Amendment No. 2 to Distribution Agreement
Exhibit (e)(1)(iii)
Amendment No. 2 to Distribution Agreement
This Amendment No. 2, dated as of April 29, 2016 (the “Effective Date”), to the Distribution Agreement (this “Amendment”), by and between Westcore Trust, a Massachusetts business trust (the “Trust”) and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).
WHEREAS, the Trust and the Distributor entered into a Distribution Agreement dated as of November 1, 2011, as amended (the “Agreement”); and
WHEREAS, the Trust and Distributor wish to amend the Agreement to reflect a new name of a series of the Trust.
NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:
1. The first clause of Exhibit A of the Agreement is deleted in its entirety and replaced with the following:
“You, ALPS Distributors, Inc., are currently the distributor of shares of beneficial interest (the “Shares”) of the Trust’s Westcore Growth Fund, Westcore Plus Bond Fund, Westcore MIDCO Growth Fund, Westcore Global Large-Cap Dividend Fund, Westcore Flexible Income Fund, Westcore Colorado Tax Exempt Fund, Westcore Mid-Cap Value Dividend Fund, Wescore International Small-Cap Fund, Westcore Select Fund, Westcore Small-Cap Growth Fund, Westcore Small-Cap Value Dividend Fund and Westcore Micro-Cap Opportunity Fund (together, the “Funds”). This Agreement confirms that in consideration of the agreements hereinafter contained, the Trust has agreed that you shall be (or continue to be, as the case may be) for the period of this Agreement the distributor of Shares of the Funds.”
2. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the Effective Date.
ALPS DISTRIBUTORS, INC. | |
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By: /s/ Xxxxxx X. Xxxxxx |
By: /s/ Xxxxxx X. Xxxxx |
Name: Xxxxxx X. Xxxxxx |
Name: Xxxxxx X. Xxxxx |
Title: Treasurer & CCO |
Title: SVP & Director of Distribution Services |