ALPINE SERIES TRUST SECOND AMENDMENT TO THE DISTRIBUTION AGREEMENT
SECOND
AMENDMENT TO THE
DISTRIBUTION
AGREEMENT
THIS
SECOND AMENDMENT
dated as of this 1st day of
June, 2006,
to the Distribution Agreement, dated as of June 18, 2001, as amended as of
November 18, 2005, (the “Agreement”), is entered by and between Alpine
Series Trust, a Delaware business trust (the “Trust”), Alpine
Xxxxx Capital Investors, LLC (the “Adviser”) and Quasar
Distributors, LLC, a Delaware limited liability company (the
“Distributor”).
RECITALS
WHEREAS,
the parties
have entered into a Distribution Agreement; and
WHEREAS,
the Trust
intends to create an additional fund; and
WHEREAS,
Section 10, paragraph B of the Agreement allows for its amendment by a written
instrument executed by all parties.
NOW,
THEREFORE, the
parties agree as follows:
Exhibit
A
of the Agreement is hereby superseded and replaced with Exhibit A attached
hereto.
Except
to
the extent amended hereby, the Agreement shall remain in full force and
effect.
IN
WITNESS WHEREOF,
the parties hereto have caused this Third Amendment to be executed by a duly
authorized officer on one or more counterparts as of the date and year first
written above.
| ALPINE SERIES TRUST | QUASAR DISTRIBUTORS, LLC | ||
| By: /s/ Xxxxxxx X. Xxxxx | By: /s/ Xxxxx X. Xxxxxxxxx | ||
| Name: Xxxxxxx X. Xxxxx | Name: Xxxxx X. Xxxxxxxxx | ||
| Title: Treasurer | Title: President | ||
| ALPINE XXXXX CAPITAL INVESTORS, LLC | |||
| By: /s/ Xxxxxx X. Xxxxxx | |||
| Name: Xxxxxx X. Xxxxxx | |||
| Title: President |
1
Exhibit
A
to
the
Alpine
Series Trust Distribution Agreement
Fund
Names
Separate
Series of Alpine Series Trust
| Name of Series | Date Added | |
| Alpine Dynamic Balance Fund | 06/06/01 | |
| Alpine Dynamic Dividend Fund | 08/28/03 | |
| Alpine Dynamic Financial Services Fund | 11/01/05 | |
| Alpine Dynamic Innovators Fund |
On
or about 06/20/06
|
|
2
