AMENDMENT TO JOHN HANCOCK CLOSED END FUNDS SERVICE AGREEMENT FOR TRANSFER AGENT SERVICES January 27, 2012
AMENDMENT TO
XXXX XXXXXXX CLOSED END FUNDS
SERVICE AGREEMENT
FOR
TRANSFER AGENT SERVICES
January 27, 2012
THIS AMENDMENT (this “Amendment”) dated January 27, 2012 to the Service Agreement for Transfer
Agent Services dated June 1, 2002, as amended (the “Agreement”), is entered into among
Computershare Shareowner Services LLC (formerly known as Mellon Investor Services LLC), a New
Jersey limited liability company (“Agent”), and Xxxx Xxxxxxx Bank and Thrift Opportunity Xxxx, Xxxx
Xxxxxxx Hedged Equity & Income Xxxx, Xxxx Xxxxxxx Income Securities Trust, Xxxx Xxxxxxx Investors
Trust, Xxxx Xxxxxxx Preferred Income Xxxx, Xxxx Xxxxxxx Preferred Income Fund II, Xxxx Xxxxxxx
Preferred Income Fund XXX, Xxxx Xxxxxxx Premium Dividend Xxxx, Xxxx Xxxxxxx Tax-Advantaged Dividend
Income Fund and Xxxx Xxxxxxx Tax-Advantaged Global Shareholder Yield Fund, each a Massachusetts
Business Trust (collectively, the “Clients”).
WHEREAS, Agent and the Clients desire to amend the Agreement as provided in this Amendment.
NOW THEREFORE, in consideration of the mutual conditions and agreements set forth herein, and for
other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged,
the parties hereto agree as follows:
1. | Amendment to Agreement |
Exhibit D to the Agreement is hereby amended by: (i) replacing “Direct Purchase & Dividend Reinvestment Services” under “Additional Services Provided by Mellon” with “Direct Purchase and Dividend Reinvestment Services Fees are set forth on Schedule 1 to Exhibit D” and (ii) by adding the attached Schedule 1 to Exhibit D. For the avoidance of doubt, the attached Schedule 1 to Exhibit D replaces Exhibit 1 executed among the parties on April 26, 2011. |
2. | Term of the Amendment. This amendment shall become effective upon due execution and delivery by the parties hereto, and shall remain in effect for so long as the Agreement shall remain in effect. |
3. | Ratification. Except as expressly set forth herein, the Agreement is not modified hereby and shall remain in full force and effect in accordance with the respective provisions thereof and is in all respects ratified and affirmed. |
4. | Partial Invalidity. If any provision of this Amendment is held to be invalid or unenforceable, such invalidity or unenforceability shall not invalidate this Amendment as a whole, but this Amendment shall be construed as though it did not contain the particular provision held to be invalid or unenforceable and the rights and obligations of the parties shall be construed and enforced only to such extent as shall be permitted by applicable law. |
5. | Counterparts. This Amendment may be executed in two or more counterparts, each of which, when executed and delivered, shall be deemed an original for all purposes, but all of which together shall constitute one and the same instrument. |
1
IN WITNESS WHEREOF, the parties hereto have caused these presents to be duly executed as of the day
and year first above written.
COMPUTERSHARE SHAREOWNER SERVICES LLC
By: Name: |
/s/Xxxxxx XxXxxxxx
|
|||
Title:
|
Relationship Manager |
XXXX XXXXXXX BANK AND THRIFT OPPORTUNITY FUND
XXXX XXXXXXX HEDGED EQUITY & INCOME FUND
XXXX XXXXXXX INCOME SECURITIES TRUST
XXXX XXXXXXX INVESTORS TRUST
XXXX XXXXXXX PREFERRED INCOME FUND
XXXX XXXXXXX PREFERRED INCOME FUND II
XXXX XXXXXXX PREFERRED INCOME FUND III
XXXX XXXXXXX PREMIUM DIVIDEND FUND
XXXX XXXXXXX TAX-ADVANTAGED DIVIDEND INCOME FUND
XXXX XXXXXXX TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
XXXX XXXXXXX HEDGED EQUITY & INCOME FUND
XXXX XXXXXXX INCOME SECURITIES TRUST
XXXX XXXXXXX INVESTORS TRUST
XXXX XXXXXXX PREFERRED INCOME FUND
XXXX XXXXXXX PREFERRED INCOME FUND II
XXXX XXXXXXX PREFERRED INCOME FUND III
XXXX XXXXXXX PREMIUM DIVIDEND FUND
XXXX XXXXXXX TAX-ADVANTAGED DIVIDEND INCOME FUND
XXXX XXXXXXX TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
By: Name: |
/s/ Xxxxxxxxx Xxxxxxxxx
|
|||
Title:
|
Treasurer of the Funds listed Above |
2
Schedule 1 to Exhibit D
INVESTOR PLAN SERVICES FEE SCHEDULE
Item | Amount | Note | Paid By 1 | |||||
Plan Set Up Fee
|
$ | Per Fund | Company | |||||
Fulfillment Processing
|
$ | Per request 2 | Company | |||||
Reinvestment Trading Fee
|
$ | Per share | Participant | |||||
Purchase of Additional Shares By
|
$ | Per investment | Participant | |||||
check
|
$ | Per investment | ||||||
By Electronic Transfer Trading Fee
|
$ | Per share | ||||||
Sale of Shares 3
|
$ | Participant Per | ||||||
Trading Fee
|
$ | share | ||||||
Safekeeping |
||||||||
Duplicate Statement — Prior Year |
||||||||
Insufficient Funds or Rejected Automatic Debit |
$ | Per check or debit i Participant | ||||||
Other services including (but not limited to): |
Company | |||||||
Certificate
Issuance |
||||||||
Transfer of Shares |
||||||||
Out of Pocket Expenses including (but
not limited to): Forms/Brochures,
Postage, 800 Number, etc.
|
Company |
Notes
Note 1
|
Fees could be: | |
“P”, Participant Paid or “C”, Company Paid. | ||
Note 2
|
Documents on Demand (DoD) — Paper based fulfillment processing (including all materials and processing such as, printing, postage, stationery, telephone request, etc., when applicable) | |
Note 3
|
Including sales of fractional shares upon termination from plan. |
D-1