FIFTH AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENT This Fifth Amendment to Retail Fund Participation Agreement (the "AMENDMENT") is entered into as of January 1, 2016, by and among Hartford Life Insurance Company ("HLIC") acting through its...Retail Fund Participation Agreement • April 29th, 2016 • Hartford Life Insurance Co Separate Account 11
WITNESSETH:Retail Fund Participation Agreement • April 23rd, 2012 • Hartford Life Insurance Co Separate Account 11 • Connecticut
SECOND AMENDMENT TO THE RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 28th, 2015 • Hartford Life Insurance Co Separate Account 11
WITNESSETH:Retail Fund Participation Agreement • April 23rd, 2012 • Hartford Life Insurance Co Separate Account 11 • Connecticut
Amendment No. 3 to Participation Agreement (Janus)Retail Fund Participation Agreement • April 21st, 2014 • Ml of New York Variable Annuity Separate Account D
Amendment to the Retail Fund Participation Agreement (the “Agreement”), dated May 1, 2007, between Transamerica Advisors Life Insurance Company of New York, a life insurance company organized under the laws of New York, (hereinafter the “Company”), on its own behalf and on behalf of the segregated asset accounts of the Company set forth in Schedule A hereto, as may be revised from time to time (each such account hereinafter referred to as a “Separate Account”), Janus Distributors LLC (the “Distributor”) and Janus Services LLC (“Janus Services”), collectively “Janus”.
AMENDMENT NO. 3 TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 23rd, 2010 • Merrill Lynch Life Variable Annuity Separate Account D
THIS AMENDMENT No. 3 to the Retail Fund Participation Agreement (the “Agreement”) dated March, 2005, as amended, by and among Merrill Lynch Life Insurance Company, (hereinafter the “Company”), on its own behalf and on behalf of each separate account of the Company set forth in Schedule A of the Agreement, as may be amended from time to time (each such account hereinafter referred to as a “Separate Account”) and Pioneer Funds Distributor, Inc. (“PFD”), (hereinafter the “Underwriter”) is effective as of October 30, 2009.
AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 28th, 2011 • Merrill Lynch Life Variable Annuity Separate Account D
THIS AMENDMENT to the Retail Fund Participation Agreement (the “Agreement”) between Transamerica Advisors Life Insurance Company (formerly known as Merrill Lynch Life Insurance Company) (the “Company”), Janus Distributors LLC (“Distributor”), and Janus Services LLC (“Janus Services”) is effective as of February 1, 2011. Capitalized terms not otherwise defined herein shall the meanings ascribed to them in the Agreement.
WITNESSETH:Retail Fund Participation Agreement • April 28th, 2015 • Hartford Life Insurance Co Separate Account 11 • Connecticut
WITNESSETH:Retail Fund Participation Agreement • April 23rd, 2012 • Hartford Life Insurance Co Separate Account 11 • Connecticut
FIRST AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS AMENDMENT, dated as of March 14, 2019 (the “Amendment”), among Talcott Resolution Life Insurance Company (formerly Hartford Life Insurance Company) (the “Company”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual ‘ ), TIAA-CREF Funds (the “Fund”) and Teachers Personal Investors Services, Inc., (“Underwriter”), amends that certain Retail Fund Participation Agreement, dated February 3, 2012, by and among the parties hereto (the “Agreement”).
WITNESSETH:Retail Fund Participation Agreement • April 28th, 2015 • Hartford Life Insurance Co Separate Account 11 • Connecticut
SECOND AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS SECOND AMENDMENT (“Amendment”) is made and entered into this 4th day of January, 2019, by and among TALCOTT RESOLUTION LIFE INSURANCE COMPANY (formerly named Hartford Life Insurance Company), a stock life insurance company organized under the laws of Connecticut (hereinafter the “Company”), TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. (formerly named Hartford Securities Distribution Company, Inc.) (hereinafter “TRD”), a broker-dealer registered with the Securities Exchange Commission under the Securities Act of 1934, a member of the Financial Industry Regulatory Authority, and an affiliate of Company, and DELAWARE DISTRIBUTORS, L.P., a limited partnership organized under the State of Delaware (hereinafter the “Underwriter”). This Amendment amends the Retail Fund Participation Agreement dated November 6, 2008, as amended (the “Agreement”) entered into between the Company, on its own behalf and on behalf of each separate account of the Company set forth in Schedule A to the Agreeme
FIRST AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENT Between OPPENHEIMERFUNDS DISTRIBUTOR, INC. And HARTFORD LIFE INSURANCE COMPANYRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account Two Dc Var Ac Ii
THIS AMENDMENT is made and entered into as of the 1st day of May, 2002 between HARTFORD LIFE INSURANCE COMPANY (“Company”), OPPENHEIMERFUNDS DISTRIBUTOR, INC. (the “Distributor”) and OPPENHEIMERFUNDS SERVICES (“OFS”), a division of OppenheimerFunds, Inc.
Second Amendment to the Retail Fund Participation AgreementRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
This Amendment is made as of this 12th day of October, 2017 to the Retail Fund Participation Agreement dated February 23, 2002 (the “Agreement”) by and between John Hancock Funds, LLC (the “Underwriter”) and Hartford Life Insurance Company (“HLIC”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”) (the “Company’).
AMENDMENT NO. 1 TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • July 1st, 2014 • Ml of New York Variable Annuity Separate Account D
THIS AMENDMENT, dated as of the May 1, 2008 to the Participation Agreement dated March 1, 2005, as amended, by and among ML Life Insurance Company of New York (the “Company”) on its own behalf and on behalf of each of separate accounts/s, of the Company set forth in Schedule A hereto, as may be amended from time to time (each such account hereinafter referred to as a “Separate Account”) and Pioneer Funds Distributor, Inc. (“PFD”) (hereinafter the “Underwriter”) (the “Agreement”).
SIXTH AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co- Separate Account Twelve
THIS AMENDMENT dated April 11, 2018 (the “Amendment”) to the Retail Fund Participation Agreement dated September 1, 2001 (together with all amendments, supplements and exhibits thereto, the “Agreement”) is made and entered into by and among Hartford Life Insurance Company (“HLI” or the “Company”) acting through its administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), Goldman Sachs Trust, Goldman Sachs Trust II and Goldman, Sachs & Co. (now known as Goldman Sachs & Co. LLC) (“Fund Distributor” or “Underwriter”). Terms not defined in this Amendment shall have the meaning ascribed to them in the Agreement.
AMENDMENT TO THE RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS AMENDMENT is made and entered into as of the 10th day of April, 2017 between Hartford Life Insurance Company acting through its administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“Company”),, Hartford Securities Distribution Company, Inc., Thornburg Investment Management, Inc., (“Advisor”), and Thornburg Securities Corp. a Delaware corporation (“‘Distributor”).
SIXTH AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS AMENDMENT to the Retail Fund Participation Agreement is made and entered into as of March 8th, 2016 by and among Hartford Life Insurance Company (the “Company’’) acting through its administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), AllianceBernstein Investor Services, Inc. (“ABIS”) and AllianceBernstein Investments, Inc. (“ABI”) and (collectively, the “parties”).
Date: July 20, 2012Retail Fund Participation Agreement • April 30th, 2020 • Talcott Resolution Life Insurance Co- Separate Account Twelve • Connecticut
Subject: Amended Schedule B for the Amended and Restated Retail Fund Participation Agreement dated January 1, 2003, as amended
RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2020 • Talcott Resolution Life Insurance Co- Separate Account Twelve • New York
THIS AGREEMENT, made and entered into this 8th day of December, 2004, by and among HARTFORD LIFE INSURANCE COMPANY, a stock life insurance company organized under the laws of Connecticut (hereinafter the “Company”), on its own behalf and on behalf of each separate account of the Company set forth in Schedule A hereto, as may be amended from time to time (each such account hereinafter referred to as a “Separate Account”), BlackRock FundsSM, an open-end management investment company organized under the laws of Massachusetts (hereinafter the “Fund”), BlackRock Advisors, Inc. (the “Adviser”), the investment adviser of the Fund, and BlackRock Distributors, Inc., a Delaware corporation (hereinafter the “Underwriter”).
FOURTH AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
This Fourth Amendment to Retail Fund Participation Agreement (“Amendment”) is entered into by and among Legg Mason Investor Services, LLC, (the “Distributor”, “We” or “Us”), Hartford Life Insurance Company (the “Service Provider”, “You” or “Your”) and Hartford Securities Distribution Company, Inc. (“HSD”), collectively (the “Parties”), and is effective the latter of August 1, 2012 or the date of acceptance of this Amendment by the Distributor.
RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11 • Connecticut
THIS AGREEMENT, made and entered into this 12th of October, 2017, by and among HARTFORD LIFE INSURANCE COMPANY, a stock life insurance company organized under the laws of Connecticut (hereinafter the “Company”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), on its own behalf and on behalf of each separate account of the Company set forth in Schedule A hereto, as may be amended from time to time (each such account hereinafter referred to as a “Separate Account”), Virtus Fund Services, LLC (hereinafter the “Transfer Agent”), a Delaware limited liability company, as the transfer agent of the Virtus Mutual Funds,, open-end diversified management investment companies organized under the laws of Delaware (each hereinafter the “Fund”) and VP Distributors, LLC, a Delaware limited liability company (hereinafter the “Underwriter”).
THIRD AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENT AND MUTUAL FUND SALES AGREEMENT ADDENDUMRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS AMENDMENT is made and entered into as of the 24th day of May, 2016 between Hartford Life Insurance Company (“Company”) acting through its administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), and the investment companies executing this Amendment (each a “Fund” and collectively the “Funds”), on behalf of themselves and each of their series or classes of shares solely with respect to this Agreement, J.P. Morgan Investment Management Inc. and Security Capital Research & Management Incorporated, each an investment adviser to a Fund or Funds (“Advisors”) and JPMorgan Distribution Services, Inc., a broker dealer organized under the laws of Delaware that is the distributor of shares of the Fund (“JPMDS”) as party to the Agreement and the Addendum to the Agreement.
SECOND AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS AMENDMENT, dated as of March 18, 2019 (the “Amendment”), between Talcott Resolution Life Insurance Company (formerly Hartford Life Insurance Company) (the “Company”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual ‘), and Nuveen Securities, LLC (formerly Nuveen Investments, LLC) (the “Distributor”), the principal underwriter of the Nuveen-sponsored open-end management investment companies (the “Funds”), amends that certain Retail Fund Participation Agreement, dated January 11, 2007, as amended February l, 2011, by and among the parties hereto (the “Agreement”).
FIRST AMENDMENT TO THE RETAIL FUND PARTICIPATION AGREEMENT Between ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P., PIMCO FUNDS DISTRIBUTORS LLC. And HARTFORD LIFE INSURANCE COMPANYRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co- Separate Account Twelve
THIS AMENDMENT is made and entered into as of the 26th day of March, 2004 between Hartford Life Insurance Company (“Hartford”), PIMCO Advisors Fund Management LLC, a Delaware limited liability company (“Administrator”) and PIMCO Advisors Distributors LLC (formerly PIMCO Funds Distributors LLC), a Delaware limited liability company (“Underwriter” ).
FOURTH AMENDMENT TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
This amendment (the “Amendment”) is made this 18th day of May, 2011, and amends the prior Agreement dated May 1, 2002 (the “Agreement”), as amended, among Hartford Life Insurance Company, a Connecticut corporation, (the “Company”), Eaton Vance Distributors, Inc., a Massachusetts corporation (“Underwriter”), and each registered investment company listed on Schedule A hereto, on behalf of each participating series thereof (each a “Fund” collectively the “Funds”). Capitalized terms used but not defined herein have the meanings ascribed to them in the Agreement.
SECOND AMENDMENT TO THE RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS AMENDMENT is effective as of July 18, 2019, by and among Talcott Resolution Life Insurance Company (formerly named Hartford Life Insurance Company) (“Company”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), Keeley Teton Advisors, LLC (Investment Adviser) and G.distributors, LLC (Distributor), as parties to the Retail Fund Participation Agreement, dated January 12, 2005 (the “Agreement”),WHEREAS, the Company has issued certain group variable annuity contracts and variable funding agreements (the “Contracts”) in connection with various qualified retirement plans and other employer-sponsored retirement plans (“Plans”) and provides administrative and/or recordkeeping services to such Plans;
AMENDMENT TO THE RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co- Separate Account Twelve • New York
THIS AMENDMENT (the “Amendment”), dated as of November 23, 2015 and effective as of January 1, 2016 (the “Effective Date”) is executed by and between Hartford Life Insurance Company (“Company”) acting through its administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), BlackRock Investments, LLC (“BRIL”), successor distributor to BlackRock Distributors, Inc., BlackRock Advisors, LLC (“BAL”), and BlackRock Fund Advisors (“BFA”).
RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2020 • Talcott Resolution Life Insurance Co- Separate Account Twelve • New York
THTS AGREEMENT, made and entered into this 6th day of September, 2001, by and among HARTFORD LIFE INSURANCE COMPANY, a stock life insurance company organized under the laws of Connecticut (hereinafter the “Company”), on its own behalf and on behalf of each separate account of the Company set forth in Schedule A hereto, as may be amended from time to time, (each such account hereinafter referred to as a “Separate Account”), the retail mutual funds comprising the Lord Abbett Family of Funds, including each investment company and separate investment portfolio thereof, whether existing as the date above or established subsequent thereto (hereinafter, each a “Fund” and collectively, the ‘‘Funds”), and Lord Abbett Distributor LLC, a New York limited liability corporation (hereinafter the “Underwriter”).
RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2020 • Talcott Resolution Life Insurance Co- Separate Account Twelve • Connecticut
THIS AGREEMENT, made and entered into this 2nd of July 1, 2001 by and among HARTFORD LIFE INSURANCE COMPANY, a stock life insurance company organized under the laws of Connecticut (herein after the Company), on its own behalf and on behalf of each separate account of the Company set forth in Schedule A hereto, as may be amended from time to time (each such account hereinafter referred to as a Separate Account), Alliance Global Investor Services, Inc., a Delaware Corporation (hereinafter AGIS), and ALLIANCE FUND DISTRIBUTORS, INC., a Delaware corporation (hereinafter the Underwriter).
AMENDMENT NO. 2 TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 25th, 2008 • Ml of New York Variable Annuity Separate Account D
THIS AMENDMENT, dated as of May 1, 2008 to the Participation Agreement dated March 1, 2005, as amended, by and among ML Life Insurance Company of New York (the “Company”) on its own behalf and on behalf of each of the separate accounts/s, of the Company set forth in Schedule A hereto, as may be amended from time to time (each such account hereinafter referred to as a “Separate Account”) and Pioneer Funds Distributor, Inc. (“PFD”) (hereinafter the “Underwriter”) (the “Agreement”).
AMENDMENT NO. 11 TO THE HARTFORD RETAIL FUND PARTICIPATION AGREEMENT BY AND AMONG HARTFORD SECURITIES DISTRIBUTION COMPANY, INC., HARTFORD LIFE INSURANCE COMPANY, MFS FUND DISTRIBUTORS, INC. AND MFS SERVICE CENTER, INC. DATED JULY 11, 2018Retail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
WHEREAS, Hartford Securities Distribution Company, Inc. (“HSD”), Hartford Life Insurance Company (“Hartford” or “Service Provider”) acting through its administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), MFS Fund Distributors, Inc. (“MFD”) and MFS Service Center, Inc. (“MFSC” and, collectively with MFD, “MFS”) entered into a Hartford Retail Participation Agreement, effective as of September 1, 2000, as amended (as amended to date, the “Agreement”), relating to each investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) (the “Trusts”) and each series thereof (or class of shares of a series thereof) listed in Schedule B to the Agreement, as updated from time to time by the Company (each, a “Fund” and collectively, the “Funds”); and
AMENDMENT NO. 2 TO RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 28th, 2008 • Merrill Lynch Life Variable Annuity Separate Account D
THIS AMENDMENT, dated as of May 1, 2008 to the Participation Agreement dated March, 2005, as amended, by and among Merrill Lynch Life Insurance Company (the “Company”) on its own behalf and on behalf of each of the separate accounts/s, of the Company set forth in Schedule A hereto, as may be amended from time to time (each such account hereinafter referred to as a “Separate Account”) and Pioneer Funds Distributor, Inc. (“PFD”) (hereinafter the “Underwriter”) (the “Agreement”).
FOURTH AMENDMENT TO THE RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
THIS FOURTH AMENDMENT, effective as of July l, 2018 (this “Fourth Amendment’’), is by and among TALCOTT RESOLUTION LIFE INSURANCE COMPANY (formerly, Hartford Life Insurance Company) (“Company”) acting through its Administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“MassMutual”), TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. (formerly Hartford Securities Distribution Company, Inc.) (“TRDC”), ROYCE FUND SERVICES, LLC (formerly Royce Fund Services, Inc.) (“Underwriter”) and THE ROYCE FUND, on behalf of its series listed on Schedule A hereto (collectively the “Funds”):
AMENDMENT TO THE RETAIL FUND PARTICIPATION AGREEMENTRetail Fund Participation Agreement • April 30th, 2021 • Talcott Resolution Life Insurance Co Separate Account 11
Pursuant to Sections 10.8 and 10.9 the Retail Fund Participation Agreement dated August 9, 2004 by and among Talcott Resolution Life Insurance Company (formerly named Hartford Life Insurance Company), Talcott Resolution Distribution Company, Inc. (formerly named Hartford Securities Distribution Company, Inc.), The Alger Funds, The Alger Institutional Funds, The Alger Portfolios (collectively, the “Funds’’) and Fred Alger & Company, Incorporated, as amended July 3, 2007, March 20, 2009 and October 7, 2009 (the “Agreement”), the Agreement is hereby amended as provided below (the “Amendment”), effective as of the latest date set forth below:
