AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENTCustody Agreement • June 28th, 2021 • Listed Funds Trust
THIS AMENDMENT to the Custody Agreement, dated as of April 25, 2019 (the “Agreement”), is entered into as of the last date on the signature block, by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated May 13, 2020 between Roundhill Financial Inc. and Exchange Traded Concepts, LLC and LISTED FUNDS TRUSTInvestment Sub-Advisory Agreement • June 28th, 2021 • Listed Funds Trust
The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, calculated daily and paid monthly, at an annual rate based on the accumulative average daily net assets of each fund that ETC sub-advises and Roundhill is the Investment Adviser (or the Fund Sponsor), and subject to a minimum annual fee as follows:
SCHEDULE A to the INVESTMENT ADVISORY AGREEMENT Dated May 24, 2019 between LISTED FUNDS TRUST and Roundhill Financial Inc.Investment Advisory Agreement • June 28th, 2021 • Listed Funds Trust
The Trust will pay to the Adviser, as compensation for the Adviser’s services rendered, a fee computed daily at an annual rate based on the average daily net assets of the Fund in accordance with the following fee schedule:
AMENDMENT TO THE LISTED FUNDS TRUST FUND SERVICING AGREEMENTFund Servicing Agreement • June 28th, 2021 • Listed Funds Trust
THIS AMENDMENT to the Fund Servicing Agreement, dated as of April 25, 2019 (the “Agreement”), is entered into as of the last date on the signature block, by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
NINTH AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 28th, 2021 • Listed Funds Trust • Delaware
This ninth amendment (the “Amendment”) to the ETF Distribution Agreement dated June 7, 2017 (the “Agreement”), is entered into on June 24, 2021 by and between Listed Funds Trust (f/k/a Active Weighting Funds ETF Trust) (the “Trust”) and Foreside Fund Services, LLC (“Foreside”), with an effective date of June 24, 2021 (the “Effective Date”).
