AMENDMENT NO. 6 TO INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT
Exhibit (d)(7)
AMENDMENT NO. 6 TO
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT
TCW Funds, Inc. and TCW Investment Management Company LLC hereby agree to amend the Investment Advisory and Management Agreement (“Agreement”) entered into by the parties and dated as of February 6, 2013, as amended February 6, 2013, June 26, 2013, November 24, 2014, June 23, 2015, and January 26, 2016 as follows.
This amendment shall be effective as of September 26, 2016. All other terms and conditions of the Agreement will remain in full force and effect, including the existing provisions of Schedule A and any amendments, thereof.
Schedule A is hereby amended and updated as follows:
SCHEDULE A
| U.S. Equity Funds |
Annual Fee Rate (expressed as a percentage of net assets) |
|||
| TCW Focused Equities Fund |
0.65 | % | ||
| TCW Global Real Estate Fund |
0.80 | % | ||
| TCW Growth Equities Fund |
1.00 | % | ||
| TCW High Dividend Equities Fund |
0.65 | % | ||
| TCW New America Premier Equities Fund |
0.80 | % | ||
| TCW Relative Value Dividend Appreciation Fund1 |
0.65 | % | ||
| TCW Relative Value Large Cap Fund1 |
0.65 | % | ||
| TCW Relative Value Mid Cap Fund |
0.80 | % | ||
| TCW Select Equities Fund |
0.75 | % | ||
| TCW Small Cap Growth Fund |
1.00 | % | ||
| U.S. Fixed Income Funds |
||||
| TCW Core Fixed Income Fund |
0.40 | % | ||
| TCW Enhanced Commodity Strategy Fund |
0.50 | % | ||
| TCW Global Bond Fund |
0.55 | % | ||
| TCW High Yield Bond Fund |
0.45 | % | ||
| TCW Short Term Bond Fund |
0.35 | % | ||
| TCW Total Return Bond Fund |
0.50 | % | ||
| International Funds |
||||
| TCW Developing Markets Equity Fund |
0.80 | % | ||
| TCW Emerging Markets Income Fund |
0.75 | % | ||
| TCW Emerging Markets Local Currency Income Fund |
0.75 | % | ||
| TCW Emerging Markets Multi-Asset Opportunities Fund |
0.95 | % | ||
| TCW International Growth Fund |
0.85 | % | ||
| TCW International Small Cap Fund |
0.75 | % | ||
| 1. | Management Fee Change Effective as of November 1, 2016 |
Exhibit (d)(7)
IN WITNESS WHEREOF, the parties have agreed to and executed this amendment to the Agreement on the day and year written above.
| Attest | TCW FUNDS, INC. | |||||
| /s/ Xxxxxxx X. Xxxxxx |
By: | /s/ Xxxxx X. XxXxxx | ||||
| Xxxxxxx X. Xxxxxx | Xxxxx X. XxXxxx | |||||
| Assistant Secretary | President and Chief Executive Officer | |||||
| By: | /s/ Xxxxxxx Xxxxx | |||||
| Xxxxxxx Xxxxx | ||||||
| Treasurer and Principal Financial Officer | ||||||
| Attest | TCW INVESTMENT MANAGEMENT COMPANY LLC | |||||
| /s/ Xxxxxxx X. Xxxxxx |
By: | /s/ Xxxxx X. XxXxxx | ||||
| Xxxxxxx X. Xxxxxx | Xxxxx X. XxXxxx | |||||
| Assistant Secretary | Executive Vice President and Chief Operating Officer | |||||
| By: | /s/ Xxxxxxx Xxxxx | |||||
| Xxxxxxx Xxxxx | ||||||
| Chief Financial Officer and Managing Director | ||||||
