GPS FUNDS I AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
AMENDMENT TO THE
THIS AMENDMENT dated as of March 6, 2014, to the Transfer Agent Servicing Agreement, dated as of May 11, 2001, as amended August 27, 2002, May 15, 2007, April 1, 2011 and December 18, 2012 (the “Agreement”), is entered into by and between GPS FUNDS I, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the parties desire to amend the fees of the Agreement; and
NOW, THEREFORE, the parties agree as follows:
Exhibit A is hereby superseded and replaced with Amended Exhibit A attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date first written above.
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U.S. BANCORP FUND SERVICES, LLC
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By: /s/ Xxxxxx X. Xxxxxx
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By: /s/ Xxxxxxx X. XxXxx
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Name: Xxxxxx X. Xxxxxx
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Name: Xxxxxxx X. XxXxx
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Title: Chairman
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Title: Executive Vice President
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3//6/14
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Amended Exhibit A to the Transfer Agent
Servicing Agreement – GPS Funds I
Separate Series of GPS Funds I
GuideMark Large Cap Growth Fund
GuideMark Large Cap Value Fund
GuideMark Small/Mid Cap Core Fund
GuideMark World ex-US Fund
GuideMark Tax-Exempt Fixed Income Fund
GuideMark Core Fixed Income Fund
GuideMark Opportunistic Equity Fund
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3/6/14
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Amended Exhibit A to the
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GPS Funds I & GPS Funds II – Transfer Agent Services Fee Schedule effective April 1, 2014
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Shareholder Account Fee (Subject to Minimum)
No-Load - $[ ] per account
Load Fund - $[ ] per account
Money Market - $[ ] per account
The per account fees will be charged monthly from inception.
Annual Minimum*
$[ ] per fund with one class
$[ ] first load or money market fund
Multiple Class Fee* - $[ ] annually for each new class beyond the first class
(waived during the first [ ] months of operations and tiered as listed below
for months [ ] through [ ]).
*Minimum annual fee of $[ ] per new fund is waived for each fund during
the first [ ] months of operations. After the first [ ] months, the following
tiered minimum annual fee schedule applies during months [ ] through
[ ] of operations:
[ ] % of the minimum annual fee in months [ ], [ ] & [ ]
[ ]% of the minimum annual fee in months [ ], [ ] & [ ]
[ ] % of the minimum annual fee in months [ ], [ ] & [ ]
[ ] % of the minimum annual fee in month [ ] and beyond
Chief Compliance Officer Support Services:
$[ ] per trust per year.
Implementation Charges:
First CUSIP: $[ ] /fund group (waived)
Subsequent CUSIPs: $[ ] /each additional CUSIP (waived)
Activity Charges:
Telephone Call - $[ ] per call
Manual Shareholder Transactions - $[ ] per event
Draft Check Processing - $[ ] per draft
Daily Valuation Trades - $[ ] per trade
ACH Shareholder Services:
$[ ] per month per fund group
$[ ] per ACH item, setup and/or change
$[ ] per correction, reversal, return item
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Charges Paid by Investors:
Shareholder accounts will be charged based upon the type of activity and type of account, including the following:
Qualified Plan Fees
$[ ] /qualified plan account or Xxxxxxxxx ESA account (Cap at $[ ] /SSN)
$[ ] /transfer to successor trustee
$[ ] /participant distribution (Excluding SWPs)
$[ ] /refund of excess contribution
$[ ] /reconversion/recharacterization
Additional Shareholder Paid Fees
$[ ] /outgoing wire transfer or overnight delivery
$[ ] /telephone exchange
$[ ] /return check or ACH or stop payment
$[ ] /research request per account (Cap at $[ ] /request) (This fee applies to requests for statements older than the prior year)
Plus out-of-pocket expenses, including, but not limited to:
Telephone – toll-free lines
Postage
Stationery, Envelopes
Programming, Special Reports
Insurance
Record Retention
Microfilm/fiche of records
Proxies, Proxy Services
ACH fees
NSCC charges
All other out-of-pocket expenses
Extraordinary services - quoted separately
File Transfer - $[ ] per month plus $[ ] /record
If the funds allow direct retail shareholder, the following schedule also applies:
- Additional [ ] basis point per year.
Fees are calculated pro rata and billed monthly.
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