FOURTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
FOURTH
AMENDMENT
THIS FOURTH AMENDMENT dated
this 14th day of
August, 2009, to the Transfer Agent Servicing Agreement dated as of August 10,
2004, as amended August 15, 2005, June 8, 2007 and October 8, 2007, (the
"Agreement"), is entered into by and between Intrepid Capital Management Funds
Trust, a Delaware statutory trust (the "Trust") and U.S. Bancorp Fund Services,
LLC, a Wisconsin limited liability company ("USBFS").
RECITALS
WHEREAS, the parties have
entered into the Agreement; and
WHEREAS, the parties desire to
amend the fees; and
WHEREAS, Paragraph 9 of the Agreement allows
for its amendment by a written instrument executed by both parties.
NOW, THEREFORE, the parties
agree as follows:
Exhibit B
is hereby superseded and replaced with Exhibit B attached hereto.
Except to
the extent supplemented hereby, the Agreement shall remain in full force and
effect.
IN WITNESS WHEREOF, the
parties hereto have caused this Fourth Amendment to be executed by a duly
authorized officer on one or more counterparts as of the date and year first
written above.
| INTREPID CAPITAL MANAGEMENT | U.S. BANCORP FUND SERVICES, LLC |
| FUNDS TRUST | |
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| By: /s/ Xxxx X. Xxxxxx | By: /s/ Xxxxxxx X. XxXxx |
| Name: Xxxx X. Xxxxxx | Name: Xxxxxxx X. XxXxx |
| Title: President | Title: Executive Vice President |
1
Exhibit B
to the Transfer Agent Servicing Agreement
|
Intrepid
Capital Management
TRANSFER
AGENT & SHAREHOLDER SERVICES
ANNUAL
FEE SCHEDULE
Effective
in Conjunction with the Launch of the Intrepid Small Cap Class
I
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|
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Service
Charges to the Fund*
Annual
Shareholder Account Fee (see minimum)
u No-Load - $[__]
/account
u Closed Accounts -
$[__]/account
Annual
Minimum
u $[__]Intrepid Capital
Fund
u $[__]Intrepid Small Cap
Fund
u Intrepid Small
Cap Fund Class I
$[__]
$[__]beginning
October 1, 2010
$[__]beginning
October 1, 2011
u $[__]Intrepid Income
Fund
u $[__]Intrepid All Cap
Fund
Activity
Charges
u Telephone Calls -
$[__]/minute
u AML New Account Service -
$[__]/new domestic
accounts
and $[__]/new foreign account;
$[__]/shareholder
verification
u Omnibus Account
Transaction $[__]/transaction
u Daily Valuation Trades
$[__]/trade
u ACH/EFT Shareholder
Services:
$[__]/month/fund
group
$[__]/ACH
item, setup, change
$[__]/correction,
reversal
Literature
Fulfillment Services
u Account
Management
$[__]/month
(account management, lead
reporting
and database administration)
u Out-Of-Pocket
Expenses
Kit
and order processing expenses, postage
And
printing
*
Subject to CPI increase, Milwaukee MSA.
|
Qualified
Plan Fees (Billed to Investors)
u $[__]/qualified plan acct
(Cap at $[__]SSN)
u $[__]/Xxxxxxxxx ESA acct
(Cap at $[__]/SSN)
u $[__]/transfer to
successor trustee
u $[__]/participant
distribution (Excluding SWPs)
u $[__]/refund of excess
contribution
Shareholder
Fees (Billed to Investors)
u $[__]/outgoing wire
transfer
u $[__]/overnight
delivery
u $[__]/telephone
exchange
u $[__]/return check or
ACH
u $[__]/stop
payment
u $[__]/research request per
account (Cap at
$[__]/request)
(For requested items of the second
calendar
year [or previous] to the request)
Out-of-pocket
Costs - Including but not limited to:
u Telephone toll-free lines,
call transfers, etc.
u Mailing, sorting and
postage
u Stationery,
envelopes
u Programming, special
reports
u Insurance, record
retention, microfilm/fiche
u Proxies, proxy
services
u Lost shareholder
search
u ACH fees
u NSCC charges
u All other out-of-pocket
expenses
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