AMENDMENT TO THE THIRD AMENDMENT TO THE FUND ADMINISTRATION AND ACCOUNTING AGREEMENT
Exhibit (h)(6)
AMENDMENT TO THE THIRD AMENDMENT TO THE
FUND ADMINISTRATION AND ACCOUNTING AGREEMENT
This Amendment, dated as of February 19, 2024, by and between DBX ETF Trust (the “Trust”) and The Bank of New York Mellon (“BNYM”) who are parties to the Fund Administration and Accounting Agreement dated January 31, 2011 (the “Agreement”), as amended August 30, 2015, May 22, 2018 and July 28, 2022, respectively.
WHEREAS, the parties wish to amend the Agreement as set forth below:
NOW THEREFORE, in consideration of the mutual agreements herein contained, the parties agree as follows:
1. | Exhibit B to the Third Amendment to the Agreement dated as of July 28, 2022 is replaced in its entirety with the attached Exhibit B dated as of the date of this Amendment. |
2. | Except as specifically amended hereby, all other terms and conditions of the Agreement shall remain in full force and effect. |
3. | This Amendment may be executed in any number of counterparts, either manually or by Electronic Signature, each of which will be deemed an original, and said counterparts when taken together will constitute one and the same instrument and may be sufficiently evidenced by one set of counterparts. Each party represents and warrants that the individual executing this Amendment on its behalf has the requisite authority to bind it to this Amendment including by Electronic Signature, and any such Electronic Signature represents an intent to enter into this Amendment and an agreement with its terms. As used herein, “Electronic Signature” shall mean image, representation or symbol inserted into an electronic copy of the Amendment by electronic, digital or other technological methods. Executed counterparts may be delivered by facsimile or email. |
(Signatures to follow.)
IN WITNESS WHEREOF, the parties hereto have caused the foregoing instrument to be executed by their duly authorized officers and their seals to be hereunto affixed, all as of the day and year first above written.
DBX ETF TRUST, on behalf of the Trust and each portfolio series identified on Exhibit B attached hereto
By: /s/Xxxx Xxxxxxxx
Name: Xxxx Xxxxxxxx
Title: Secretary
THE BANK OF NEW YORK MELLON
By: /s/Xxxxxxxx Xxxxxxxx
Name: Xxxxxxxx Xxxxxxxx
Title: Director, Relationship Manager
2 |
EXHIBIT B
TO THE THIRD AMENDMENT TO THE FUND ADMINISTRATION AND ACCOUNTING AGREEMENT
(as of February 19, 2024)
Limited Derivative Service Portfolios
# | Ticker | Fund Name |
1. | ASHX | Xtrackers MSCI China A Inclusion Equity ETF |
2. | CN | Xtrackers MSCI All China Equity ETF |
3. | DEEF | Xtrackers FTSE Developed ex US Multifactor ETF |
4. | DEUS | Xtrackers Xxxxxxx US Multifactor ETF |
5. | EASG | Xtrackers MSCI EAFE ESG Leaders Equity ETF |
6. | EMCR | Xtrackers Emerging Markets Carbon Reduction and Climate Improvers ETF |
7. | EMSG | Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF |
8. | HAUZ | Xtrackers International Real Estate ETF |
9. | HDAW | Xtrackers MSCI All World ex US High Dividend Yield Equity ETF |
10. | HDEF | Xtrackers MSCI EAFE High Dividend Yield Equity ETF |
11. | KOKU | Xtrackers MSCI Kokusai Equity ETF |
12. | MIDE | Xtrackers S&P MidCap 400 ESG ETF |
13. | QARP | Xtrackers Xxxxxxx 1000 US Quality at a Reasonable Price ETF |
14. | SMLE | Xtrackers S&P SmallCap 600 ESG ETF |
15. | SNPE | Xtrackers S&P 500 ESG ETF |
16. | USSG | Xtrackers MSCI USA ESG Leaders Equity ETF |
17. | USNZ | Xtrackers Net Zero Pathway Paris Aligned US Equity ETF |
18. | SNPG | Xtrackers S&P 500 Growth ESG ETF |
19. | SNPV | Xtrackers S&P 500 Value ESG ETF |
20. | SNPD | Xtrackers S&P ESG Dividend Aristocrats ETF |
21. | USCA | Xtrackers MSCI USA Climate Action Equity ETF |
22. | UPGR | Xtrackers US Green Infrastructure Select Equity ETF |
23. | PSWD | Xtrackers Cybersecurity Select Equity ETF |
24. | CHPS | Xtrackers Semiconductor Select Equity ETF |
25. | CRTC | Xtrackers US National Critical Technologies |
26. | GBGT | Xtrackers S&P 500 Carbon Budget ETF |
27. | NRES | Xtrackers RREEF Global Natural Resources ETF |
Full Derivative Service Portfolios
[None]