Amendment No. 2 to Distribution Agreement
Amendment No. 2 to Distribution Agreement
This Amendment No. 2, dated as of August 15, 2016 (the "Effective Date"), to the Distribution Agreement (this "Amendment"), by and between Principal Exchange-Traded Funds, a Delaware statutory trust (the "Fund"), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 0000 Xxxxxxxx, Xxxxx 0000, Xxxxxx, Xxxxxxxx 00000 ("ALPS").
WHEREAS, the Fund and ALPS entered into a Distribution Agreement dated as of May 1, 2015, as in effect prior to giving effect to this Amendment (the "Agreement"); and
WHEREAS, the Fund and ALPS wish to amend the Agreement to add Portfolios to be offered under the Fund.
NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:
1.Appendix A (List of Portfolio(s)) of the Agreement is hereby deleted in its entirety and replaced with a new Appendix A (List of Portfolio(s)) attached hereto.
2.Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the Effective Date.
ALPS DISTRIBUTORS, INC. | |
By: /s/ Xxxxx X. Xxxxxxxxx | By: /s/ Xxxxxx X. Xxxxx |
Name: Xxxxx X. Xxxxxxxxx | Name: Xxxxxx X. Xxxxx |
Title: VP, Controller | Title: SVP & CCO |
APPENDIX A
LIST OF PORTFOLIO(S)
Principal EDGE Active Income ETF
Principal Price Setters Index ETF
Principal Shareholder Yield Index ETF
Principal Healthcare Innovators Index ETF
Principal Millennials Index ETF
