PRINCIPAL EXCHANGE-TRADED FUNDSSub-Advisory Agreement • September 19th, 2016 • Principal Exchange-Traded Funds • Iowa
Contract Type FiledSeptember 19th, 2016 Company JurisdictionAGREEMENT executed as of August 19, 2016, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called the "Manager"), and PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called the "Sub-Advisor").
FORM OF PRINCIPAL EXCHANGE-TRADED FUNDS AMENDED AND RESTATED SUB‑ADVISORY AGREEMENTSub-Advisory Agreement • September 19th, 2016 • Principal Exchange-Traded Funds • Iowa
Contract Type FiledSeptember 19th, 2016 Company JurisdictionAGREEMENT executed as of ________, 2016, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called the “Manager”), and PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called the “Sub‑Advisor”).
PRINCIPAL EXCHANGE-TRADED FUNDS AMENDED & RESTATED MANAGEMENT AGREEMENTManagement Agreement • September 19th, 2016 • Principal Exchange-Traded Funds
Contract Type FiledSeptember 19th, 2016 CompanyAGREEMENT to be effective August 22, 2016, by and between PRINCIPAL EXCHANGE-TRADED FUNDS, a Delaware statutory trust (hereinafter called the “Fund”) on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).
Amendment No. 2 to Distribution AgreementDistribution Agreement • September 19th, 2016 • Principal Exchange-Traded Funds
Contract Type FiledSeptember 19th, 2016 CompanyThis Amendment No. 2, dated as of August 15, 2016 (the "Effective Date"), to the Distribution Agreement (this "Amendment"), by and between Principal Exchange-Traded Funds, a Delaware statutory trust (the "Fund"), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 ("ALPS").
FORM OF PRINCIPAL EXCHANGE-TRADED FUNDS AMENDED AND RESTATED MANAGEMENT AGREEMENTManagement Agreement • September 19th, 2016 • Principal Exchange-Traded Funds
Contract Type FiledSeptember 19th, 2016 CompanyAGREEMENT to be effective __________, 2016, by and between PRINCIPAL EXCHANGE-TRADED FUNDS, a Delaware statutory trust (hereinafter called the “Fund”) on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a “Series”), and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).