JOHN HANCOCK FUNDS II MFC GLOBAL INVESTMENT MANAGEMENT (U.S.A.) LIMITED
XXXX XXXXXXX FUNDS II
MFC GLOBAL INVESTMENT MANAGEMENT (U.S.A.) LIMITED
AMENDMENT made as of this 29th day of December 2008 to the Subadvisory Agreement dated October 17, 2005, as amended (the “Amendment”), between Xxxx Xxxxxxx Investment Management Services, LLC , a Delaware limited liability company (the “Adviser”), and MFC Global Investment Management (U.S.A.) Limited, a Canadian corporation (the “Subadviser”). In consideration of the mutual covenants contained herein, the parties agree as follows:
1. CHANGE IN APPENDIX A
Appendix A of the Agreement, “Compensation of Subadviser”, is hereby amended to add the following Fund:
Global Agribusiness Fund
Global Infrastructure Fund
Global Timber Fund
Alternative Asset Allocation Fund
Collectively, each of the funds listed above are referred to as the “Portfolios.”
2. EFFECTIVE DATE
This Amendment shall become effective on the later to occur of: (i) approval of the Amendment by the Board of Trustees of Xxxx Xxxxxxx Funds II (the “Trust”) and (ii) execution of the Amendment.
(THE REMAINDER OF THIS SPACE HAS BEEN INTENTIONALLY LEFT BLANK)
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed under seal by their duly authorized officers as of the date first mentioned above.
XXXX XXXXXXX INVESTMENT MANAGEMENT SERVICES, LLC
By: /s/Xxxxx X. Xxxxx
Name: Xxxxx X. Xxxxx
Title: Executive Vice President
MFC GLOBAL INVESTMENT MANAGEMENT (U.S.A.) LIMITED
By: /s/X-X Xxxxxxxxx
Name: X-X Xxxxxxxxx
Title:
APPENDIX A
The Subadviser shall serve as investment subadviser for each Portfolio of the Trust listed below. The Adviser will pay the Subadviser, as full compensation for all services provided under this Agreement with respect to each Portfolio, the fee computed separately for such Portfolio at an annual rate as follows (the "Subadviser Fee"):
|
Portfolio |
First $500 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
500 Index Fund |
|
|
|
Portfolio |
First $250 Million |
Next $250 Million |
Excess Over $500 Million |
|
Absolute Return Portfolio |
|
|
|
|
Portfolio |
All Asset Levels |
|
Active Bond Fund |
|
|
Portfolio |
All Asset Levels |
|
Alternative Asset Allocation Fund |
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Next $250 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
American Fundamental Holdings Fund |
|
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Next $250 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
American Global Diversification Fund |
|
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Next $250 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
American Diversification Growth & Income Fund |
|
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Excess Over $250 Million of Aggregate Net Assets* |
|
Global Agribusiness Fund |
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Excess Over $250 Million of Aggregate Net Assets* |
|
Global Infrastructure Fund |
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Excess Over $250 Million of Aggregate Net Assets* |
|
Global Timber Fund |
|
|
|
Portfolio |
First $1.5 Billion of Aggregate Net Assets* |
Next $6 Billion of Aggregate Net Assets* |
Excess Over $7.5 Billion of Aggregate Net Assets* |
|
Lifecycle Portfolios |
|
|
|
|
Portfolio |
First $1.5 Billion of Aggregate Net Assets* |
Next $6 Billion of Aggregate Net Assets* |
Excess Over $7.5 Billion of Aggregate Net Assets* |
|
Lifestyle Portfolios |
|
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Next $250 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
Mid Cap Index Fund |
|
|
|
|
Portfolio |
First $500 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
Money Market Fund |
|
|
|
Portfolio |
First $2.5 Billion of Aggregate Net Assets* |
Excess Over $2.5 Billion of Aggregate Net Assets* |
|
Optimized All Cap Fund |
|
|
|
Portfolio |
First $500 Million of Aggregate Net Assets* |
Next $500 Million of Aggregate Net Assets* |
Excess Over $1 Billion of Aggregate Net Assets* |
|
Optimized Value Fund |
|
|
|
|
Portfolio |
First $500 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
Pacific Rim Fund |
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Next $250 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
Retirement Distribution Portfolio Retirement Rising Distribution Portfolio |
|
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Next $250 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
Small Cap Index Fund |
|
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Next $250 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
Smaller Company Growth Fund |
|
|
|
|
Portfolio |
First $250 Million of Aggregate Net Assets* |
Next $250 Million of Aggregate Net Assets* |
Excess Over $500 Million of Aggregate Net Assets* |
|
Total Stock Market Index Fund |
|
|
|
*The term Aggregate Net Assets includes the net assets of a Portfolio of the Trust. It also includes with respect to each Portfolio the net assets of one or more other portfolios as indicated below, but in each case only for the period during which the Subadviser for the Portfolio also serves as the subadviser for the other portfolio(s). For purposes of determining Aggregate Net Assets and calculating the Subadviser Fee, the net assets of the Portfolio and each other portfolio of the Trust are determined as of the close of business on the previous business day of the Trust, and the net assets of each portfolio of each other fund are determined as of the close of business on the previous business day of that fund.
|
Trust Portfolio(s) |
|
Other Portfolio(s)
|
|
500 Index Fund |
|
Index 500 Trust, a series of Xxxx Xxxxxxx Trust |
|
Absolute Return Fund |
|
Absolute Return Trust, a series of Xxxx Xxxxxxx Trust |
|
Active Bond Fund |
|
N/A
|
|
Alternative Asset Allocation Fund |
|
N/A |
|
American Fundamental Holdings Fund |
|
American Global Diversification Trust American Diversification Growth & Income Trust, American Fundamental Holdings Trust, each a series of Xxxx Xxxxxxx Trust
American Global Diversification Fund American Diversification Growth & Income Fund, each a series of Xxxx Xxxxxxx Funds II |
|
American Global Diversification Trust |
|
American Fundamental Holdings Trust American Diversification Growth & Income Trust, American Global Diversification Trust each a series of Xxxx Xxxxxxx Trust
American Diversification Growth & Income Fund, American Fundamental Holdings Fund each a series of Xxxx Xxxxxxx Funds II |
|
American Diversification Growth & Income Trust |
|
American Fundamental Holdings Trust American Global Diversification Trust, American Diversification Growth & Income Trust, each a series of Xxxx Xxxxxxx Trust
American Global Diversification Fund, American Fundamental Holdings Fund each a series of Xxxx Xxxxxxx Funds II |
|
Global Agriculture Fund |
|
NA |
|
Global Infrastructure Fund |
|
NA |
|
Global Timber Fund |
|
NA |
|
Lifecycle Portfolios |
|
Lifecycle 2010 Portfolio, Lifecycle 2015 Portfolio, Lifecycle 2020 Portfolio, Lifecycle 2025 Portfolio, Lifecycle 2030 Portfolio, Lifecycle 2035 Portfolio, Lifecycle 2040 Portfolio, Lifecycle 2045 Portfolio, Lifecycle 2050 Portfolio, Lifecycle Retirement Portfolio, collectively referred to as the Lifecycle Trusts, each a series of Xxxx Xxxxxxx Funds II |
|
Lifestyle Portfolios |
|
Lifestyle Aggressive Fund, Lifestyle Balanced Fund, Lifestyle Conservative Fund, Lifestyle Growth Fund, Lifestyle Moderate Fund, collectively referred to as the Lifestyle Funds, each a series of Xxxx Xxxxxxx Funds II |
|
Mid Cap Index Fund |
|
Mid Cap Index Trust, a series of Xxxx Xxxxxxx Trust
|
|
Money Market Fund |
|
Money Market Trust, a series of Xxxx Xxxxxxx Trust |
|
Pacific Rim Fund |
|
Pacific Rim Trust, a series of Xxxx Xxxxxxx Trust |
|
Optimized All Cap Fund |
|
Optimized All Cap Trust, a series of Xxxx Xxxxxxx Trust |
|
Optimized Value Fund |
|
Optimized Value Trust, a series of Xxxx Xxxxxxx Trust |
|
Retirement Distribution Portfolio |
|
Retirement Rising Distribution Portfolio |
|
Retirement Rising Distribution Portfolio |
|
Retirement Distribution Portfolio |
|
Small Cap Index Fund |
|
Small Cap Index Trust, a series of Xxxx Xxxxxxx Trust |
|
Smaller Company Growth Fund |
|
Smaller Company Growth Trust, a series of Xxxx Xxxxxxx Trust |
|
Total Stock Market Index Fund |
|
Total Stock Market Index Fund, a series of Xxxx Xxxxxxx Trust |
The Subadviser Fee for a Portfolio shall be based on the applicable annual fee rate for the Portfolio which for each day shall be equal to the quotient of (i) the sum of the amounts determined by applying the annual percentage rates in the table to the applicable portions of Aggregate Net Assets divided by (ii) Aggregate Net Assets (the “Applicable Annual Fee Rate”). The Subadviser Fee for each Portfolio shall be accrued for each calendar day, and the sum of the daily fee accruals shall be paid monthly to the Subadviser within 30 calendar days of the end of each month. The daily fee accruals will be computed by multiplying the fraction of one over the number of calendar days in the year by the Applicable Annual Fee Rate, and multiplying this product by the net assets of the Portfolio. The Adviser shall provide Subadviser with such information as Subadviser may reasonably request supporting the calculation of the fees paid to it hereunder. Fees shall be paid either by wire transfer or check, as directed by Subadviser.
If, with respect to any Portfolio, this Agreement becomes effective or terminates, or if the manner of determining the Applicable Annual Fee Rate changes, before the end of any month, the fee (if any) for the period from the effective date to the end of such month or from the beginning of such month to the date of termination or from the beginning of such month to the date such change, as the case may be, shall be prorated according to the proportion which such period bears to the full month in which such effectiveness or termination or change occurs.
