SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated May 13, 2020 between Roundhill Financial Inc. and Exchange Traded Concepts, LLC and LISTED FUNDS TRUST
SCHEDULE A
to the
Dated May 13, 2020 between
Roundhill Financial Inc.
and
Exchange Traded Concepts, LLC
and
The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, calculated daily and paid monthly, at an annual rate based on the accumulative average daily net assets of each fund that ETC sub-advises and Roundhill is the Investment Adviser (or the Fund Sponsor), and subject to a minimum annual fee as follows:
Minimum Annual Fee | Asset-Based Fee | ||||
$15,000 | 4 bps (0.04%) on the first $200 million 3.5 bps (0.035%) on the next $800 million 3 bps (0.03%) on the next $1 billion 2.5 bps (0.025%) on the balance over $2 billion | ||||
| Current series of the Trust covered by this Sub-Advisory Agreement | ||
| Roundhill Global Esports ETF | ||
| Roundhill Sports Betting & iGaming ETF | ||
| Roundhill Streaming Services & Technology ETF | ||
| Roundhill Pro Sports, Media & Apparel ETF | ||
| Roundhill Ball Metaverse ETF | ||
IN WITNESS WHEREOF, the parties hereto have caused this Schedule A to be signed on their behalf by their duly authorized officers as of June 23, 2021.
ROUNDHILL FINANCIAL INC. By: /s/ Xxxx Xxxxxx Name: Xxxx Xxxxxx Title: Chief Executive Officer | ||
EXCHANGE TRADED CONCEPTS, LLC By: /s/ X. Xxxxxxx Xxxxxxx Name: X. Xxxxxxx Xxxxxxx Title: Chief Executive Officer | ||
By: /s/ Xxxx X. Xxxxxx Name: Xxxx X. Xxxxxx Title: Secretary | ||
