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TITLE OF
DERIVATIVE
SECURITIES AND
TITLE AND
AMOUNTS OF OWNERSHIP
ISSUER NAME, SECURITIES FORM:
TICKER TITLE AND UNDERLYING DIRECT (D)
NAME AND ADDRESS DESIGNATED STATEMENT FOR OR TRADING AMOUNTS DERIVATIVE OR
OF REPORTING PERSON REPORTER(1) MONTH/YEAR SYMBOL OF SECURITY(1) SECURITIES(1) INDIRECT (I)
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X.X. Xxxxxx Partners (23A X.X. Xxxxxx December 0000 XX Xxxxx, X/X See Table II I
SBIC Manager), Inc. Partners (23A Inc. ("PWEI") above
c/o X.X. Xxxxxx Partners, LLC SBIC), LLC
0000 Xxxxxx xx xxx Xxxxxxxx,
00xx Xxxxx
Xxx Xxxx, XX 00000
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The Chase Manhattan Bank X.X. Xxxxxx December 0000 XX Xxxxx, X/X See Table II I
000 Xxxx Xxxxxx, 00xx Xxxxx Partners (23A Inc. ("PWEI") above
Xxx Xxxx, XX 00000 SBIC), LLC
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X.X. Xxxxxx Chase & Co. X.X. Xxxxxx December 0000 XX Xxxxx, X/X See Table II I
000 Xxxx Xxxxxx, 00xx Xxxxx Partners (23A Inc. ("PWEI") above
Xxx Xxxx, XX 00000 SBIC), LLC
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JPMP Master Fund Manager, X.X. Xxxxxx December 0000 XX Xxxxx, X/X See Table II I
L.P. Partners (23A Inc. ("PWEI") above
c/o X.X. Xxxxxx Partners, LLC SBIC), LLC
0000 Xxxxxx xx xxx Xxxxxxxx
00xx Xxxxx
Xxx Xxxx, XX 00000
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JPMP Capital Corporation X.X. Xxxxxx December 0000 XX Xxxxx, X/X See Table II I
c/o X.X. Xxxxxx Partners, LLC Partners (23A Inc. ("PWEI") above
1221 Avenue of the Americas SBIC), LLC
00xx Xxxxx
Xxx Xxxx, XX 00000
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NATURE OF
INDIRECT DISCLAIMS
BENEFICIAL PECUNIARY
OWNERSHIP(1) INTEREST
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See Explanatory No
Note 2 below
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See Explanatory No
Note 3 below
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See Explanatory No
Note 4 below
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See Explanatory No
Note 5 below
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See Explanatory No
Note 6 below
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Explanatory Note:
1) The Designated Reporter is executing this report on behalf of all reporting
persons, each of whom has authorized it to do so. Each of the reporting persons
disclaims beneficial ownership of the securities to the extent it exceeds such
person's pecuniary interests therein.
2) The amount shown in Table II represents the beneficial ownership of the
Issuer's equity securities by X.X. Xxxxxx Partners (23A SBIC), LLC ("23A SBIC"),
a portion of which may be deemed attributable to the reporting person because
the reporting person is the managing member of 23A SBIC. The actual pro rata
portion of such beneficial ownership that may be deemed to be attributable to
the reporting person is not readily determinable because it is subject to
several variables, including the internal rate of return and vesting of
interests within 23A SBIC.
3) The amount shown in Table II represents the beneficial ownership of the
Issuer's equity securities by 23A SBIC, a portion of which may be deemed
attributable to the reporting person because it is the sole stockholder of the
managing member of 23A SBIC. The actual pro rata portion of such beneficial
ownership that may be deemed to be attributable to the reporting person is not
readily determinable because it is subject to several variables, including the
internal rate of return and vesting of interests within 23A SBIC.
4) The amount shown in Table II represents the beneficial ownership of the
Issuer's equity securities by 23A SBIC, a portion of which may be deemed
attributable to the reporting person because it is (i) the sole stockholder of
The Chase Manhattan Bank, which is the sole stockholder of the Managing Member
of 23A SBIC, and (ii) the sole stockholder of JPMP Capital Corporation, the
general partner of the non-managing member of 23A SBIC. The actual pro rata
portion of such beneficial ownership that may be attributable to the reporting
person is not readily determinable because it is subject to several variables,
including the internal rate of return and vesting of interests within 23A SBIC.
5) The amount shown in Table II represents the beneficial ownership of the
Issuer's equity securities by 23A SBIC, a portion of which may be deemed
attributable to the reporting person, because it is the non-managing member of
23A SBIC. The actual pro rata portion of such beneficial ownership that may be
deemed to be attributable to the reporting person is not readily determinable
because it is subject to several variables, including the rate of return and
vesting within 23A SBIC.
6) The amount shown in Table II represents the beneficial ownership of the
Issuer's equity securities by 23A SBIC, a portion of which may be deemed
attributable to the reporting person, because it is the general partner of JPMP
Master Fund Manager, L.P., the non-managing member of 23A SBIC. The actual pro
rata portion of such beneficial ownership that may be deemed to be attributable
to the reporting person is not readily determinable because it is subject to
several variables, including the rate of return and vesting within 23A SBIC.
