SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 30th, 2004 • Neuberger Berman Realty Income Fund Inc
WITNESSETH:Escrow Agreement • December 6th, 2006 • Hatteras Multi-Strategy TEI Institutional Fund, L.P. • Missouri
Neuberger Berman New York Intermediate Municipal Fund Inc. (a Maryland corporation) 5,150,000 Shares of Common Stock (Par Value $.0001 Per Share) PURCHASE AGREEMENTPurchase Agreement • October 31st, 2002 • Neuberger Berman New York Intermediate Municipal Fund Inc • New York
Exhibit (G) MANAGEMENT AGREEMENT AGREEMENT dated November ____, 2003 between Hyperion Collateralized Securities Fund, Inc. (the "Fund"), a Maryland corporation, and Hyperion Capital Management, Inc. (the "Adviser"), a Delaware corporation. WHEREAS,...Management Agreement • November 13th, 2003 • Hyperion Collateralized Securities Fund Inc • New York
Exhibit p. TORTOISE ENERGY PRODUCTION CORPORATION SUBSCRIPTION AGREEMENT This Agreement made June ___, 2007 by and between Tortoise Energy Production Corporation, a Maryland corporation (the "Company"), and the undersigned ("Subscriber"); WITNESSETH:...Subscription Agreement • September 28th, 2007 • Tortoise Gas & Oil Corp
BetweenTrust Agreement • July 5th, 2001 • MCG Capital Corp • Delaware
EXHIBIT 99.f.11 FIRST UNION SECURITIES, INC. One First Union Center, TW-6 Charlotte, North Carolina 28288 June 6, 2001 MCG Credit Corporation 1100 Wilson Boulevard, Suite 800 Arlington, Virginia 22209 Re: MCG Master Trust ---------------- Ladies and...Note Purchase Agreement • July 5th, 2001 • MCG Capital Corp
INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT is made the __ day of [ ], 2003, by and between Excelsior Absolute Return Fund of Funds Master Fund, LLC, a Delaware limited liability company (the "Fund"), and U.S. Trust Hedge Fund...Investment Advisory Agreement • July 2nd, 2003 • Excelsior Low Volatility Hedge Fund of Funds Master Fund LLC • New York
ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of this 24 day of August, 2006, by and between each of the funds set forth on SCHEDULE I of this Agreement (each a "FUND" and collectively, the "FUNDS") and SEI Investments Global Funds Services (the...Administration Agreement • September 6th, 2006 • Old Field Master Fund, LLC • Pennsylvania
AGREEMENT AND PLAN OF MERGER DATED AS OF JUNE 18, 2001 BY AND AMONG ALLIED CAPITAL CORPORATION, ALLIED CAPITAL LOCK ACQUISITION CORPORATION, AND SUNSOURCE INC. 2Merger Agreement • August 10th, 2001 • Allied Capital Corp • Textile mill products • Delaware
Exhibit h.1 5,000,000 Shares Sirrom Capital Corporation Shares of Common Stock, No Par Value Per Share UNDERWRITING AGREEMENT February __, 1998Underwriting Agreement • February 11th, 1998 • Sirrom Capital Corp • Loan brokers • New York
AMENDMENT NUMBER 1 TO THE TRANSFER AGENCY AND SERVICE AGREEMENT This Amendment, dated as of March 31, 2000 is made to the Transfer Agency and Service Agreement dated March 31, 2000 (the "Agreement") between AIM Floating Rate Fund (the "Fund") and A I...Transfer Agency and Service Agreement • March 1st, 2005 • Aim Floating Rate Fund
This Amendment, dated as of March 31, 2000 is made to the Transfer Agency and Service Agreement dated March 31, 2000 (the "Agreement") between AIM Floating Rate Fund (the "Fund") and A I M Fund Services, Inc. ("AFS") pursuant to Article 10 of the Agreement.
Exhibit h.1 TORTOISE ENERGY CAPITAL CORPORATION (a Maryland Corporation) __________ Shares of Common Stock Par Value $_____ Per Share UNDERWRITING AGREEMENT Ladies and Gentlemen: Tortoise Energy Capital Corporation, a Maryland corporation (the...Underwriting Agreement • February 19th, 2008 • Tortoise Energy Capital Corp • New York
Tortoise Energy Capital Corporation, a Maryland corporation (the "FUND"), and the Fund's investment adviser, Tortoise Capital Advisors, LLC, a Delaware limited liability company (the "ADVISER"), each confirms its agreement with ____________, _____________ and each of the other Underwriters named in Schedule A hereto (collectively, the "UNDERWRITERS"), for whom ________________ and _________________ are acting as representatives (in such capacity, the "REPRESENTATIVES"), with respect to the issue and sale by the Fund and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of common stock, par value $____ per share, of the Fund ("COMMON SHARES") set forth in Schedule A hereof (collectively, the "PRIMARY SHARES"), and with respect to the grant by the Fund to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of _______ additional Common Shares to cover over-allotm
FORM OF PURCHASE AGREEMENTPurchase Agreement • December 3rd, 2007 • Magnetar Spectrum Fund
OPERATING AGREEMENT OF TORTOISE TOTAL RETURN FUND, LLC The Units referred to in this Operating Agreement have not been registered under the Securities Act of 1933 or any other securities laws, and such Units may not be transferred without appropriate...Operating Agreement • August 28th, 2007 • Tortoise Total Return Fund, LLC • Delaware
Exhibit g. INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of this 13th day of June, 2007, by and between Tortoise Gas and Oil Corporation, a Maryland corporation having its principal place of business in Overland Park, Kansas (the "Company"), and...Investment Advisory Agreement • September 28th, 2007 • Tortoise Gas & Oil Corp • Delaware
AUCTION RATE SENIOR NOTES $[50,000,000] SERIES A, DUE _____ __, 2045 ($25,000 DENOMINATIONS) TORTOISE NORTH AMERICAN ENERGY CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • January 5th, 2006 • Tortoise North American Energy Corp • New York
Tortoise North American Energy Corporation, a Maryland corporation (the "Company"), proposes to, subject to the terms and conditions stated herein, issue and sell to the Underwriters named in Schedule I hereto (each an "Underwriter" and, together the "Underwriters") $[50,000,000] aggregate principal amount of auction rate senior notes Series A, due ______ __, 2045 (the "Tortoise Notes"). The Tortoise Notes will be issued pursuant to the provisions of an indenture (the "Base Indenture") to be dated as of ______ __, 2005 between the Company and The Bank of New York Trust Company, N.A., as trustee (the "Trustee") and a supplemental indenture between the Company and the Trustee, to be dated ______ __, 2005 (the "Supplemental Indenture," and together with the Base Indenture, the "Indenture"). The Company and the Company's investment adviser, Tortoise Capital Advisors, LLC, a Delaware limited liability company (the "Investment Adviser"), each wishes to confirm its agreement concerning the pu
IntroductionLicense Agreement • December 30th, 1999 • Utek Corp • Florida
ANDServices Agreement • September 5th, 2006 • Old Field Fund, LLC • New York
2,000 SharesDistribution Agreement • December 1st, 2004 • Special Value Expansion Fund, LLC • New York
SECOND AMENDMENT TO FOURTH AMENDED AND RESTATED LOAN AGREEMENTLoan Agreement • February 11th, 1998 • Sirrom Capital Corp • Loan brokers • North Carolina
Exhibit j. CLOSED-END FUND CUSTODY AGREEMENT THIS AGREEMENT is made and entered into this 18th day of June, 2007, by and between TORTOISE GAS AND OIL CORPORATION (the "Company" or the "Fund"), a Maryland corporation and U.S. BANK NATIONAL ASSOCIATION,...Custody Agreement • September 28th, 2007 • Tortoise Gas & Oil Corp • New York
FORService Agreement • August 8th, 2003 • Pioneer Municipal High Income Trust • New York
Exhibit 99.B(K)(viii) AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT ING SENIOR INCOME FUND This AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT (this "Agreement"), effective March 1, 2001, as restated the 1st day of August 2003, is hereby...Expense Limitation Agreement • June 29th, 2005 • Ing Senior Income Fund
EXHIBIT 2(k)(ii) ADMINISTRATIVE SERVICES AGREEMENT THIS ADMINISTRATIVE SERVICES AGREEMENT dated as of December 11, 2001 is made and entered into by and between Undiscovered Managers, LLC, a Delaware limited liability company ("Undiscovered Managers"),...Administrative Services Agreement • February 27th, 2002 • Um Investment Trust
FORM OF INVESTMENT MANAGEMENT AGREEMENT ENTERED INTO BETWEEN MAGNETAR SPECTRUM FUND AND MAGNETAR FINANCIAL LLCInvestment Management Agreement • December 3rd, 2007 • Magnetar Spectrum Fund • Delaware
BACAP ALTERNATIVE MULTI-STRATEGY FUND, LLC FORM OF LIMITED LIABILITY COMPANY AGREEMENTLimited Liability Company Agreement • November 18th, 2005 • Bacap Alternative Mult Strategy Fund LLC • Delaware
INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this "Agreement") is entered and made effective as of the ___ day of ____________, _____ by and between meVC DRAPER FISHER JURVETSON FUND I, INC., a Delaware corporation (the "Company"), and...Indemnification Agreement • December 7th, 1999 • Mevc Draper Fisher Jurvetson Fund I Inc • Delaware
June __, 2000 Brown Brothers Harriman & CO. 70 Water Street Boston, MA 02109 Ladies and Gentlemen: Reference is made to the Custodian Agreement between Nicholas-Applegate Institutional Funds and Brown Brothers Harriman & Co. dated May 1, 1999, as...Custodian Agreement • June 30th, 2000 • Nicholas Applegate Emerging Countries Series
EXHIBIT 99.(a)(2) HATTERAS MULTI-STRATEGY INSTITUTIONAL FUND, L.P. Agreement of Limited Partnership Dated as of November 29, 2006 TABLE OF CONTENTSLimited Partnership Agreement • December 6th, 2006 • Hatteras Multi-Strategy TEI Institutional Fund, L.P. • Delaware
INVESTMENT SUB-ADVISORY AGREEMENT THIS INVESTMENT SUB-ADVISORY AGREEMENT, is made the __th day of [_____], 2003, by and between U.S. Trust Hedge Fund Management, Inc., a corporation organized under the laws of North Carolina ("Investment Adviser"),...Investment Sub-Advisory Agreement • July 2nd, 2003 • Excelsior Low Volatility Hedge Fund of Funds Master Fund LLC • New York
INVESTORS --------------------------------------------------------------------- ----------- BANK & TRUST Cecilia Gondor Herzfeld Advisors 10491 SW 97th Avenue Miami, FL 33176 Re: The Custodian Contract (as amended, the "Custodian Contract") between...Custodian Contract • July 25th, 2007 • Herzfeld Caribbean Basin Fund Inc • Massachusetts
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • November 30th, 2004 • UM Investment Trust II
Closed CUSIPS - $150 per month through May of the following year B. ACCOUNT MAINTENANCE AND PROCESSING FEES Non-Institutional Non-Network Level 3 Open Accounts - $16.35 per account per year Non-Institutional Network Level 3 Open Accounts - $12.85 per account per year Institutional Open Accounts: Accounts in the range from 0 - 400: no charge, included in complex base fee Accounts in the range from 401 - 600: $1,160 per account per year Accounts in the range from 601 - 800: $930 per account per year Accounts in the range from 801 - 1,000: $700 per account per year Accounts in the range over 1,000: $580 per account per year
Exhibit (H)(ii) Scudder RREEF Real Estate Fund, Inc. Auction Preferred Stock Par Value $0.01 per Share UNDERWRITING AGREEMENT January 13, 2003 UNDERWRITING AGREEMENTUnderwriting Agreement • October 30th, 2003 • Scudder Rreef Real Estate Fund Inc • New York
This GUARANTY (the "Guaranty"), dated as of June 16, 2000, made by MCG Credit Corporation, a Delaware corporation (the "Guarantor"), in favor of First Union Securities, Inc. ("FUSI"). WHEREAS, MCG Master Trust (the "Issuer"), the Guarantor, FUSI and...Guaranty • July 5th, 2001 • MCG Capital Corp • New York
