FOURTH AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT
FOURTH AMENDMENT TO THE AMENDED AND RESTATED
THIS FOURTH AMENDMENT effective as of December 13, 2021, to the Amended and Restated Transfer Agent Servicing Agreement, dated as of July 30, 2018 (the "Agreement"), is entered into by and among Xxxxxx X. Xxxxx & Co. Incorporated, a Wisconsin corporation (the "Advisor"), Baird Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
RECITALS
WHEREAS, the parties have entered into an Agreement; and
WHEREAS, the Company intends to create additional funds; and
WHEREAS, the parties desire to amend said Agreement to update the list of funds; and
WHEREAS, Section 12 of the Agreement allows for its amendment by a written instrument executed by the parties.
NOW, THEREFORE, the parties agree as follows:
Exhibit A of the Agreement is hereby superseded and replaced in its entirety with Exhibit A attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Fourth Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
BAIRD FUNDS, INC. | U.S. BANCORP FUND SERVICES, LLC | ||||
By: ______________________________ | By: ________________________________ | ||||
Name: Xxxx Xxxxx Xxxxxx | Name: | ||||
Title: President | Title: | ||||
XXXXXX X. XXXXX & CO. INCORPORATED | |||||
By: ________________________________ | |||||
Name: Xxxxxxx X. Xxxxx | |||||
Title: Managing Director |
1
Exhibit A
to the
Amended and Restated Transfer Agent Servicing Agreement
Separate Series of Funds
Fund Names
Bond Funds
Name of Series | Date Added | ||||||||||||||||
Baird Intermediate Bond Fund | September 29, 2000 | ||||||||||||||||
Xxxxx Core Plus Bond Fund | September 29, 2000 | ||||||||||||||||
Xxxxx Aggregate Bond Fund | September 29, 2000 | ||||||||||||||||
Baird Quality Intermediate Municipal Bond Fund | March 30, 2001 | ||||||||||||||||
Xxxxx Short-Term Bond Fund | August 31, 2004 | ||||||||||||||||
Xxxxx Ultra Short Bond Fund | December 31, 2013 | ||||||||||||||||
Xxxxx Short-Term Municipal Bond Fund | August 31, 2015 | ||||||||||||||||
Baird Core Intermediate Muni Bond Fund | August 31, 2015 | ||||||||||||||||
Xxxxx Strategic Municipal Bond Fund | November 15, 2019 | ||||||||||||||||
Xxxxx Municipal Bond Fund | November 15, 2019 |
Equity Funds
Name of Series | Date Added | |||||||
Baird XxxXxx Fund | December 29, 2000 | |||||||
Baird Small/Mid Cap Value Fund | November 30, 2015 | |||||||
Chautauqua Global Growth Fund | May 1, 2016 | |||||||
Chautauqua International Growth Fund | May 1, 2016 | |||||||
Baird Equity Opportunity Fund | December 13, 2021 | |||||||
2