Sub-Item 77Q1(a)
AMENDMENT NO. 23
TO SECOND AMENDED AND RESTATED
AGREEMENT AND DECLARATION OF TRUST OF
AIM COUNSELOR SERIES TRUST
(INVESCO COUNSELOR SERIES TRUST)
This Amendment No. 23 (the "Amendment") to the Second Amended and
Restated Agreement and Declaration of Trust of AIM Counselor Series Trust
(Invesco Counselor Series Trust) (the "Trust") amends, effective July 31, 2013,
the Second Amended and Restated Agreement and Declaration of Trust of the Trust
dated as of September 14, 2005, as amended (the "Agreement").
Under Section 9.7 of the Agreement, this Amendment may be executed by a
duly authorized officer of the Trust.
WHEREAS, the Trust desires to amend the Agreement to change the name of
Invesco U.S. Quantitative Core Fund to Invesco Low Volatility Equity Yield Fund;
NOW, THEREFORE, the Agreement is hereby amended as follows:
1. Schedule A of the Agreement is hereby amended and restated to read in its
entirety as set forth on Exhibit 1 to this Amendment.
2. All references in the Agreement to "this Agreement" shall mean the
Agreement as amended by this Amendment.
3. Except as specifically amended by this Amendment, the Agreement is hereby
confirmed and remains in full force and effect.
IN WITNESS WHEREOF, the undersigned, a duly authorized officer of the Trust,
has executed this Amendment as of April 23, 2013.
By: /s/ Xxxx X. Xxxx
------------------------------
Name: Xxxx X. Xxxx
Title: Senior Vice President
EXHIBIT 1
"SCHEDULE A
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
PORTFOLIOS AND CLASSES THEREOF
PORTFOLIO CLASSES OF EACH PORTFOLIO
--------- -------------------------
Invesco California Tax-Free Income Fund Class A Shares
Class B Shares
Class C Shares
Class Y Shares
Invesco Core Plus Bond Fund Class A Shares
Class B Shares
Class C Shares
Class R Shares
Class R5 Shares
Class R6 Shares
Class Y Shares
Invesco Equally-Weighted S&P 500 Fund Class A Shares
Class B Shares
Class C Shares
Class R Shares
Class R6 Shares
Class Y Shares
Invesco Floating Rate Fund Class A Shares
Class C Shares
Class R Shares
Class R5 Shares
Class R6 Shares
Class Y Shares
Invesco S&P 500 Index Fund Class A Shares
Class B Shares
Class C Shares
Class Y Shares
Invesco Global Real Estate Income Fund Class A Shares
Class B Shares
Class C Shares
Class R5 Shares
Class R6 Shares
Class Y Shares
Invesco Low Volatility Equity Yield Fund Class A Shares
Class B Shares
Class C Shares
Class R Shares
Class R5 Shares
Class R6 Shares
Class Y Shares
Investor Class Shares
Invesco American Franchise Fund Class A Shares
Class B Shares
Class C Shares
Class R Shares
Class R5 Shares
Class R6 Shares
Class Y Shares
Invesco Equity and Income Fund Class A Shares
Class B Shares
Class C Shares
Class R Shares
Class R5 Shares
Class R6 Shares
Class Y Shares
Invesco Growth and Income Fund Class A Shares
Class B Shares
Class C Shares
Class R Shares
Class R5 Shares
Class R6 Shares
Class Y Shares
Invesco Pennsylvania Tax Free Class A Shares
Income Fund Class B Shares
Class C Shares
Class R6 Shares
Class Y Shares
Invesco Small Cap Discovery Class A Shares
Fund Class B Shares
Class C Shares
Class R5 Shares
Class R6 Shares
Class Y Shares"
Sub-Item 77Q1(e)
AMENDMENT NO. 15
TO
MASTER INVESTMENT ADVISORY AGREEMENT
This Amendment dated as of July 31, 2013, amends the Master Investment
Advisory Agreement (the "Agreement"), dated November 25, 2003, between AIM
Counselor Series Trust (Invesco Counselor Series Trust), a Delaware statutory
trust, and Invesco Advisers, Inc., a Delaware corporation.
W I T N E S S E T H:
WHEREAS, the parties desire to amend the Agreement to change the name of
Invesco U.S. Quantitative Core Fund to Invesco Low Volatility Equity Yield Fund;
NOW, THEREFORE, the parties agree that:
1. Appendix A and Appendix B to the Agreement are hereby deleted in their
entirety and replaced with the following:
"APPENDIX A
FUNDS AND EFFECTIVE DATES
NAME OF FUND EFFECTIVE DATE OF ADVISORY AGREEMENT
------------ ------------------------------------
Invesco California Tax-Free Income Fund February 12, 2010
Invesco Core Plus Bond Fund June 2, 2009
Invesco Equally-Weighted S&P 500 Fund February 12, 2010
Invesco Floating Rate Fund April 14, 2006
Invesco S&P 500 Index Fund February 12, 2010
Invesco Global Real Estate Income Fund March 12, 2007
Invesco Low Volatility Equity Yield Fund March 31, 2006
Invesco American Franchise Fund February 12, 2010
Invesco Equity and Income Fund February 12, 2010
Invesco Growth and Income Fund February 12, 0000
Xxxxxxx Xxxxxxxxxxxx Tax Free Income Fund February 12, 2010
Invesco Small Cap Discovery Fund February 12, 0000
XXXXXXXX X
COMPENSATION TO THE ADVISOR
The Trust shall pay the Adviser, out of the assets of each Fund, as full
compensation for all services rendered, an advisory fee for such Funds as set
forth below. Such fee shall be calculated by applying the following annual
rates to the average daily net assets of such Funds for the calendar year
computed in the manner used for the determination of the net asset value of
shares of such Funds.
INVESCO CORE PLUS BOND FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $500 million................................................. 0.450%
Next $500 million.................................................. 0.425%
Next $1.5 billion.................................................. 0.400%
Next $2.5 billion.................................................. 0.375%
Over $5 billion.................................................... 0.350%
INVESCO FLOATING RATE FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $500 million................................................. 0.65%
Next $4.5 billion.................................................. 0.60%
Next $5 billion.................................................... 0.575%
Over $10 billion................................................... 0.55%
INVESCO GLOBAL REAL ESTATE INCOME FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $250 million................................................. 0.75%
Next $250 million.................................................. 0.74%
Next $500 million.................................................. 0.73%
Next $1.5 billion.................................................. 0.72%
Next $2.5 billion.................................................. 0.71%
Next $2.5 billion.................................................. 0.70%
Next $2.5 billion.................................................. 0.69%
Amount over $10 billion............................................ 0.68%
INVESCO LOW VOLATILITY EQUITY YIELD FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $250 million................................................. 0.60%
Next $250 million.................................................. 0.575%
Next $500 million.................................................. 0.55%
Next $1.5 billion.................................................. 0.525%
Next $2.5 billion.................................................. 0.50%
Next $2.5 billion.................................................. 0.475%
Next $2.5 billion.................................................. 0.45%
Over $10 billion................................................... 0.425%
2
INVESCO CALIFORNIA TAX-FREE INCOME FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $500 million................................................. 0.47%
Next $250 million.................................................. 0.445%
Next $250 million.................................................. 0.42%
Next $250 million.................................................. 0.395%
Over $1.25 billion................................................. 0.37%
INVESCO EQUALLY-WEIGHTED S&P 500 FUND
INVESCO S&P 500 INDEX FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $2 billion................................................... 0.12%
Over $2 billion.................................................... 0.10%
INVESCO EQUITY AND INCOME FUND
INVESCO GROWTH AND INCOME FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $150 million................................................. 0.50%
Next $100 million.................................................. 0.45%
Next $100 million.................................................. 0.40%
Over $350 million.................................................. 0.35%
INVESCO AMERICAN FRANCHISE FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $250 million................................................. 0.695%
Next $250 million.................................................. 0.67%
Next $500 million.................................................. 0.645%
Next $550 million.................................................. 0.62%
Next $3.45 billion................................................. 0.60%
Next $250 million.................................................. 0.595%
Next $2.25 billion................................................. 0.57%
Next $2.5 billion.................................................. 0.545%
Over $10 billion................................................... 0.52%
3
INVESCO PENNSYLVANIA TAX FREE INCOME FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $500 million................................................. 0.60%
Over $500 million.................................................. 0.50%
INVESCO SMALL CAP DISCOVERY FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $500 million................................................. 0.80%
Next $500 million.................................................. 0.75%
Over $1 billion.................................................... 0.70%"
2. In all other respects, the Agreement is hereby confirmed and remains in
full force and effect.
4
IN WITNESS WHEREOF, the parties have caused this Agreement to be executed by
their respective officers on the date first written above.
AIM COUNSELOR SERIES TRUST
(INVESCO COUNSELOR SERIES TRUST)
Attest: /s/ Xxxxx X. Xxxxxxxx By: /s/ Xxxx X. Xxxx
------------------------------- ---------------------------------
Assistant Secretary Xxxx X. Xxxx
Senior Vice President
(SEAL)
INVESCO ADVISERS, INC.
Attest: /s/ Xxxxx X. Xxxxxxxx By: /s/ Xxxx X. Xxxx
------------------------------- ---------------------------------
Assistant Secretary Xxxx X. Xxxx
Senior Vice President
(SEAL)
5
Sub-Item 77Q1(e)
AMENDMENT NO. 8
TO
MASTER INTERGROUP SUB-ADVISORY CONTRACT FOR MUTUAL FUNDS
This Amendment dated as of July 31, 2013, amends the Master Intergroup
Sub-Advisory Contract for Mutual Funds (the "Contract"), dated May 1, 2008,
between Invesco Advisers, Inc. (the "Adviser"), on behalf of AIM Counselor
Series Trust (Invesco Counselor Series Trust), and each of Invesco Canada Ltd.,
Invesco Asset Management Deutschland GmbH, Invesco Asset Management Limited,
Invesco Asset Management (Japan) Ltd., Invesco Australia Limited, Invesco Hong
Kong Limited and Invesco Senior Secured Management, Inc. (each a "Sub-Adviser"
and, collectively, the "Sub-Advisers").
W I T N E S S E T H:
WHEREAS, the parties desire to amend the Contract to change the names of
Invesco U.S. Quantitative Core Fund to Invesco Low Volatility Equity Yield Fund;
NOW, THEREFORE, the parties agree as follows;
1. Exhibit A to the Contract is hereby deleted in its entirety and replaced
with the following:
"EXHIBIT A
FUNDS
Invesco California Tax-Free Income Fund
Invesco Core Plus Bond Fund
Invesco Equally-Weighted S&P 500 Fund
Invesco Floating Rate Fund
Invesco S&P 500 Index Fund
Invesco Global Real Estate Income Fund
Invesco Low Volatility Equity Yield Fund
Invesco American Franchise Fund
Invesco Equity and Income Fund
Invesco Growth and Income Fund
Invesco Pennsylvania Tax Free Income Fund
Invesco Small Cap Discovery Fund"
2. All other terms and provisions of the Contract not amended shall remain
in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Contract to be
executed by their officers designated as of the day and year first above
written.
INVESCO ADVISERS, INC.
Adviser
By: /s/ Xxxx X. Xxxx
------------------------------
Name: Xxxx X. Xxxx
Title: Senior Vice President
INVESCO CANADA LTD.
Sub-Adviser
By: /s/ Xxxxx X. Xxxxxx
------------------------------
Name: Xxxxx X. Xxxxxx
Title: Executive Vice President &
Chief Financial Officer
By: /s/ Harsh Damani
------------------------------
Name: /s/ Harsh Damani
Title: Senior Vice President, Fund
Administration & Chief
Financial Officer, Funds
INVESCO ASSET MANAGEMENT
DEUTSCHLAND GMBH
Sub-Adviser
By: /s/ M. Fraiken /s/ X. Xxxxxx
------------------------------
Name: M. Fraiken X. Xxxxxx
Title: 17.07.2013 17.07.2013
INVESCO ASSET MANAGEMENT LIMITED
Sub-Adviser
By: /s/ X. XxXxxxxxxx
------------------------------
Name: X. XxXxxxxxxx
Title: Director
INVESCO ASSET MANAGEMENT (JAPAN) LTD.
Sub-Adviser
By: /s/ Xxxxxxxx Xxxxxxxx
------------------------------
Name: Xxxxxxxx Xxxxxxxx
Title: Managing Director
INVESCO AUSTRALIA LIMITED
Sub-Adviser
By: /s/ Xxxx Xxxxxxx /s/ Xxxx Xxxxxxx
---------------------------------
Name: Xxxx Xxxxxxx Xxxx Xxxxxxx
Title: Company Secretary Director
INVESCO HONG KONG LIMITED
Sub-Adviser
By: /s/ Xxxx Xxxx /s/ Xxxxx Xxx
------------------------------
Name: Xxxx Xxxx Xxxxx Xxx
Title: Director Director
INVESCO SENIOR SECURED MANAGEMENT,
INC.
Sub-Adviser
By: /s/ Xxxxxxx X. Xxxxx
------------------------------
Name: Xxxxxxx X. Xxxxx
Title: Secretary & General Counsel
