AMENDMENT TO AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT
Exhibit h 7 a
AMENDMENT
TO
AMENDED AND RESTATED
TRANSFER AGENCY AND SERVICE AGREEMENT
This Amendment to the Amended and Restated Transfer Agency and Service Agreement (“Amendment”) is effective as of the 11th day of April, 2016, by and among The MainStay Funds, a Massachusetts business trust, and MainStay Funds Trust, a Delaware statutory trust (each, a “Fund” and collectively, the “Funds”) and NYLIM Service Company LLC, a Delaware limited liability company, having its principal office and place of business at 000 Xxxxxxxxxx Xxxxxx, Xxxxxxxxxx, Xxx Xxxxxx 00000 (“NSC”).
WHEREAS, the Funds and NSC are parties to an Amended and Restated Transfer Agency and Service Agreement, dated October 1, 2008, as amended (“Agreement”); and
WHEREAS, pursuant to Article 11 of the Agreement, the parties hereby wish to amend the Agreement.
NOW, THEREFORE, in consideration of the mutual covenants contained in the Agreement and other good and valuable consideration, the receipt of which is hereby acknowledged, the parties agree as follows:
| 1. | The Agreement is amended to include MainStay VP Funds Trust, a Delaware statutory trust, as a party. The Agreement is amended to define each of MainStay VP Funds Trust, The MainStay Funds and MainStay Funds Trust, as a “Fund” and collectively, the “Funds.” The Funds (including series thereof) are listed in Schedule A of the Agreement. |
| 2. | Article 2.04 is added: |
The MainStay VP Funds shall not pay NSC any fee for services hereunder.
| 3. | Schedule A of the Agreement is hereby deleted in its entirety and replaced with the Schedule A attached hereto. |
IN WITNESS HEREOF, the parties hereto have caused this Amendment to be executed by their duly authorized officers.
THE MAINSTAY FUNDS
| By: | /s/ Xxxx X. Xxxxxxxxxx |
| Name: | Xxxx X. Xxxxxxxxxx |
| Title: | Treasurer and Principal Financial and |
| Accounting Officer |
MAINSTAY FUNDS TRUST
| By: | /s/ Xxxx X. Xxxxxxxxxx |
| Name: | Xxxx X. Xxxxxxxxxx |
| Title: | Treasurer and Principal Financial and |
| Accounting Officer |
| By: | /s/ Xxxx X. Xxxxxxxxxx |
| Name: | Xxxx X. Xxxxxxxxxx |
| Title: | Treasurer and Principal Financial and |
| Accounting Officer |
NYLIM SERVICE COMPANY LLC
| By: | /s/ Xxxxx X. Xxxxxxxx |
| Name: | Xxxxx X. Xxxxxxxx |
| Title: | President |
| 2 |
SCHEDULE A
Effective Date: April 11, 2016
The MainStay Funds
MainStay Common Stock Fund
MainStay Convertible Fund
MainStay Global High Income Fund
MainStay Government Fund
MainStay High Yield Corporate Bond Fund
MainStay Income Builder Fund
MainStay International Equity Fund
MainStay Large Cap Growth Fund
MainStay MAP Fund
MainStay Money Market Fund
MainStay Tax Free Bond Fund
MainStay Unconstrained Bond Fund
MainStay Funds Trust
MainStay Absolute Return Multi Strategy Fund
MainStay Balanced Fund
MainStay California Tax Free Opportunities Fund
MainStay Conservative Allocation Fund
MainStay Cornerstone Growth Fund
MainStay Xxxxxxx MLP Premier Fund
MainStay Xxxxxxx Renaissance Advantage Fund
MainStay Xxxxxxx Royalty Energy Income Fund
MainStay Emerging Markets Opportunities Fund
MainStay Epoch Global Choice Fund
MainStay Epoch Global Equity Yield Fund
MainStay Epoch International Small Cap Fund
MainStay Epoch U.S. All Cap Fund
MainStay Epoch U.S. Equity Yield Fund
MainStay Epoch U.S. Small Cap Fund (formerly known as MainStay U.S. Small Cap Fund)
MainStay Floating Rate Fund
MainStay Growth Allocation Fund
MainStay High Yield Municipal Bond Fund
MainStay High Yield Opportunities Fund
MainStay ICAP Equity Fund
MainStay ICAP International Fund
MainStay ICAP Select Equity Fund
MainStay Indexed Bond Fund
MainStay International Opportunities Fund
MainStay Moderate Allocation Fund
MainStay Moderate Growth Allocation Fund
MainStay New York Tax Free Opportunities Fund
MainStay Retirement 2010 Fund
MainStay Retirement 2020 Fund
MainStay Retirement 2030 Fund
MainStay Retirement 2040 Fund
| 3 |
MainStay Retirement 2050 Fund
MainStay Retirement 2060 Fund
MainStay S&P 500 Index Fund
MainStay Short Duration High Yield Fund
MainStay Total Return Bond Fund
MainStay Tax Advantaged Short Term Bond Fund
MainStay U.S. Equity Opportunities Fund
MainStay VP Convertible Portfolio – Service 2 Class
| 4 |
