4 Sample Contracts
EXHIBIT 99.1 ------------ CONTINUATION SHEET Explanation of Responses (1) Pursuant to a Note Purchase Agreement, dated as of June 25, 2004, by and among Micro Therapeutics, Inc. (the "Company"), Warburg, Pincus Equity Partners, L.P., a Delaware...Note Purchase Agreement • June 29th, 2004 • Warburg Pincus & Co • Surgical & medical instruments & apparatus
Standard Contracts
JOINT FILING AGREEMENTJoint Filing Agreement • March 26th, 2020 • Charah Solutions, Inc. • Hazardous waste management
In accordance with the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of any filing required by such party under Section 16 of the Exchange Act or any rule or regulation thereunder (including any and all amendments thereto) with respect to the common stock, par value $0.01 per share, of Charah Solutions, Inc. and further agree that this Joint Filing Agreement shall be included as an Exhibit to such joint filing. In evidence thereof, the undersigned, being duly authorized, hereby execute this Joint Filing Agreement as of March 26, 2020.
EXHIBIT INDEX -------------Settlement Agreement • February 1st, 2005 • Vsus Technologies Inc • Services-prepackaged software
EXHIBIT 99.1 JOINT FILING AGREEMENT APRIL 29, 2008Joint Filing Agreement • April 29th, 2008 • Spangenberg Christian • Services-advertising
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this Joint Filing Agreement as an exhibit thereto. This Joint Filing Agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
Joint Filing AgreementJoint Filing Agreement • October 14th, 2009 • Marriott J W Jr • Hotels & motels
This agreement may be executed in one or more counterparts, each of which will be deemed an original but all of which taken together will constitute one and the same instrument.
Exhibit 99.4 ------------Exhibit • March 7th, 2008 • Warburg Pincus Partners LLC • Biological products, (no disgnostic substances)
Exhibit 99.3 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (the "Exchange Act") the undersigned hereby agree to the joint filing on behalf of each of...Joint Filing Agreement • August 27th, 2020 • Atlas Technical Consultants, Inc. • Services-management consulting services
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (the "Exchange Act") the undersigned hereby agree to the joint filing on behalf of each of them of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with respect to securities of Atlas Technical Consultants, Inc., a Delaware corporation, and further agree to the filing, furnishing, and/or incorporation by reference of this Agreement as an exhibit thereto. Each of them is responsible for the timely filing of such filings and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to bel
EXHIBIT 99.2 JOINT FILING AGREEMENTJoint Filing Agreement • November 3rd, 2021 • Lands' End, Inc. • Retail-family clothing stores
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
EXHIBIT 99.2 JOINT FILING AGREEMENTJoint Filing Agreement • November 21st, 2019 • Bsquare Corp /Wa • Services-business services, nec
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
EXHIBIT 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of...Joint Filing Agreement • September 13th, 2023 • Nuveen Municipal Credit Income Fund • National commercial banks
as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party. IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.
EXHIBIT 99.2 JOINT FILING AGREEMENTJoint Filing Agreement • October 12th, 2016 • SPE I Partners, L.P. • Retail-family clothing stores
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
JOINT FILING AGREEMENT October 5, 2015Joint Filing Agreement • October 5th, 2015 • Esl Institutional Partners, L.P. • Retail-department stores
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
Exhibit 24.1 JOINT FILING AGREEMENT AND POWER OF ATTORNEY Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations promulgated thereunder, each undersigned party hereby...Joint Filing Agreement and Power of Attorney • January 21st, 2016 • Dalal Street, LLC • Primary smelting & refining of nonferrous metals
JOINT FILING AGREEMENTJoint Filing Agreement • May 18th, 2006 • Dobson Cc Lp • Radiotelephone communications
In accordance with Rule 16a-1(a)(3) and 16a-3(j) of the Securities Exchange Act of 1934, as amended, and General Instruction 4(b)(v) of Form 4, the undersigned hereby execute this attachment as joint filers with respect to the foregoing Statement of Changes in Beneficial Ownership regarding the shares of Class A common stock (NASDAQ: DCEL) and Class B common stock of Dobson Communications Corporation.
JOINT FILING AGREEMENT October 5, 2015Joint Filing Agreement • October 5th, 2015 • Esl Investments, Inc. • Retail-family clothing stores
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
EXHIBIT 99.1 William H. Janeway Indus International, Inc. (IINT) July 31, 2003 Note (1): Pursuant to a Purchase Agreement, dated as of February 12, 2003, by and among Indus International, Inc. (the "Company"), Warburg, Pincus Investors, L.P. ("WPI")...Purchase Agreement • July 31st, 2003 • Janeway William H • Services-prepackaged software
Note (1): Pursuant to a Purchase Agreement, dated as of February 12, 2003, by and among Indus International, Inc. (the "Company"), Warburg, Pincus Investors, L.P. ("WPI") and the other purchasers named therein (the "Financing Purchase Agreement"), WPI purchased 72,666 shares of the Company's common stock, $0.001 par value (the "Common Stock"), at a price of $1.50 per share and a Convertible Promissory Note of the Company, dated March 5, 2003, in the aggregate principal amount of $4,891,001.00 at face value (the "Note", and together with the 72,666 shares of Common Stock, the "Securities"), with the purchase price paid in cash on February 13, 2003 into an escrow account. On March 5, 2003, the Company satisfied all of its closing conditions required to be performed by it under the Financing Purchase Agreement and the purchase price was released to the Company from the escrow account (the "Closing"). On July 29, 2003, the Company's stockholders voted in favor of the proposed issuance of C
JOINT FILING AGREEMENTJoint Filing Agreement • August 13th, 2007 • Freedom Acquisition Holdings, Inc. • Investment advice
In accordance with the requirements of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and subject to the limitations set forth therein, the parties set forth below agree to jointly file the Form 4 to which this joint filing agreement is attached, and have duly executed this joint filing agreement as of the date set forth below.
Exhibit 99 Kenneth E. deLaski is a party to an investor rights agreement and a shareholders' agreement, each dated as of April 22, 2005. The investor rights agreement contains a voting agreement that provides, among other things and subject to certain...Investor Rights Agreement and Shareholders' Agreement • June 12th, 2012 • Deltek, Inc • Services-computer programming services
Kenneth E. deLaski is a party to an investor rights agreement and a shareholders' agreement, each dated as of April 22, 2005. The investor rights agreement contains a voting agreement that provides, among other things and subject to certain conditions, that (i) New Mountain Partners II, L.P. is entitled to elect up to a majority of the members of the board of directors of the issuer, depending upon the percentage of outstanding common stock and Class A common stock of the issuer held by New Mountain Partners II, L.P., New Mountain Affiliated Investors II, L.P., and Allegheny New Mountain Partners, L.P. (collectively, the "New Mountain Funds") (subject to the right of Allegheny New Mountain Partners, L.P. to designate one director in lieu of a director designated by New Mountain Partners II, L.P.); and (ii) the deLaski Shareholders (as described below) are entitled to designate up to two members of the board of directors of the issuer, depending on the percentage of outstanding common s
FootnotesInvestment Agreement • January 7th, 2010 • Pierce Diversified Strategy Master Fund, LLC • Services-prepackaged software
EXHIBIT A JOINT FILING UNDERTAKINGJoint Filing Undertaking • March 30th, 2011 • Greek Investments Inc • Retail-apparel & accessory stores
The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Form 4 to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Form, as it may be amended, jointly on behalf of such parties.
EXHIBIT A JOINT FILING UNDERTAKINGJoint Filing Undertaking • January 28th, 2011 • Greek Investments Inc • Retail-apparel & accessory stores
The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Form 4 to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Form, as it may be amended, jointly on behalf of such parties.
EXHIBIT A JOINT FILING UNDERTAKING The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Form 4 to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the...Joint Filing Undertaking • November 16th, 2010 • Greek Investments Inc • Retail-apparel & accessory stores
The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Form 4 to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Form, as it may be amended, jointly on behalf of such parties.
FINAXA 23, avenue Matignon (Reporting Person through its interest in AXA) 75008 Paris, France Claude Bebear, Henri de Castries, and Francoise 25, avenue Matignon Colloc'h (collectively, the "AXA Voting 75008 Paris, France Trustees") pursuant to the...Voting Trust Agreement • March 23rd, 2004 • Alliance Capital Management Holding Lp • Investment advice
Claude Bebear, Henri de Castries, and Francoise 25, avenue Matignon Colloc'h (collectively, the "AXA Voting 75008 Paris, France Trustees") pursuant to the Amended and Restated Voting Trust Agreement dated as of May 12, 2002, with AXA.
JOINT FILING AGREEMENTJoint Filing Agreement • November 13th, 2012 • Harborview Value Master Fund, L.P. • Surgical & medical instruments & apparatus
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
Exhibit 99.2 JOINT FILING AGREEMENT THIS JOINT FILING AGREEMENT (this "Agreement") is made and entered into as of this 4th day of May 2005, by and among Carlos Slim Helu, Carlos Slim Domit, Marco Antonio Slim Domit, Patrick Slim Domit, Maria Soumaya...Joint Filing Agreement • May 4th, 2005 • Helu Carlos Slim • Retail-department stores
THIS JOINT FILING AGREEMENT (this "Agreement") is made and entered into as of this 4th day of May 2005, by and among Carlos Slim Helu, Carlos Slim Domit, Marco Antonio Slim Domit, Patrick Slim Domit, Maria Soumaya Slim Domit, Vanessa Paola Slim Domit, Johanna Monique Slim Domit, Inmobiliaria Carso, S.A. de C.V. and Orient Star Holdings LLC.
JOINT FILING AGREEMENT The undersigned hereby consent to the joint filing by any of them of a Statement of Changes in Beneficial Ownership of Securities on Form 4 and any amendments thereto, whether heretofore or hereafter filed, relating to the...Joint Filing Agreement • July 1st, 2008 • Comvest Investment Partners Ii LLC • Services-commercial physical & biological research
The undersigned hereby consent to the joint filing by any of them of a Statement of Changes in Beneficial Ownership of Securities on Form 4 and any amendments thereto, whether heretofore or hereafter filed, relating to the securities of Averion International Corp. and hereby affirm that this Form 4 is being filed on behalf of each of the undersigned.
Exhibit 99 The Onae Trust is a party to an investor rights agreement and a shareholders' agreement, each dated as of April 22, 2005. The investor rights agreement contains a voting agreement that provides, among other things and subject to certain...Investor Rights Agreement • October 12th, 2012 • Onae Trust • Services-computer programming services
The Onae Trust is a party to an investor rights agreement and a shareholders' agreement, each dated as of April 22, 2005. The investor rights agreement contains a voting agreement that provides, among other things and subject to certain conditions, that (i) New Mountain Partners II, L.P. is entitled to elect up to a majority of the members of the board of directors of the issuer, depending upon the percentage of outstanding common stock and Class A common stock of the issuer held by New Mountain Partners II, L.P., New Mountain Affiliated Investors II, L.P., and Allegheny New Mountain Partners, L.P. (collectively, the "New Mountain Funds") (subject to the right of Allegheny New Mountain Partners, L.P. to designate one director in lieu of a director designated by New Mountain Partners II, L.P.); and (ii) the deLaski Shareholders (as described below) are entitled to designate up to two members of the board of directors of the issuer, depending on the percentage of outstanding common stock
LIMITED POWER OF ATTORNEYLimited Power of Attorney • March 23rd, 2010 • Anderson BAMM Holdings LLC • Retail-miscellaneous shopping goods stores
The undersigned owner of record of shares of Common Stock, par value $0.01 per share (the “Common Stock”), of Books-A-Million, Inc. (“BAM”) and party to that certain Group Administration Agreement, dated April 9, 2007, by and among Abroms & Associates, P.C., an Alabama professional corporation, and the Group Shareholders identified therein, hereby constitutes and appoints each of Martin R. Abroms, CPA, Barry Jacobs, CPA and Cornelia Heflin, CPA, signing singly, the undersigned’s true and lawful attorney-in-fact to:
JOINT FILING AGREEMENTJoint Filing Agreement • June 1st, 2023 • Pioneer Municipal High Income Advantage Fund, Inc. • National commercial banks
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
CB RICHARD ELLIS REALTY TRUST 2004 EQUITY INCENTIVE PLAN SHARE AWARD AGREEMENT --------------------- AGREEMENT by and between CB Richard Ellis Realty Trust, a Maryland real estate investment trust (the "Company") and Charles E. Black (the "Grantee"),...Share Award Agreement • June 21st, 2011 • Cb Richard Ellis Realty Trust • Real estate investment trusts • Maryland
JOINT FILING AGREEMENTJoint Filing Agreement • December 13th, 2024 • Bny Mellon Municipal Income, Inc.
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
ContractVariable Prepaid Forward Sale Contract • January 29th, 2025 • Quaker Chemical Corp • Miscellaneous products of petroleum & coal
Note 1. On January 27, 2025, January 28, 2025 and January 29, 2025, QH Hungary Holdings Limited (“QH Hungary” or the “Reporting Person”), a wholly owned subsidiary of Gulf Hungary Holding Korlatolt Felelossegu Tarsasag (“Gulf Hungary”), settled a portion of five existing and previously reported variable prepaid forward sale contracts (“VPFs”) (two with Citibank N.A. (“Citibank”) and three with the Royal Bank of Canada (“RBC”)), in each case, described in more detail as follows.
JOINT FILING AGREEMENT November 25, 2011Joint Filing Agreement • November 28th, 2011 • MSD Capital L P • Wholesale-durable goods
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
ContractVariable Prepaid Forward Sale Contracts • February 11th, 2025 • Quaker Chemical Corp • Miscellaneous products of petroleum & coal
Note 1. On February 7, 2025, February 10, 2025 and February 11, 2025, QH Hungary Holdings Limited (“QH Hungary” or the “Reporting Person”), a wholly owned subsidiary of Gulf Hungary Holding Korlatolt Felelossegu Tarsasag (“Gulf Hungary”), settled a portion of five existing and previously reported variable prepaid forward sale contracts (“VPFs”) (two with Citibank N.A. (“Citibank”) and three with the Royal Bank of Canada (“RBC”)), in each case, described in more detail as follows.
ContractVariable Prepaid Forward Sale Contract • February 3rd, 2025 • Quaker Chemical Corp • Miscellaneous products of petroleum & coal
Note 1. On January 30, 2025, January 31, 2025 and February 3, 2025, QH Hungary Holdings Limited (“QH Hungary”), a wholly owned subsidiary of Gulf Hungary Holding Korlatolt Felelossegu Tarsasag (“Gulf Hungary” or the “Reporting Person”), settled a portion of five existing and previously reported variable prepaid forward sale contracts (“VPFs”) (two with Citibank N.A. (“Citibank”) and three with the Royal Bank of Canada (“RBC”)), in each case, described in more detail as follows.
