FORM OF KINETICS MUTUAL FUNDS, INC. and KINETICS PORTFOLIOS TRUST SIXTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
FORM
OF KINETICS MUTUAL FUNDS, INC. and KINETICS PORTFOLIOS
TRUST
SIXTH
AMENDMENT TO THE
THIS
SIXTH AMENDMENT dated as of this ___ day of ______________, 2007, to
the Transfer Agent Servicing Agreement, dated as of January 1, 2002, as amended
March 7, 2002, July 24, 2002, December 13, 2005, December 15, 2006 and March
5,
2007, is entered into by and among Kinetics Mutual Funds, Inc.,
a Maryland corporation, Kinetics Portfolios Trust, a Delaware
business trust and U.S. Bancorp Fund Services, LLC, a Wisconsin
limited liability company.
RECITALS
WHEREAS,
the parties have entered into a Transfer Agent Servicing Agreement dated
as of
January 1, 2002, as previously amended (the “Agreement”); and
WHEREAS,
the parties desire to amendment the Agreement; and
WHEREAS,
Section 12 of the Agreements allows for its amendment by a written instrument
executed by the parties;
NOW,
THEREFORE, the parties agree as follows:
Exhibit
A, the fee schedule of the Agreement, is hereby superseded and replaced with
Exhibit A attached hereto.
Except
to
the extent amended hereby, the Agreement shall remain in full force and
effect.
IN
WITNESS WHEREOF, the parties hereto have caused this Fifth Amendment to
be executed by a duly authorized officer on one or more counterparts as of
the
date and year first written above.
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KINETICS
MUTUAL FUNDS, INC.
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U.S.
BANK NATIONAL ASSOCIATION
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By:
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By:
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Name:
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Name:
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Title:
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Title:
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KINETICS
PORTFOLIOS TRUST
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By:
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Name:
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Title:
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Transfer
Agent and Shareholder Servicing
Annual
Fee Schedule
Exhibit
A to the Transfer Agent Servicing Agreement – Kinetics Mutual Funds, Inc. and
Kinetics
Portfolios
Trust
Effective
____________ 2007
Separate
Series of Kinetics Mutual Funds, Inc.
Name
of Series
The
Internet Fund – No Load Class
The
Internet Fund – Advisor Class A
The
Internet Fund – Advisor Class C
The
Internet Fund – Institutional Class
The
Internet Emerging Growth Fund – No Load Class
The
Internet Emerging Growth Fund – Advisor Class A
The
Internet Emerging Growth Fund – Advisor Class C
The
Internet Emerging Growth Fund – Institutional Class
The
Paradigm Fund – No Load Class
The
Paradigm Fund – Advisor Class A
The
Paradigm Fund – Advisor Class C
The
Paradigm Fund – Institutional Class
The
Medical Fund – No Load Class
The
Medical Fund – Advisor Class A
The
Medical Fund – Advisor Class C
The
Medical Fund – Institutional Class
The
Small
Cap Opportunities Fund – No Load Class
The
Small
Cap Opportunities Fund – Advisor Class A
The
Small
Cap Opportunities Fund – Advisor Class C
The
Small
Cap Opportunities Fund – Institutional Class
The
Kinetics Government Money Market Fund – No Load Class
The
Kinetics Government Money Market Fund – Advisor Class A
The
Kinetics Government Money Market Fund – Advisor Class C
The
Kinetics Government Money Market Fund – Institutional Class
The
Market Opportunities Fund – No Load Class
The
Market Opportunities Fund – Advisor Class A
The
Market Opportunities Fund – Advisor Class C
The
Market Opportunities Fund – Institutional Class
The
Water
Infrastructure Fund – No Load Class
The
Water
Infrastructure Fund – Advisor Class A
The
Water
Infrastructure Fund – Advisor Class C
The
Water
Infrastructure Fund – Institutional Class
The
Multi-Disciplinary Fund – No Load Class
The
Multi-Disciplinary Fund – Advisor Class A
The
Multi-Disciplinary Fund – Advisor Class C
The
Multi-Disciplinary Fund – Institutional Class
Annual
Fee
[___] per
shareholder account – no load fund
[___]
per
shareholder account – load fund
[___]
per
shareholder account – money market fund
[___]
per
Level 3 NSCC account
[___]
per
closed account
Minimum
annual fee of [___] per class
2
Exhibit
A (continued) to the Transfer Agent Agreement of Kinetics Mutual Funds,
Inc. and
Kinetics Portfolios Trust
Extraordinary
Services
New
Fund
Programming
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Fund
Group Setup
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[___]
per fund group
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Fund
Addition to Existing Group
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[___]
per fund
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Additional
Classes of Existing Fund
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[___]
per class
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Plus
Out-of-Pocket Expenses, including but not limited to:
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Telephone
– toll-free lines
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Retention
of records
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Postage
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Microfilm/fiche
of records
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Programming
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Special
reports
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Stationary/envelopes
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ACH
fees
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Mailing
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NSCC
charges
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Proxies
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All
other out-of-pocket expenses
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ACH
Shareholder Services
[___]
per month per fund
group
[___]
per account setup and/or
change
[___] per item for AIP purchases
[___]
per item for EFT payments and
purchases
[___]
per correction, reversal, return
item
File
Transfer -- [___]/month and [___]/record
Service
Charges to Investors
Qualified
Plan Fees (Billed to Investors) *
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Annual
maintenance fee per account
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[___]
/ acct. (Cap at [___] per SSN)
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Education
XXX
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[___]
/ acct. (Cap at [___]/ per SSN)
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Transfer
to successor trustee
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[___]
/ trans.
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Distribution
to participant
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[___]
/ trans. (Exclusive of SWP)
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Refund
of excess contribution
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[___]
/ trans.
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Additional
Shareholder Fees (Billed to Investors)
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Any
outgoing wire transfer
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[___]
/ wire
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Telephone
exchange
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[___]
/ exch.
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Return
check fee
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[___]
/ item
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Stop
payment
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[___]
/ stop
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Additional
Programming
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[___]
/ hour
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(Liquidation,
dividend, draft check)
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Research
fee
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[___]
/ item
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(For
requested items of the second calendar year [or previous] to the request)
(Cap
at [___])
Fees
and
out-of-pocket expenses are billed to the fund monthly.
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