(INVESCO AIM LOGO)
SHAREHOLDER SERVICE AGREEMENT
FOR SALE OF SHARES
OF THE AIM MUTUAL FUNDS
This Shareholder Service Agreement (the "Agreement") being made between Invesco
Aim Distributors, Inc. ("Invesco Distributors") and the undersigned authorized
dealer ("Dealer"), defines the services to be provided by the Dealer.
1. To the extent that Dealer provides distribution-related and continuing
personal shareholder services to customers who may, from time to time,
directly or beneficially own shares of the mutual Funds distributed by
Invesco Distributors (or designated classes of such Funds) listed in
Schedule A, which may be amended from time to time (the "Funds") by Invesco
Distributors, including but not limited to, distributing sales literature,
answering routine customer inquiries regarding the Funds, assisting
customers in changing dividend options, account designations and addresses,
and in enrolling into any of several special investment plans offered in
connection with the purchase of the Funds' shares, assisting in the
establishment and maintenance of customer accounts and records and in the
processing of purchase and redemption transactions, investing dividends and
capital gains distributions automatically in shares and providing such
other services as the Funds or the customer may reasonably request, Invesco
Distributors shall pay Dealer a fee periodically or arrange for such fee to
be paid to Dealer.
2. The fee paid with respect to each Fund will be calculated at the end of
each payment period (as indicated in Schedule A) for each business day of
the Fund during such payment period at the annual rate set forth in
Schedule A as applied to the average daily net asset value of the shares of
such Fund purchased or acquired through exchange on or after the Plan
Calculation Date shown for such Fund on Schedule A. Fees calculated in this
manner shall be paid to Dealer only if Dealer is the dealer of record at
the close of business on the last business day of the applicable payment
period, for the account in which such shares are held (the "Subject
Shares"). In cases where Invesco Distributors has advanced payment to
Dealer of the first year's fee for shares sold at net asset value and
subject to a contingent deferred sales charge, no additional payments will
be made to Dealer during the first year the Subject Shares are held.
3. The total of the fees calculated for all of the Funds listed on Schedule A
for any period with respect to which calculations are made shall be paid to
Dealer within 45 days after the close of such period.
4. Invesco Distributors reserves the right to (i) withhold payment with
respect to the Subject Shares purchased by Dealer and redeemed or
repurchased by the Fund or by Invesco Distributors as Agent within seven
(7) business days after the date of Invesco Distributors' confirmation;
(ii) withhold payment of any amount which Invesco Distributors is unable to
collect from the Funds for any reason; and (iii) to impose, at any time,
minimum fee payment requirements before any periodic payments will be made
to Dealer hereunder.
5. This Agreement and Schedule A does not require any Dealer to provide
transfer agency and recordkeeping related services as nominee for its
customers.
1
6. Dealer shall furnish Invesco Distributors and the Funds with such
information as shall reasonably be requested either by the trustees of the
Funds or by Invesco Distributors with respect to the fees paid to Dealer
pursuant to this Agreement.
7. Neither Dealer nor any of its employees or agents are authorized to make
any representation concerning shares of the Funds except those contained in
the then current Prospectus or Statement of Additional Information for the
Funds, and Dealer shall have no authority to act as agent for the Funds or
for Invesco Distributors.
8. This Agreement may be amended at any time without Dealer's consent by
Invesco Distributors mailing a copy of an amendment to Dealer at the
address set forth below. Such amendment shall become effective on the date
specified in such amendment unless Dealer elects to terminate this
Agreement within thirty (30) days of its receipt of such amendment by
giving Invesco Distributors written notification, within (30) days, of
Dealer's desire to terminate this Agreement.
9. This Agreement will be terminated by any act which terminates either the
Selected Dealer Agreement between Dealer firm and Invesco Distributors or
the Fund's Distribution Plan adopted pursuant to Rule 12b-1 under the 1940
Act (each, the "Plan") and in any event, it shall terminate automatically
in the event of its assignment as that term is defined in the 1940 Act.
10. The provisions of the Distribution Agreement between any Fund and Invesco
Distributors, insofar as they relate to the Plan, are incorporated herein
by reference.
11. This Agreement shall become effective upon execution and delivery hereof
and shall continue in full force and effect as long as the continuance of
the Plan and any related Agreement to the Plan(s) are approved at least
annually by a vote of the trustees, including a majority of the
dis-interested trustees, cast in person at a meeting called for the purpose
of voting thereon.
12. Representations, Warranties and Acknowledgements of Dealer.
a) Dealer represents and warrants to Invesco Distributors that:
i) it is lawful for Dealer to receive the fees (as Described in
Schedule A) payable hereunder;
ii) to the extent required by applicable law, Dealer has disclosed to
each client that it is receiving the fee under this Agreement;
iii) to the extent required by applicable law, Dealer has obtained all
necessary consents and authorizations from each client that may
have a beneficial interest in the Funds with respect to Dealer's
receipt of the fee;
iv) Dealer has all requisite authority, pursuant to applicable law
and regulation, to enter into and perform its obligations under
this Agreement;
v) this Agreement is valid and binding obligation of Dealer and is
enforceable against Dealer in accordance with its terms, except
as such enforceability may be limited by laws regarding
bankruptcy and insolvency;
vi) all persons signing this Agreement on behalf of Dealer possess
full power and authority to do so; and
vii) Dealer has sole responsibility for making the determinations of
fact and performing the required actions necessary to make the
representations and warranties described in this paragraph, and
Dealer is not relying on Invesco Distributors or any of its
affiliates in any manner to make or assist Dealer in making the
representations and warranties described in this paragraph.
b) Dealer understands and acknowledges that Invesco Distributors, the
Funds, their affiliates and their respective directors and officers:
2
i) make no representations or warranties as to the permissibility,
under federal securities laws or federal or state banking laws,
of Dealer's receipt of the fee under this Agreement; and
ii) may, in their sole discretion, determine that it is necessary or
advisable to disclose in the Funds' offering documents the
existence and terms of this Agreement and the names of the
parties hereto.
c) Invesco Distributors hereby informs Dealer and Dealer acknowledges
that payments of distribution fees pursuant to this Agreement are
subject to applicable rules of the Financial Industry Regulatory
Authority ("FINRA"), which rules set forth limitations on such
payments.
d) Dealer acknowledges that, in accordance with the rules of FINRA, as
well as interpretations of the staff of the Securities and Exchange
Commission ("SEC"), the classes of the Funds that have Plans providing
for more than 0.25% of the average daily net asset value of the shares
annually in shareholder service and/or distribution-related fees are
not considered to be "no-load" investments, and Dealer represents that
it will not market such classes as "no-load" investments.
e) Dealer acknowledges that neither it nor any of its employees or agents
are authorized to make any representation to its clients concerning
the Funds except those contained in the Funds' then current
Prospectuses and Statements of Additional Information.
f) Dealer acknowledges that it will be acting as an independent
contractor under this Agreement and not as an employee or agent of
Invesco Distributors, the Funds or any of their affiliates. Dealer
represents that it will not hold itself out to any other party as an
employee or agent of, or with the authority to bind, Invesco
Distributors, the Funds or any of their affiliates in any manner.
g) Dealer acknowledges that Invesco Distributors has reserved the right,
at its discretion and without notice, to suspend or withdraw the sale
of shares of the Funds.
h) Dealer represents either that:
i) its activities on behalf of its clients and pursuant to this
Agreement are not such as to require registration as a
broker-dealer with the SEC or in the state(s) in which Dealer
engages in such activities; or
ii) it is registered as a broker-dealer with the SEC and in the
state(s) in which Dealer engages in its activities on behalf of
its clients and pursuant to this Agreement.
i) Dealer represents that:
i) in all material respects it is in compliance and will continue to
comply with all applicable laws and regulations;
ii) without limiting the generality of the foregoing clause, in all
material respects, it is in compliance and will continue to
comply with laws and regulations related to and concerning the
prevention of money laundering; and
iii) it has implemented and follows proper procedures to verify
suspicious transactions and to verify the identity of its clients
whose assets are invested in any Funds, including without
limitation procedures to verify the source of funds for
settlement of client transactions.
iv) it is a member in good standing of FINRA, and:
(1) it agrees to comply, in all material respects, with the
rules of FINRA, including without limitation the rules
pertaining to determining suitability of the Funds and the
various classes thereof, including any particular class of
the Funds, as an investment for its clients;
3
(2) its expulsion from FINRA will automatically terminate the
Agreement and any obligations of Invesco Distributors
hereunder, without notice; and
(3) its suspension from FINRA or a material violation by Dealer
of applicable federal and/or state laws, rules and
regulations will terminate this Agreement effective upon
notice received by Dealer from Invesco Distributors.
v) if it is not a registered broker-dealer, Dealer will comply in,
all material respects, with the rules, regulations and/or
fiduciary standards applicable to its business operations,
including without limitation any rules, regulations or fiduciary
standards pertaining to assessing the appropriateness of the
Funds, including any particular class, as an investment for its
clients.
j) Dealer acknowledges, represents and agrees that it will not accept any
compensation for promoting or selling Funds' shares in the form of
"directed brokerage" directed to it by a Fund. Directed brokerage
includes any arrangement, whether explicit or implicit, in which
Dealer receives, in consideration for or recognition of the sale of
Funds' shares, support payments in the form of brokerage commissions,
brokerage transactions (orders for the purchase or sale of the Funds'
securities), or xxxx ups or other quid pro quo-type arrangements, such
as the purchase or sale of a security issued by Dealer or its
affiliates in recognition of Dealer's sale or promotion of Funds'
shares or client referrals. Dealer will provide Invesco Distributors
or its affiliates from time to time, upon request, such information as
is reasonably necessary for Invesco Distributors or its affiliates to
verify that Dealer has complied with the provisions of this paragraph.
13. Indemnification.
a) Dealer will indemnify, defend and hold harmless Invesco Distributors,
the Funds, their affiliates and their respective officers, directors
and employees from and against any and all liabilities, losses,
damages, claims, costs, payments and/or expenses of any kind or
character, including reasonable fees of counsel, paid or incurred by
any one or more of them, or all of them, directly or indirectly (or
actions in respect thereof), whether joint or several, arising out of
or in connection with any misrepresentations made by Dealer in
connection with this Agreement, or any other breach by Dealer of the
terms of this Agreement, except where such liabilities, losses,
damages, claims, costs, payments and/or expenses result from the gross
negligence or willful misconduct of Invesco Distributors, the Funds,
their affiliates or their respective officers, directors or employees.
b) Invesco Distributors will indemnify, defend and hold harmless Dealer
and its officers, directors and employees from and against any and all
liabilities, losses, damages, claims, costs, payments and/or expenses
of any kind or character, including reasonable fees of counsel, paid
or incurred by any one or more of them, or all of them, directly or
indirectly (or actions in respect thereof), whether joint or several,
arising out of or in connection with any misrepresentations made by
Invesco Distributors in connection with this Agreement, or any other
breach by Invesco Distributors of the terms of this Agreement, except
where such liabilities, losses, damages, claims, costs, payments
and/or expenses result from the gross negligence or willful misconduct
of Dealer or its officers, directors or employees.
14. Term and Termination.
a) The Agreement will commence upon execution by Invesco Distributors and
shall continue in full force and effect as long as the continuance of
the Plan is approved at least annually by a vote of the trustees,
including a majority of the dis-interested trustees, cast in person at
a meeting called for the purpose of voting thereon.
b) Either party may terminate the Agreement at any time on not less than
10 days' written notice to the other party. The Agreement will
terminate automatically in the event of its assignment, the term
"assignment" for this purpose having the meaning defined in Section
2(a) (4) of the 1940 Act.
15. Notice.
4
Any notice which any party hereto may be required or may desire to give
hereunder shall be deemed to have been given if delivered personally or if
mailed, postage prepaid, by United States registered or certified mail, return
receipt requested, or by overnight express courier addressed as follows:
As to Invesco Distributors: As to Dealer:
Invesco Aim Distributors, Inc.
00 Xxxxxxxx Xxxxx
Xxxxx 000
Xxxxxxx, Xxxxx 00000
Attention: President and General Counsel Attention:
or at such other addresses or to the attention of such other persons as may from
time to time be designated by the party to be addresses by written notice to the
other parties in the manner herein provided. Notices, demands and requests given
in the manner aforesaid shall be deemed sufficiently served or given for all
purposes hereunder when received or when delivery is refused by the party or
when the same are returned to sender for failure to be called for.
16. Choice of Law. The Agreement and all rights and obligations of the parties
hereunder will be governed by and construed under the laws of the State of
Texas without regard to its choice of law provisions.
17. Non-Exclusivity. Each party to the Agreement agrees that the arrangements
described herein are intended to be non-exclusive and that either party may
enter into similar agreements and arrangements with other parties.
18. Entire Agreement. The provisions, terms and conditions of this Agreement
represent the entire agreement between the parties with respect to the
subject matter hereof. In the event inconsistencies exist between this
Agreement and any other agreement or understanding with respect to the
subject matter hereof, the terms of this Agreement shall prevail.
5
IN WITNESS WHEREOF, the undersigned have executed this Agreement which is
effective as of the date written below by Invesco Distributors.
INVESCO AIM DISTRIBUTORS, INC.
Signature:
--------------------------
Name:
-------------------------------
Title:
------------------------------
Dated:
------------------------------
[DEALER]
Signature:
--------------------------
Name:
-------------------------------
Title:
------------------------------
Dated:
------------------------------
6
SCHEDULE "A" TO
SHAREHOLDER SERVICE AGREEMENT
FUND FEE RATE* PLAN CALCULATION DATE
----------------------------------------------------- --------- ---------------------
AIM Asia Pacific Growth Fund A Shares 0.25 November 1, 1997
AIM Asia Pacific Growth Fund B Shares 0.25 November 1, 1997
AIM Asia Pacific Growth Fund C Shares 1.00** November 1, 1997
AIM Basic Balanced Fund A Shares 0.25 September 28, 2001
AIM Basic Balanced Fund B Shares 0.25 September 28, 2001
AIM Basic Balanced Fund C Shares 1.00** September 28, 2001
AIM Basic Balanced Fund R Shares 0.50** April 30, 2004
AIM Basic Balanced Fund Investor Shares*** 0.25 July 18, 2005
AIM Basic Value Fund A Shares 0.25 May 29, 1998
AIM Basic Value Fund B Shares 0.25 May 29, 1998
AIM Basic Value Fund C Shares 1.00** May 3, 1999
AIM Basic Value Fund R Shares 0.50** June 3, 2002
AIM Capital Development Fund A Shares 0.25 June 17, 1996
AIM Capital Development Fund B Shares 0.25 October 1, 1996
AIM Capital Development Fund C Shares 1.00** August 4, 1997
AIM Capital Development Fund R Shares 0.50** June 3, 2002
AIM Capital Development Fund Investor Shares*** 0.25 November 30, 2004
AIM Charter Fund A Shares 0.25 November 18, 1986
AIM Charter Fund B Shares 0.25 June 15, 1995
AIM Charter Fund C Shares 1.00** August 4, 1997
AIM Charter Fund R Shares 0.50** Xxxx 0, 0000
XXX Xxxxx Fund A Shares 0.25 Xxxxx 00, 0000
XXX Xxxxx Fund B Shares 0.25 Xxxxx 00, 0000
XXX Xxxxx Fund C Shares 1.00** March 31, 2006
AIM Conservative Allocation Fund A Shares 0.25 April 30, 2004
AIM Conservative Allocation Fund B Shares 0.25 April 30, 2004
AIM Conservative Allocation Fund C Shares 1.00** April 30, 2004
AIM Conservative Allocation Fund R Shares 0.50** April 30, 2004
AIM Constellation Fund A Shares 0.25 September 9, 1986
AIM Constellation Fund B Shares 0.25 November 3, 1997
AIM Constellation Fund C Shares 1.00** August 4, 1997
AIM Constellation Fund R Shares 0.50** June 3, 2002
AIM Core Bond Fund A Shares 0.25 December 31, 2001
AIM Core Bond Fund B Shares 0.25 December 31, 2001
AIM Core Bond Fund C Shares 1.00** December 31, 2001
AIM Core Bond Fund R Shares 0.50** April 30, 2004
AIM Developing Markets Fund A Shares 0.25 May 29, 1998
AIM Developing Markets Fund B Shares 0.25 May 29, 1998
AIM Developing Markets Fund C Shares 1.00** March 1, 1999
AIM Diversified Dividend Fund A Shares 0.25 December 31, 2001
AIM Diversified Dividend Fund B Shares 0.25 December 31, 2001
AIM Diversified Dividend Fund C Shares 1.00** December 31, 2001
AIM Diversified Dividend Fund R Shares 0.50** October 25, 2005
AIM Diversified Dividend Fund Investor Shares*** 0.25 July 18, 2005
AIM Dynamics Fund A Shares 0.25 March 29, 2002
AIM Dynamics Fund B Shares 0.25 March 29, 2002
AIM Dynamics Fund C Shares 1.00** June 1, 2000
AIM Dynamics Fund R Shares 0.50** October 25, 2005
AIM Dynamics Fund Investor Shares*** 0.25 June 1, 2000
7
FUND FEE RATE* PLAN CALCULATION DATE
----------------------------------------------------- --------- ---------------------
AIM Energy Fund A Shares 0.25 March 29, 2002
AIM Energy Fund B Shares 0.25 March 29, 2002
AIM Energy Fund C Shares 1.00** June 1, 2000
AIM Energy Fund Investor Shares*** 0.25 June 1, 2000
AIM European Growth Fund A Shares 0.25 November 1, 1997
AIM European Growth Fund B Shares 0.25 November 1, 1997
AIM European Growth Fund C Shares 1.00** November 1, 1997
AIM European Growth Fund R Shares 0.50** June 3, 2002
AIM European Growth Fund Investor Shares*** 0.25 September 30, 2003
AIM European Small Company Fund A Shares 0.25 August 31, 2000
AIM European Small Company Fund B Shares 0.25 August 31, 2000
AIM European Small Company Fund C Shares 1.00** August 31, 2000
AIM Financial Services Fund A Shares 0.25 March 29, 2002
AIM Financial Services Fund B Shares 0.25 March 29, 2002
AIM Financial Services Fund C Shares 1.00** June 1, 2000
AIM Financial Services Fund Investor Shares*** 0.25 June 1, 2000
AIM Floating Rate Fund A Shares 0.25 April 14, 2006
AIM Floating Rate Fund C Shares 0.75** April 14, 2006
AIM Floating Rate Fund R Shares 0.50** April 14, 2006
AIM Global Core Equity Fund A Shares 0.25 December 29, 2000
AIM Global Core Equity Fund B Shares 0.25 December 29, 2000
AIM Global Core Equity Fund C Shares 1.00** December 29, 2000
AIM Global Equity Fund A Shares 0.25** May 29, 1998
AIM Global Equity Fund B Shares 0.25 May 29, 1998
AIM Global Equity Fund C Shares 1.00** May 29, 1998
AIM Global Equity Fund R Shares 0.50** October 31, 2005
AIM Global Growth Fund A Shares 0.25** September 15, 1994
AIM Global Growth Fund B Shares 0.25 September 15, 1994
AIM Global Growth Fund C Shares 1.00** August 4, 1997
AIM Global Health Care Fund A Shares 0.25** May 29, 1998
AIM Global Health Care Fund B Shares 0.25 May 29, 1998
AIM Global Health Care Fund C Shares 1.00** March 1, 1999
AIM Global Health Care Fund Investor Shares*** 0.25 July 18, 2005
AIM Global Real Estate Fund A Shares 0.25 April 29, 2005
AIM Global Real Estate Fund B Shares 0.25 April 29, 2005
AIM Global Real Estate Fund C Shares 1.00** April 29, 2005
AIM Global Real Estate Fund R Shares 0.50** April 29, 2005
AIM Global Small & Mid Cap Growth Fund A Shares 0.25** September 15, 1994
AIM Global Small & Mid Cap Growth Fund B Shares 0.25 September 15, 1994
AIM Global Small & Mid Cap Growth Fund C Shares 1.00** August 4, 1997
AIM Gold & Precious Metals Fund A Shares 0.25 March 29, 2002
AIM Gold & Precious Metals Fund B Shares 0.25 March 29, 2002
AIM Gold & Precious Metals Fund C Shares 1.00** June 1, 2000
AIM Gold & Precious Metals Fund Investor Shares*** 0.25 June 1, 2000
AIM Growth Allocation Fund A Shares 0.25 April 30, 2004
AIM Growth Allocation Fund B Shares 0.25 April 30, 2004
AIM Growth Allocation Fund C Shares 1.00** April 30, 2004
AIM Growth Allocation Fund R Shares 0.50** April 30, 2004
AIM High Income Municipal Fund A Shares 0.25 December 22, 1997
AIM High Income Municipal Fund B Shares 0.25 December 22, 1997
AIM High Income Municipal Fund C Shares 1.00** December 22, 1997
AIM High Yield Fund A Shares 0.25 July 1, 1992
AIM High Yield Fund B Shares 0.25 September 1, 1993
AIM High Yield Fund C Shares 1.00** August 4, 1997
AIM High Yield Fund Investor Shares*** 0.25 September 30, 2003
8
FUND FEE RATE* PLAN CALCULATION DATE
----------------------------------------------------- --------- ---------------------
AIM Income Allocation Fund A Shares 0.25 October 25, 2005
AIM Income Allocation Fund B Shares 0.25 October 25, 2005
AIM Income Allocation Fund C Shares 1.00** October 25, 2005
AIM Income Allocation Fund R Shares 0.50** October 25, 2005
AIM Income Fund A Shares 0.25 July 1, 1992
AIM Income Fund B Shares 0.25 September 1, 1993
AIM Income Fund C Shares 1.00** August 4, 1997
AIM Income Fund R Shares 0.50** June 3, 2002
AIM Income Fund Investor Shares*** 0.25 September 30, 2003
AIM Independence Now Fund A Shares 0.25 January 31, 2007
AIM Independence Now Fund B Shares 0.25 January 31, 2007
AIM Independence Now Fund C Shares 0.50** January 31, 2007
AIM Independence Now Fund R Shares 1.00** January 31, 2007
AIM Independence 2010 Fund A Shares 0.25 January 31, 2007
AIM Independence 2010 Fund B Shares 0.25 January 31, 2007
AIM Independence 2010 Fund C Shares 0.50** January 31, 2007
AIM Independence 2010 Fund R Shares 1.00** January 31, 2007
AIM Independence 2020 Fund A Shares 0.25 January 31, 2007
AIM Independence 2020 Fund B Shares 0.25 January 31, 2007
AIM Independence 2020 Fund C Shares 0.50** January 31, 2007
AIM Independence 2020 Fund R Shares 1.00** January 31, 2007
AIM Independence 2030 Fund A Shares 0.25 January 31, 2007
AIM Independence 2030 Fund B Shares 0.25 January 31, 2007
AIM Independence 2030 Fund C Shares 0.50** January 31, 2007
AIM Independence 2030 Fund R Shares 1.00** January 31, 2007
AIM Independence 2040 Fund A Shares 0.25 January 31, 2007
AIM Independence 2040 Fund B Shares 0.25 January 31, 2007
AIM Independence 2040 Fund C Shares 0.50** January 31, 2007
AIM Independence 2040 Fund R Shares 1.00** January 31, 2007
AIM Independence 2050 Fund A Shares 0.25 January 31, 2007
AIM Independence 2050 Fund B Shares 0.25 January 31, 2007
AIM Independence 2050 Fund C Shares 0.50** January 31, 2007
AIM Independence 2050 Fund R Shares 1.00** January 31, 2007
AIM International Allocation Fund A Shares 0.25 October 31, 2005
AIM International Allocation Fund B Shares 0.25 October 31, 2005
AIM International Allocation Fund C Shares 1.00** October 31, 2005
AIM International Allocation Fund R Shares 0.50** October 31, 2005
AIM International Core Equity Fund A Shares 0.25 March 29, 2002
AIM International Core Equity Fund B Shares 0.25 March 29, 2002
AIM International Core Equity Fund C Shares 1.00** June 1, 2000
AIM International Core Equity Fund R Shares 0.50** November 24, 2003
AIM International Core Equity Fund Investor Shares*** 0.25 June 1, 2000
AIM International Growth Fund A Shares 0.25 May 21, 1992
AIM International Growth Fund B Shares 0.25 September 15, 1994
AIM International Growth Fund C Shares 1.00** August 4, 1997
AIM International Growth Fund R Shares 0.50** June 3, 2002
AIM International Small Company Fund A Shares 0.25 August 31, 2000
AIM International Small Company Fund B Shares 0.25 August 31, 2000
AIM International Small Company Fund C Shares 1.00** August 31, 2000
AIM International Total Return Fund A Shares 0.25 March 31, 2006
AIM International Total Return Fund B Shares 0.25 March 31, 2006
AIM International Total Return Fund C Shares 1.00** Xxxxx 00, 0000
XXX Xxxxx Fund A Shares 0.25 Xxxxx 00, 0000
XXX Xxxxx Fund B Shares 0.25 Xxxxx 00, 0000
XXX Xxxxx Fund C Shares 1.00** March 31, 2006
9
FUND FEE RATE* PLAN CALCULATION DATE
----------------------------------------------------- --------- ---------------------
AIM Large Cap Basic Value Fund A Shares 0.25 July 15, 1999
AIM Large Cap Basic Value Fund B Shares 0.25 August 1, 2000
AIM Large Cap Basic Value Fund C Shares 1.00** August 1, 2000
AIM Large Cap Basic Value Fund R Shares 0.50** June 3, 2002
AIM Large Cap Basic Value Fund Investor Shares*** 0.25 September 30, 2003
AIM Large Cap Growth Fund A Shares 0.25 March 1, 1999
AIM Large Cap Growth Fund B Shares 0.25 April 5, 1999
AIM Large Cap Growth Fund C Shares 1.00** April 5, 1999
AIM Large Cap Growth Fund R Shares 0.50** June 3, 2002
AIM Large Cap Growth Fund Investor Shares*** 0.25 September 30, 2003
AIM Leisure Fund A Shares 0.25 March 29, 2002
AIM Leisure Fund B Shares 0.25 March 29, 2002
AIM Leisure Fund C Shares 1.00** June 1, 2000
AIM Leisure Fund R Shares 0.50** October 25, 2005
AIM Leisure Fund Investor Shares*** 0.25 June 1, 2000
AIM LIBOR Alpha Fund A Shares 0.25 March 31, 2006
AIM LIBOR Alpha Fund C Shares 0.50** March 31, 2006
AIM LIBOR Alpha Fund R Shares 0.50** March 31, 2006
AIM Limited Maturity Treasury Fund A Shares (1) 0.15 December 2, 1987
AIM Limited Maturity Treasury Fund A3 Shares 0.25 October 31, 2002
AIM Mid Cap Basic Value Fund A Shares 0.25 December 31, 2001
AIM Mid Cap Basic Value Fund B Shares 0.25 December 31, 2001
AIM Mid Cap Basic Value Fund C Shares 1.00** December 31, 2001
AIM Mid Cap Basic Value Fund R Shares 0.50** April 30, 2004
AIM Mid Cap Core Equity Fund A Shares 0.25 May 29, 1998
AIM Mid Cap Core Equity Fund B Shares 0.25 May 29, 1998
AIM Mid Cap Core Equity Fund C Shares 1.00** May 3, 1999
AIM Mid Cap Core Equity Fund R Shares 0.50** June 3, 2002
AIM Moderate Allocation Fund A Shares 0.25 April 30, 2004
AIM Moderate Allocation Fund B Shares 0.25 April 30, 2004
AIM Moderate Allocation Fund C Shares 1.00** April 30, 2004
AIM Moderate Allocation Fund R Shares 0.50** April 30, 2004
AIM Moderate Growth Allocation Fund A Shares 0.25 April 29, 2005
AIM Moderate Growth Allocation Fund B Shares 0.25 April 29, 2005
AIM Moderate Growth Allocation Fund C Shares 1.00** April 29, 2005
AIM Moderate Growth Allocation Fund R Shares 0.50** April 29, 2005
AIM Moderately Conservative Allocation Fund A Shares 0.25 April 29, 2005
AIM Moderately Conservative Allocation Fund B Shares 0.25 April 29, 2005
AIM Moderately Conservative Allocation Fund C Shares 1.00** April 29, 2005
AIM Moderately Conservative Allocation Fund R Shares 0.50** April 29, 2005
AIM Money Market Fund B Shares 0.25 October 18, 1993
AIM Money Market Fund C Shares 1.00** August 4, 1997
AIM Money Market Fund R Shares 0.50** June 3, 2002
AIM Money Market Fund Cash Reserve Shares 0.25 October 18, 1993
AIM Multi-Sector Fund A Shares 0.25 August 30, 2002
AIM Multi-Sector Fund B Shares 0.25 August 30, 2002
AIM Multi-Sector Fund C Shares 1.00** August 30, 2002
AIM Municipal Bond Fund A Shares 0.25 July 1, 1992
AIM Municipal Bond Fund B Shares 0.25 September 1, 1993
AIM Municipal Bond Fund C Shares 1.00** August 4, 1997
AIM Municipal Bond Fund Investor Shares*** 0.25 September 30, 2003
AIM Real Estate Fund A Shares (1) 0.25 August 4, 1997
----------
(1) AIM Limited Maturity Treasury Fund - Class A, AIM Real Estate Fund and AIM
Small Cap Growth Fund are closed to new investors.
10
FUND FEE RATE* PLAN CALCULATION DATE
----------------------------------------------------- --------- ---------------------
AIM Real Estate Fund B Shares (1) 0.25 March 3, 1998
AIM Real Estate Fund C Shares (1) 1.00** August 4, 1997
AIM Real Estate Fund R Shares (1) 0.50** April 30, 2004
AIM Real Estate Fund Investor Shares (1)*** 0.25 September 30, 2003
AIM Select Equity Fund A Shares 0.25 July 1, 1992
AIM Select Equity Fund B Shares 0.25 September 1,1993
AIM Select Equity Fund C Shares 1.00** August 4, 1997
AIM Select Real Estate Income Fund A Shares 0.25 March 9, 2007
AIM Select Real Estate Income Fund B Shares 0.25 March 9, 2007
AIM Select Real Estate Income Fund C Shares 1.00** March 9, 2007
AIM Short Term Bond Fund A Shares 0.25 April 30, 2004
AIM Short Term Bond Fund C Shares 0.50** August 30, 2002
AIM Short Term Bond Fund R Shares 0.50** April 30, 2004
AIM Small Cap Equity Fund A Shares 0.25 August 31, 2000
AIM Small Cap Equity Fund B Shares 0.25 August 31, 2000
AIM Small Cap Equity Fund C Shares 1.00** August 31, 2000
AIM Small Cap Equity Fund R Shares 0.50** June 3, 2002
AIM Small Cap Growth Fund A Shares (1) 0.25 May 29, 1998
AIM Small Cap Growth Fund B Shares (1) 0.25 May 29, 1998
AIM Small Cap Growth Fund C Shares (1) 1.00** May 3, 1999
AIM Small Cap Growth Fund R Shares (1) 0.50** June 3, 2002
AIM Small Cap Growth Fund Investor Shares (1)*** 0.25 April 10, 2006
AIM Structured Core Fund A Shares 0.25 March 31, 2006
AIM Structured Core Fund B Shares 0.25 March 31, 2006
AIM Structured Core Fund C Shares 1.00** March 31, 2006
AIM Structured Core Fund R Shares 0.50** March 31, 2006
AIM Structured Core Fund Investor Shares*** 0.25 April 28, 2008
AIM Structured Growth Fund A Shares 0.25 March 31, 2006
AIM Structured Growth Fund B Shares 0.25 March 31, 2006
AIM Structured Growth Fund C Shares 1.00** March 31, 2006
AIM Structured Growth Fund R Shares 0.50** March 31, 2006
AIM Structured Value Fund A Shares 0.25 March 31, 2006
AIM Structured Value Fund B Shares 0.25 March 31, 2006
AIM Structured Value Fund C Shares 1.00** March 31, 2006
AIM Structured Value Fund R Shares 0.50** March 31, 2006
AIM Summit Fund A Shares 0.25 October 31, 2005
AIM Summit Fund B Shares 0.25 October 31, 2005
AIM Summit Fund C Shares 1.00** October 31, 2005
AIM Summit Fund P Shares+ 0.10+ December 8, 2006
AIM Tax-Exempt Cash Fund A Shares 0.10 July 1, 1992
AIM Tax-Free Intermediate Fund A3 Shares 0.25 October 31, 2002
AIM Technology Fund A Shares 0.25 March 29, 2002
AIM Technology Fund B Shares 0.25 March 29, 2002
AIM Technology Fund C Shares 1.00** June 1, 2000
AIM Technology Fund Investor Shares*** 0.25 June 1, 2000
AIM Trimark Endeavor Fund A Shares 0.25 November 4, 2003
AIM Trimark Endeavor Fund B Shares 0.25 November 4, 2003
AIM Trimark Endeavor Fund C Shares 1.00** November 4, 2003
AIM Trimark Endeavor Fund R Shares 0.50** April 30, 2004
AIM Trimark Fund A Shares 0.25 November 4, 2003
AIM Trimark Fund B Shares 0.25 November 4, 2003
AIM Trimark Fund C Shares 1.00** November 4, 2003
AIM Trimark Fund R Shares 0.50** April 30, 2004
AIM Trimark Small Companies Fund A Shares 0.25 November 4, 2003
AIM Trimark Small Companies Fund B Shares 0.25 November 4, 2003
11
FUND FEE RATE* PLAN CALCULATION DATE
----------------------------------------------------- --------- ---------------------
AIM Trimark Small Companies Fund C Shares 1.00** November 4, 2003
AIM Trimark Small Companies Fund R Shares 0.50** April 30, 2004
AIM U.S. Government Fund A Shares 0.25 July 1, 1992
AIM U.S. Government Fund B Shares 0.25 September 1, 1993
AIM U.S. Government Fund C Shares 1.00** August 4, 1997
AIM U.S. Government Fund R Shares 0.50** June 3, 2002
AIM U.S. Government Fund Investor Shares*** 0.25 September 30, 2003
AIM Utilities Fund A Shares 0.25 March 29, 2002
AIM Utilities Fund B Shares 0.25 March 29, 2002
AIM Utilities Fund C Shares 1.00** September 28, 2001
AIM Utilities Fund Investor Shares*** 0.25 June 1, 2000
* Frequency of Payments: Quarterly: Class A share payments begin immediately
(unless Dealer's customer purchases at net asset value and Dealer receives
a commission, in which case it will begin after an initial 12-month holding
period); Class A3 and Investor Class share payments begin immediately; and
Class B, C and R share (except for AIM Short Term Bond Fund and AIM LIBOR
Alpha Fund) payments begin after an initial 12 month holding period. Class
C share payments with respect to AIM Short Term Bond Fund and AIM LIBOR
Alpha Fund begin immediately. Where the broker dealer or financial
institution waives, pursuant to the terms of the prospectus, the 1% (0.75%
with respect to AIM Floating Rate Fund) up-front commission on Class C
shares or the 0.50% up-front commission on Class R shares, payments
commence immediately.
** Of this amount, 0.25% is paid as a shareholder servicing fee and the
remainder is paid as an asset-based sales charge, as those terms are
defined under the rules of FINRA.
*** Closed to new investors. Certain investors, including shareholders who had
established an account, prior to April 1, 2002, in Investor Class shares of
any of the funds currently distributed by Invesco Distributors and have
continuously maintained such relationships may make additional purchases
and reinvest dividends and capital gains distributions into their accounts.
See the prospectus for the complete list of investors who may purchase
Investor Class shares.
Minimum Payments: $50 (with respect to all funds in the aggregate.)
No payment pursuant to this Schedule is payable to a dealer, bank or other
service provider for the first year with respect to sales of $1 million or
more, at no load, in cases where Invesco Distributors has advanced the
service fee to the dealer, bank or other service provider.
+ Closed to new investors. Only shareholders with accounts in the former AIM
Summit Investors Plans I or II (the "Plan") at the close of business on
December 8, 2006, may continue to purchase Class P shares until the total
of their combined investments in the Plan and in Class P shares directly
equals the face amount of their former Plan under the 30 year extended
investment option. The face amount of a Plan is the combined total of all
scheduled monthly investments under the Plan. For a Plan with a scheduled
monthly investment of $100.00, the face amount would have been $36,000.00
under the 30 year extended investment option.
12
