Schedule A to the Distribution AgreementDistribution Agreement • August 29th, 2003 • Alpine Series Trust
ARTICLE I DEFINITIONSCustody Agreement • February 11th, 2002 • Alpine Series Trust • Ohio
CUSTODY AGREEMENTCustody Agreement • February 28th, 2008 • Alpine Series Trust • Ohio
The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities.
EXHIBIT (h)2 FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 6th day of June, 2001, by and between Alpine Series Trust, a business trust organized under the laws of the State of Massachusetts (the "Trust") and...Fund Accounting Servicing Agreement • February 11th, 2002 • Alpine Series Trust • Wisconsin
MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • February 28th, 2011 • Alpine Series Trust • Massachusetts
This Agreement is made as of November 18, 2010 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 18.5 below, shall hereinafter be referred to as (a “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
EXHIBIT (h)3 TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 6h day of June, 2001, by and between Alpine Series Trust, a business trust organized under the laws of the State of Delaware (the "Trust") and Firstar...Transfer Agent Servicing Agreement • February 11th, 2002 • Alpine Series Trust • Wisconsin
EXHIBIT (h)1 FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 6th day of June, 2001, by and between Alpine Series Trust, a business trust organized under the laws of the State of Delaware (hereinafter referred...Fund Administration Servicing Agreement • February 11th, 2002 • Alpine Series Trust • Wisconsin
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • February 28th, 2008 • Alpine Series Trust • Wisconsin
THIS AGREEMENT is made and entered into this 18th day of November, 2005, by and between ALPINE SERIES TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 28th, 2008 • Alpine Series Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 18th day of November, 2005, by and between ALPINE SERIES TRUST, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
Exhibit 23(h)4 ALPINE DYNAMIC BALANCE FUND EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT AGREEMENT made the 4th day of June, 2001 by and between Alpine Equity Trust (the "Trust"), on behalf of its portfolio known as Alpine Dynamic Balance Fund (the...Expense Limitation and Reimbursement Agreement • December 21st, 2001 • Alpine Series Trust • New York
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 28th, 2008 • Alpine Series Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 18th day of November, 2005, by and between ALPINE SERIES TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • February 11th, 2002 • Alpine Series Trust • Wisconsin
ADMINISTRATION AGREEMENTAdministration Agreement • February 28th, 2011 • Alpine Series Trust • Massachusetts
This Administration Agreement (“Agreement”) dated and effective as of November 18, 2010, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and each management investment company identified on Schedule A hereto (each, a “Trust” and collectively, the “Trusts”).
ALPINE EQUITY TRUST FORM OF ADMINISTRATION AGREEMENT AMENDMENT NO. 1Administration Agreement • February 28th, 2011 • Alpine Series Trust
THIS AMENDMENT dated as of December ____, 2010, to the Administration Agreement, dated as of November 18, 2010 (the “Agreement”), is entered into by and among each management investment company identified on Schedule A (each a “Trust”), and State Street and Trust Company, a Massachusetts trust company (the “Administrator”).
ALPINE EQUITY TRUST TRANSFER AGENCY AND SERVICE AGREEMENT AMENDMENT NO. 1Transfer Agency and Service Agreement • February 28th, 2011 • Alpine Series Trust
THIS AMENDMENT dated as of December ____, 2010, to the Transfer Agency and Service Agreement, dated as of December 8, 2010 (the “Agreement”), is entered into by and among each management investment company identified on Schedule A (each a “Fund”), and Boston Financial Data Services, Inc., a corporation (the “Transfer Agent”).
FORM OF TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN EACH OF THE ENTITIES, INDIVIDUALLY AND NOT JOINTLY, AS LISTED ON SCHEDULE A AND BOSTON FINANCIAL DATA SERVICES, INC.Transfer Agency and Service Agreement • February 28th, 2011 • Alpine Series Trust • Massachusetts
THIS AGREEMENT made as of the 8th day of December 2010, by and between EACH OF THE ENTITIES, INDIVIDUALLY AND NOT JOINTLY, as listed on Schedule A, having their principal office and place of business at 2500 Westchester Avenue, STE. 215, Purchase, NY 10577 (collectively, the “Funds” and individually, the “Fund”) and BOSTON FINANCIAL DATA SERVICES, INC., a Massachusetts corporation having its principal office and place of business at 2000 Crown Colony Drive, Quincy, Massachusetts 02169 (the “Transfer Agent”).
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • February 28th, 2011 • Alpine Series Trust • Delaware
THIS AGREEMENT is made and entered into as of this ____ day of December, 2010, by and between ALPINE EQUITY TRUST, a Delaware statutory trust, ALPINE INCOME TRUST, a Delaware statutory trust, and ALPINE SERIES TRUST (collectively, the “Trusts”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). ALPINE WOODS CAPITAL INVESTORS, LLC, the investment advisor to the Trusts (the “Advisor”), is a party hereto with respect to Section 5 only.
Execution Version BNPP NY Lending AgreementBNPP Ny Lending Agreement • February 28th, 2011 • Alpine Series Trust • New York
This BNPP NY Lending Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas, acting through its New York Branch (“BNPP NY”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP NY will transact business with Customer. Customer and BNPP NY, on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
ALPINE SERIES TRUST EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • February 28th, 2017 • Alpine Series Trust • Delaware
AGREEMENT made as of April 1st, 2016 by and between Alpine Series Trust (the "Trust"), on behalf of the series listed on Schedule A (the “Funds”), and Alpine Woods Capital Investors, LLC (the "Adviser"):
SPECIAL CUSTODY AND PLEDGE AGREEMENTSpecial Custody and Pledge Agreement • February 28th, 2011 • Alpine Series Trust • New York
AGREEMENT, (hereinafter “Agreement”) dated as of December 1, 2010 among State Street Bank and Trust Company, a Massachusetts trust company, in its capacity as custodian hereunder (“Custodian”), each series listed on Exhibit A attached hereto (each individually and not collectively, a “Fund”), and BNP Paribas, acting through its New York Branch (the “Counterparty”).
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • February 26th, 2016 • Alpine Series Trust • Delaware
AGREEMENT made as of February 28, 2015 by and between Alpine Series Trust (the "Trust"), on behalf of the series listed on Schedule A (the “Funds”), and Alpine Woods Capital Investors, LLC (the "Adviser"):
ALPINE SERIES TRUST AMENDMENT NO. 1 TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 28th, 2008 • Alpine Series Trust
THIS SECOND AMENDMENT dated as of this 17th day of February, 2006, to the Transfer Agent Servicing Agreement, dated as of November 18, 2005 (the “Agreement”), is entered by and between Alpine Series Trust, a Delaware business trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
ALPINE SERIES TRUST EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • October 24th, 2011 • Alpine Series Trust • Delaware
AGREEMENT made September 27, 2011 by and between Alpine Series Trust (the "Trust"), on behalf of the series listed on Schedule A (the “Funds”), and Alpine Woods Capital Investors, LLC (the "Adviser"):
INVESTMENT ADVISORY FEE WAIVER AGREEMENTInvestment Advisory Fee Waiver Agreement • February 28th, 2017 • Alpine Series Trust • New York
This INVESTMENT ADVISORY FEE WAIVER AGREEMENT (this “Agreement”), is made effective as of April 1, 2016, by and between Alpine Woods Capital Investors, LLC (the “Adviser”) and Alpine Series Trust (the “Trust”), on behalf of Alpine Small Cap Fund (the “Fund”).
AMENDMENT TO THE ALPINE SERIES TRUST CUSTODY AGREEMENTCustody Agreement • October 30th, 2008 • Alpine Series Trust
THIS AMENDMENT dated as of this 28th day of October, 2008, to the Custody Agreement, dated as of November 18, 2005, as amended (the “Agreement”), is entered into by and between Alpine Series Trust, a Delaware business trust (the “Trust”), and U.S. Bank, N.A., a national banking association (the “Custodian”).
AMENDMENT TO THE ALPINE SERIES TRUST CUSTODY AGREEMENTCustody Agreement • December 21st, 2007 • Alpine Series Trust
THIS AMENDMENT dated as of this 6th day of December, 2007, to the Custody Agreement, dated as of November 18, 2005, as amended (the “Agreement”), is entered by and between Alpine Series Trust, a Delaware business trust (the “Trust”), and U.S. Bank, N.A., a national banking association (the “Custodian”).
AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 28th, 2017 • Alpine Series Trust
This AMENDMENT dated as of April 1, 2016, to the INVESTMENT ADVISORY AGREEMENT made as of June 4, 2001, as amended on September 22, 2008 (the “Investment Advisory Agreement”) among ALPINE SERIES TRUST, a Delaware statutory trust (the “Trust”) and ALPINE WOODS CAPITAL INVESTORS, LLC, a Delaware limited liability company (the “Adviser”, all parties together, the “Parties”). Capitalized terms not defined herein have the meaning ascribed to those terms in the Investment Advisory Agreement.
ALPINE SERIES TRUST EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • December 21st, 2007 • Alpine Series Trust • Delaware
AGREEMENT made July 11, 2006 by and between Alpine Series Trust (the "Trust"), on behalf of its portfolios listed on Schedule A (the "Funds"), and Alpine Woods Capital Investors, LLC (the "Adviser"):
ALPINE SERIES TRUST AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 21st, 2007 • Alpine Series Trust
THIS AMENDMENT dated as of this 6th day of December, 2007, to the Fund Accounting Servicing Agreement, dated as of November 18, 2005, as amended (the “Agreement”), is entered by and between Alpine Series Trust, a Delaware business trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
ALPINE SERIES TRUST SECOND AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • February 28th, 2008 • Alpine Series Trust
THIS SECOND AMENDMENT dated as of this 1st day of June, 2006, to the Distribution Agreement, dated as of June 18, 2001, as amended as of November 18, 2005, (the “Agreement”), is entered by and between Alpine Series Trust, a Delaware business trust (the “Trust”), Alpine Woods Capital Investors, LLC (the “Adviser”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”).
AMENDMENT TO THE ALPINE SERIES TRUST CUSTODY AGREEMENTCustody Agreement • February 28th, 2008 • Alpine Series Trust
THIS AMENDMENT dated as of this 1st day of June, 2006, to the Custody Agreement, dated as of November 18, 2005 (the “Agreement”), is entered by and between Alpine Series Trust, a Delaware business trust (the “Trust”) and U.S. Bank, N.A., a national banking association (the “Custodian”).
ALPINE SERIES TRUST AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • October 30th, 2008 • Alpine Series Trust
THIS AMENDMENT dated as of the 22nd day of September, 2008, to the Fund Administration Servicing Agreement, dated as of November 18, 2005, as amended (the “Agreement”), is entered into by and between Alpine Series Trust, a Delaware business trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
ALPINE SERIES TRUST AMENDMENT NO. 3 TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 21st, 2007 • Alpine Series Trust
THIS THIRD AMENDMENT dated as of this 6th day of December, 2007, to the Transfer Agent Servicing Agreement, dated as of November 18, 2005, as amended as of February 17, 2006 and June 1, 2006 (the “Agreement”), is entered by and between Alpine Series Trust, a Delaware business trust (the “Trust”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
ALPINE SERIES TRUST FOURTH AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • October 30th, 2008 • Alpine Series Trust
THIS FOURTH AMENDMENT dated as of the 22nd day of September, 2008, to the Distribution Agreement, dated as of June 18, 2001, as amended as of November 18, 2005, June 1, 2006 and December 6, 2007, (the “Agreement”), is entered into by and among Alpine Series Trust, a Delaware business trust (the “Trust”), Alpine Woods Capital Investors, LLC (the “Adviser”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”).
AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 28th, 2016 • Alpine Series Trust
This AMENDMENT dated as of April 1, 2016, to the INVESTMENT ADVISORY AGREEMENT made as of June 4, 2001, as amended on September 22, 2008 (the “Investment Advisory Agreement”) among ALPINE SERIES TRUST, a Delaware statutory trust (the “Trust”) and ALPINE WOODS CAPITAL INVESTORS, LLC, a Delaware limited liability company (the “Adviser”, all parties together, the “Parties”). Capitalized terms not defined herein have the meaning ascribed to those terms in the Investment Advisory Agreement.
