INVESCO AIM LOGO) SHAREHOLDER SERVICE AGREEMENT FOR SALE OF SHARES OF THE AIM MUTUAL FUNDS This Shareholder Service Agreement (the "Agreement") being made between Invesco Aim Distributors, Inc. ("Invesco Distributors") and the undersigned authorized...Shareholder Service Agreement • April 28th, 2009 • Aim Funds Group • Texas
ContractShareholder Service Agreement • February 16th, 2024 • Separate Account a of Pacific Life & Annuity Co
CLASS Y SHAREHOLDER SERVICE AGREEMENT This agreement, dated as of November 13, 2003, is by and between AXP Market Advantage Series, Inc., (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Portfolio Builder...Shareholder Service Agreement • January 16th, 2004 • Axp Market Advantage Series Inc • Minnesota
This agreement, dated as of November 13, 2003, is by and between AXP Market Advantage Series, Inc., (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Portfolio Builder Conservative Fund, AXP Portfolio Builder Moderate Conservative Fund, AXP Portfolio Builder Moderate Fund, AXP Portfolio Builder Moderate Aggressive Fund, AXP Portfolio Builder Aggressive Fund and AXP Portfolio Builder Total Equity Fund (individually a "Fund" and collectively the "Funds"), and American Express Financial Advisors Inc. ("AEFA"), the principal underwriter of the Funds, for services to be provided to shareholders of Class Y of the Funds by AEFA and other servicing agents.
CLASS Y SHAREHOLDER SERVICE AGREEMENT This agreement, dated as of April 11, 2002, is by and between AXP(R) Growth Series, Inc., a Minnesota corporation, on behalf of its underlying series AXP(R) Large Cap Value Fund (the "Fund"), and American Express...Shareholder Service Agreement • June 12th, 2002 • Axp Growth Series Inc/Mn • Minnesota
This agreement, dated as of April 11, 2002, is by and between AXP(R) Growth Series, Inc., a Minnesota corporation, on behalf of its underlying series AXP(R) Large Cap Value Fund (the "Fund"), and American Express Financial Advisors Inc. ("AEFA"), the principal underwriter of the Fund, for services to be provided to shareholders of Class Y of the Fund by AEFA and other servicing agents.
SHAREHOLDER SERVICE AGREEMENT (CLASS A AND CLASS B SHARES) By this agreement, dated ____________, 19___ (the "Agreement"), AmeriPrime Financial Securities, Inc., with its principal office located at 1793 Kingswood Drive, Suite 200, Southlake, TX 76092...Shareholder Service Agreement • January 28th, 2000 • Tanaka Funds Inc
EXHIBIT 99.(h)(4) MORGAN STANLEY DISTRIBUTORS INC. SHAREHOLDER SERVICE AGREEMENT This SHAREHOLDER SERVICE AGREEMENT ("Agreement") is made and entered into as of this 15th day of September, 2003, by and between Morgan Stanley Distributors Inc. (the...Shareholder Service Agreement • April 28th, 2004 • Morgan Stanley Variable Investment Series
Shareholder Service Agreement This agreement is between IDS Precious Metals Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial...Shareholder Service Agreement • May 27th, 1998 • Ids Precious Metals Fund Inc
This agreement is between IDS Precious Metals Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial advisors and other servicing agents. It is effective on the first day the Fund offers multiple classes of shares.
Shareholder Service Agreement This agreement is between IDS Federal Income Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial...Shareholder Service Agreement • July 29th, 1998 • Ids Federal Income Fund Inc
This agreement is between IDS Federal Income Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial advisors and other servicing agents. It is effective on the first day the Fund offers multiple classes of shares.
PAGE 1 Shareholder Service Agreement This agreement is between IDS Global Series, Inc. (the "Corporation"), on behalf of its underlying series funds, and American Express Financial Advisors Inc., the principal underwriter of the Corporation, for...Shareholder Service Agreement • December 23rd, 1996 • Ids Global Series Inc
This agreement is between IDS Global Series, Inc. (the "Corporation"), on behalf of its underlying series funds, and American Express Financial Advisors Inc., the principal underwriter of the Corporation, for services to be provided to shareholders by personal financial advisors and other servicing agents. It is effective on the first day the Corporation offers multiple classes of shares.
Exhibit 23(h)(iii) SA FUNDS - INVESTMENT TRUST SHAREHOLDER SERVICE AGREEMENT AGREEMENT made this 8th day of July 1999, by and between SA FUNDS - INVESTMENT TRUST, a Delaware business trust (the "Trust"), and RWB ADVISORY SERVICES INC. ("RWB"), a...Shareholder Service Agreement • December 21st, 1999 • Sa Funds Investment Trust • California
Class Y Shareholder Service Agreement This agreement is between AXP New Dimensions Fund, Inc. on behalf of its underlying series AXP Growth Dimensions Fund (the Fund) and American Express Financial Advisors Inc. (AEFA), the principal underwriter of...Shareholder Service Agreement • September 25th, 2002 • Axp New Dimensions Fund Inc /Mn/
This agreement is between AXP New Dimensions Fund, Inc. on behalf of its underlying series AXP Growth Dimensions Fund (the Fund) and American Express Financial Advisors Inc. (AEFA), the principal underwriter of the Fund, for services to be provided to shareholders of Class Y of the Fund by AEFA and other servicing agents.
PAGE 1 Shareholder Service Agreement This agreement is between IDS International Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal...Shareholder Service Agreement • December 23rd, 1996 • Ids International Fund Inc
This agreement is between IDS International Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial advisors and other servicing agents. It is effective on the first day the Fund offers multiple classes of shares.
Shareholder Service Agreement This agreement is between IDS Discovery Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial...Shareholder Service Agreement • September 25th, 1998 • Ids Discovery Fund Inc
This agreement is between IDS Discovery Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial advisors and other servicing agents. It is effective on the first day the Fund offers multiple classes of shares.
WITNESSETH:Shareholder Service Agreement • October 30th, 1997 • Pilgrim America Investment Funds Inc
EXHIBIT 6K SHAREHOLDER SERVICE AGREEMENT Ladies and Gentlemen: We invite you to enter into an agreement with us for the servicing of shareholders of, and the maintenance of shareholder accounts for those mutual funds available to the public for which...Shareholder Service Agreement • January 31st, 1996 • Iai Investment Funds Vi Inc • Minnesota
VAN KAMPEN FUNDS INC. SHAREHOLDER SERVICE AGREEMENTShareholder Service Agreement • April 23rd, 2010 • Separate Account Ii of National Integrity Life Insurance Co • Delaware
This SHAREHOLDER SERVICE AGREEMENT (“Agreement”) is made and entered into as of this 2nd day of January, 2003, by and between Van Kampen Funds Inc. (the “Distributor”) and National Integrity Life Insurance Company (the “Company”).
EXHIBIT H CLASS L SHAREHOLDER SERVICE AGREEMENTShareholder Service Agreement • October 16th, 2001 • Massmutual Institutional Funds • Massachusetts
This CLASS L SHAREHOLDER SERVICE AGREEMENT is being entered into as of the 1st day of May, 2001 between MassMutual Institutional Funds (the “Trust”), in respect of the classes of shares of its Funds set forth on Schedule A hereto, and Massachusetts Mutual Life Insurance Company (the “Service Agent”). In consideration of the mutual covenants hereinafter contained, it is hereby agreed by and between the parties hereto as follows:
EXHIBIT 3 SHAREHOLDER SERVICE AGREEMENT Agreement made as of September 30, 2002 by and between GMO Trust, on behalf of each fund listed on Schedule A, severally and not jointly (each, a "Fund"), and GE Financial Trust Company ("Service Provider")....Shareholder Service Agreement • May 1st, 2003 • Gmo Trust • Massachusetts
CLASS Y SHAREHOLDER SERVICE AGREEMENT This agreement, dated as of April 9, 2003, is by and between AXP Discovery Series, Inc., (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Core Bond Fund, AXP Income...Shareholder Service Agreement • July 24th, 2003 • Axp Discovery Series Inc • Minnesota
This agreement, dated as of April 9, 2003, is by and between AXP Discovery Series, Inc., (the "Corporation"), a Minnesota corporation, on behalf of its underlying series AXP Core Bond Fund, AXP Income Opportunities Fund and AXP Limited Duration Bond Fund (individually a "Fund" and collectively the "Funds"), and American Express Financial Advisors Inc. ("AEFA"), the principal underwriter of the Funds, for services to be provided to shareholders of Class Y of the Funds by AEFA and other servicing agents.
TERMS:Shareholder Service Agreement • April 20th, 2009 • Aul American Unit Trust • New York
CLASS Y SHAREHOLDER SERVICE AGREEMENT This agreement, dated as of July 11, 2002, is by and between AXP(R) Partners International Series, Inc., a Minnesota corporation, on behalf of its underlying series AXP(R) Partners International Core Fund and...Shareholder Service Agreement • September 25th, 2002 • Axp Partners International Series Inc • Minnesota
This agreement, dated as of July 11, 2002, is by and between AXP(R) Partners International Series, Inc., a Minnesota corporation, on behalf of its underlying series AXP(R) Partners International Core Fund and AXP(R) Partners International Small Cap Fund (the "Funds"), and American Express Financial Advisors Inc. ("AEFA"), the principal underwriter of the Funds, for services to be provided to shareholders of Class Y of the Funds by AEFA and other servicing agents.
MORGAN STANLEY INSTITUTIONAL FUND TRUST INVESTMENT CLASS AMENDED AND RESTATED SHAREHOLDER SERVICE AGREEMENTShareholder Service Agreement • January 28th, 2011 • Morgan Stanley Institutional Fund Trust • New York
Morgan Stanley Institutional Fund Trust (the “Fund”) is an open-end investment company registered under the Investment Company Act of 1940, as amended, and currently consisting of a number of separately managed portfolios (the “Portfolios”). The Fund desires to retain Morgan Stanley Distribution, Inc. (the “Distributor”), a Pennsylvania corporation, to compensate Service Providers who provide the services described herein to their clients (the “Clients”) who may from time to time beneficially own Investment Class shares (the “Shares”) of the Portfolios identified at Schedule A of this Agreement. The Distributor is willing to compensate the Service Providers for providing such shareholder services in accordance with the terms and conditions of this Agreement.
PAGE 1 Shareholder Service Agreement This agreement is between IDS Tax-Exempt Bond Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal...Shareholder Service Agreement • January 28th, 1997 • Ids Tax Exempt Bond Fund Inc
This agreement is between IDS Tax-Exempt Bond Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial advisors and other servicing agents. It is effective on the first day the Fund offers multiple classes of shares.
Shareholder Service Agreement This agreement is between IDS Tax-Exempt Bond Fund, Inc. (the "Corporation") on behalf of its underlying series fund: IDS Intermediate Tax-Exempt Fund (the "Fund"); and American Express Financial Advisors Inc., the...Shareholder Service Agreement • January 28th, 1998 • Ids Tax Exempt Bond Fund Inc
This agreement is between IDS Tax-Exempt Bond Fund, Inc. (the "Corporation") on behalf of its underlying series fund: IDS Intermediate Tax-Exempt Fund (the "Fund"); and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial advisors and other servicing agents.
Exhibit No. 8(c) MITCHELL HUTCHINS INSTITUTIONAL SERIES FINANCIAL INTERMEDIARY SHARES SHAREHOLDER SERVICE AGREEMENT PaineWebber Incorporated ("Firm"), as distributor of the Financial Intermediary shares of Mitchell Hutchins Institutional Series...Shareholder Service Agreement • September 1st, 1999 • Mitchell Hutchins Lir Money Series • New York
RE: Shareholder Service Agreement for the Equity and Fixed Income Funds of Goldman Sachs Trust (the “Trust”)Shareholder Service Agreement • April 28th, 2008 • Goldman Sachs Trust • New York
The undersigned, Goldman Sachs Asset Management, L.P. (“GSAM”), 32 Old Slip, New York, New York, 10005, is a registered investment adviser. GSAM acts as investment adviser to the Trust, which is an open-end management investment company that includes the Goldman Sachs Equity and Fixed Income Funds (such funds now existing or hereafter offered are individually referred to herein as a “Fund” and, collectively, the “Funds”). Shares or units of beneficial interest (“Shares”) of each Fund may be divided into separate classes including Class A and Service Shares, (individually referred to herein as a “Class”).
UBS MONEY SERIES (applicable to Investor Series) SHAREHOLDER SERVICE AGREEMENTShareholder Service Agreement • August 28th, 2013 • Ubs Money Series • New York
UBS Global Asset Management (US) Inc. (the "Firm"), as principal underwriter to UBS Money Series and its series listed in Exhibit A appended hereto (the "Funds"), and the counterparty named below (the "Financial Intermediary") wish to enter into an amended and restated agreement ("Agreement") pursuant to which the Financial Intermediary will provide services to certain shareholders of, and administer certain shareholder accounts in, shares of the Funds ("Shares").
SA FUNDS - INVESTMENT TRUST AMENDED AND RESTATED SHAREHOLDER SERVICE AGREEMENTShareholder Service Agreement • June 29th, 2015 • Sa Funds Investment Trust • California
This Amended and Restated Shareholder Service Agreement (the “Agreement”) is made December 9, 2014, by and between SA FUNDS - INVESTMENT TRUST, a Delaware business trust (the “Trust”), and LWI FINANCIAL INC. (“Loring Ward”), a Delaware corporation.
March 30, 2007 LWI Financial Inc. San Jose, CA 95128 Ladies and Gentlemen:Shareholder Service Agreement • August 27th, 2007 • Sa Funds Investment Trust
Reference is made to the Amended and Restated Shareholder Service Agreement between us dated August 21, 2001, including Schedule A (the “Agreement”).
VAN KAMPEN FUNDS INC. SHAREHOLDER SERVICE AGREEMENT This SHAREHOLDER SERVICE AGREEMENT ("Agreement") is made and entered into as of this 1st day of May, 2008, by and between Van Kampen Funds Inc. (the "Distributor") and CUNA Mutual Insurance Society...Shareholder Service Agreement • April 27th, 2009 • Cuna Mutual Variable Annuity Account • Delaware
PAGE 1 Shareholder Service Agreement This agreement is between IDS High Yield Tax-Exempt Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by...Shareholder Service Agreement • January 28th, 1997 • Ids High Yield Tax Exempt Fund Inc /Mn/
This agreement is between IDS High Yield Tax-Exempt Fund, Inc. (the "Fund") and American Express Financial Advisors Inc., the principal underwriter of the Fund, for services to be provided to shareholders by personal financial advisors and other servicing agents. It is effective on the first day the Fund offers multiple classes of shares.
SA FUNDS - INVESTMENT TRUST SHAREHOLDER SERVICE AGREEMENTShareholder Service Agreement • October 25th, 2019 • Sa Funds Investment Trust • California
This Shareholder Service Agreement (the “Agreement”) is made November 30, 2018 by and between SA FUNDS - INVESTMENT TRUST, a Delaware business trust (the “Trust”), and BAM Advisor Services, LLC (the “Adviser”).
RE: Shareholder Service Agreement for the Equity and Fixed Income Funds of Goldman Sachs Trust (the “Trust”)Shareholder Service Agreement • April 22nd, 2022 • Aul American Unit Trust • New York
The undersigned, Goldman Sachs Asset Management, L.P. (“GSAM”), 200 West Street, New York, New York, 10282, is a registered investment adviser. GSAM acts as investment adviser to the Trust, which is an open-end management investment company that includes the Goldman Sachs Equity and Fixed Income Funds (such funds now existing or hereafter offered are individually referred to herein as a “Fund” and, collectively, the “Funds”). Shares or units of beneficial interest (“Shares”) of each Fund may be divided into separate classes including Class A, I, R, Investor and Service Shares, (individually referred to herein as a “Class”).
SHAREHOLDER SERVICE AGREEMENT FOR SALE OF SHARES OF THE AIM MUTUAL FUNDSShareholder Service Agreement • April 26th, 2022 • Nationwide Variable Account • Texas
This Shareholder Service Agreement (the “Agreement”) has been adopted pursuant to Rule 12b-I under the Investment Company Act of 1940 (the “1940 Act”) by each of the AIM-manned mutual funds (or designated classes of such funds) listed on Schedule A to this Agreement (the “Funds”), under a Distribution Plan (the “Plan”) adopted pursuant to said Rule. This Agreement, being made between A I M Distributors, Inc. (“Distributors”), solely as agent for the Funds, and the undersigned authorized dealer, defines the services to be provided by the authorized dealer for which it is to receive payments pursuant to the Plan adopted by each of the Funds. The Plan and the Agreement have been approved by a majority of the directors of each of the Funds, including a majority of the directors who are not interested persons of such Funds, and who have no direct or indirect financial interest in the operation of the Plan or related agreements (the “Dis-Interested Directors”), by votes cast in person at a m
SHAREHOLDER SERVICE AGREEMENT FOR SALE OF SHARES OF THE AIM MUTUAL FUNDSShareholder Service Agreement • December 18th, 2009 • Aim International Mutual Funds • Texas
This Shareholder Service Agreement (the “Agreement”) being made between Invesco Aim Distributors, Inc. (“Invesco Distributors”) and the undersigned authorized dealer (“Dealer”), defines the services to be provided by the Dealer.
