Resources Inc • Drilling oil & gas wells • New York
Contract Type FiledMarch 2nd, 2001 Company Industry Jurisdiction
CITICORP ANDSecond Supplemental Indenture • October 8th, 1998 • Citicorp • National commercial banks • New York
Contract Type FiledOctober 8th, 1998 Company Industry Jurisdiction