AMENDMENT TO THE RETAIL FUND PARTICIPATION AGREEMENT
THIS AMENDMENT is made and entered into as of the 13 day of March, 2007 between
Hartford Life Insurance Company ("Hartford"), Hartford Securities Distribution
Company, Inc., Xxxxxxxxx Investment Management, Inc., ("Advisor"), and Xxxxxxxxx
Securities Corp. a Delaware corporation ("Distributor").
WHEREAS, the parties have entered into a Retail Fund Participation Agreement,
dated June 29, 2004 (the "Agreement").
WHEREAS, the parties desire to amend the Agreement as set forth herein,
NOW, THEREFORE, the parties agree as follows:
1. Schedules A and B shall be replaced by the attached Schedules A and B.
2. Revised Section 5.1:
Section 5.1 shall read:
The Advisor shall pay the fees and expenses provided for in the attached
SCHEDULE B. The Company will calculate the amount of the fee at the end of each
payment period and submit an invoice to the Advisor within 30 days of the end of
the payment period for which payment is due. The invoice will contain the total
number of participants then existing at the end of that payment period for each
Fund.
IN WITNESS HEREOF, the parties hereto have executed and delivered this Amendment
effective as of the date first written above.
HARTFORD LIFE INSURANCE XXXXXXXXX INVESTMENT
COMPANY MANAGEMENT, INC.
By: /s/ Xxxxx Xxxxx By: /s/ Xxxxx Xxxxxxxx
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Name: Xxxxx Xxxxx Name: Xxxxx Xxxxxxxx
-------------------------- --------------------------
Title: AVP Title: Managing Director
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Date: 3/14/07 Date: 3/15/07
-------------------------- --------------------------
HARTFORD SECURITIES
DISTRIBUTION COMPANY, INC. XXXXXXXXX SECURITIES CORP.
By: /s/ Xxxxxx X. Xxxxxxx By: /s/ Xxxxx Xxxxxxxx
-------------------------- --------------------------
Name: Xxxxxx X. Xxxxxxx Name: Xxxxx Xxxxxxxx
-------------------------- --------------------------
Title: SVP Title: Vice President
-------------------------- --------------------------
Date: 3/19/07 Date: 3/15/07
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SCHEDULE A
SEPARATE ACCOUNTS
Each Separate Account established by resolution of the Board of
Directors of the Company under the insurance laws of the State of
Connecticut to set aside and invest assets attributable to the
Contracts. Currently, those Separate Accounts are as follows:
401 MARKET
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K, K1, K2, K3, K4
TK, TK1, TK2, TK3, TK4
VK, VK1, VK2, VK3, VK4
UK, XX0, XX0, XX0, XX0, 401
403 AND 457 MARKETS
-------------------
DCI, DCII, DCIII, DCIV, DCV, DCVI , 457, 403, UFC,
Separate Account Two, Separate Account Eleven
PORTFOLIOS
Value Fund R3 TVRFX
International Value R3 TGVRX
Core Growth R3 THCRX
Investment Income Bldr R3 TIBRX
Limited Term Income R3 THIRX
Limited Term US Govt R3 LTURX
Value Fund R4 TVIRX
International Value R4 THVRX
Core Growth R4 TCGRX
Value Fund R5 TVRRX
International Value R5 TIVRX
Core Growth R5 THGRX
Investment Income Bldr R5 TIBMX
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SCHEDULE B
In consideration of the services provided by the Company listed below, Advisor
agrees to pay the Company an amount equal to the following Administrative basis
points Fees per annum on the average aggregate amount invested by the Company's
Separate Account(s) in each Portfolio under the Fund Participation Agreement,
such amounts to be paid within 30 days of the end of each calendar quarter.
SERVICE
PORTFOLIO FEES
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Xxxxxxxxx Value R3 0.25%
Xxxxxxxxx International Value R3 0.25%
Xxxxxxxxx Core Growth R3 0.25%
Xxxxxxxxx Investment Income Builder R3 0.25%
Xxxxxxxxx Limited Term Income R3 0.05%
Xxxxxxxxx Limited Term US Govt R3 0.05%
Xxxxxxxxx Value Fund R4 0.25%
Xxxxxxxxx International Value R4 0.25%
Xxxxxxxxx Core Growth R4 0.25%
Xxxxxxxxx Value Fund R5 0.20%
Xxxxxxxxx International Value R5 0.20%
Xxxxxxxxx Core Growth R5 0.20%
Xxxxxxxxx Investment Income Bldr R5 0.20%
In addition to the fees set forth in this Agreement, the Company will receive a
12b-1 fee in accordance with the then current prospectus of the applicable Fund.
SERVICES TO BE PERFORMED INCLUDE:
(a) assist in processing customer purchase and redemption requests;
(b) answer customer inquiries regarding account status and history;
(c) assist customers in designating and changing account designations and
addresses;
(d) provide periodic statements showing customer account balances;
(e) furnish statements and confirmations of all purchase and redemption
requests as may be required by applicable law;
(f) process customer purchase and redemption requests for Shares and
placing purchase and redemption instructions with the Funds' transfer
agent; and
(g) provide sub-accounting services and maintain accurate sub-accounting
records regarding Shares beneficially owned by customers.
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