Amendment to ALPS ETF Trust Administration Agreement
Exhibit (h)(3)
Amendment to ALPS ETF Trust Administration Agreement
This Amendment to ALPS ETF Trust Amended and Restated Administration Agreement (this “Amendment”), dated June 29, 2018 between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”).
WHEREAS, the Trust and ALPS have entered into an ALPS ETF Trust Amended and Restated Administration Agreement dated March 6, 2017 (the “Agreement”).
NOW, THEREFORE, in consideration of the mutual covenants herein contained and for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereby agree as follows:
1. Effective as of the date hereof, Appendix A of the Agreement is hereby deleted in its entirety and replaced with a new Appendix A attached hereto.
2. Effective as of the date hereof, Appendix C of the Agreement is hereby deleted in its entirety and replaced with a new Appendix C attached hereto.
3. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
ALPS ETF TRUST ALPS FUND SERVICES, INC.
By: | /s/ Xxxxxx X. Xxxxx | By: | /s/ Xxxxxx X. May | ||
Name: | Xxxxxx X. Xxxxx | Name: | Xxxxxx X. May | ||
Title: | President | Title: | President |
Exhibit (h)(3)
APPENDIX A
Fund Name | Initial Approval Date | Initial Term |
Alerian Energy Infrastructure ETF | October 24, 2013 | Two Years |
Alerian MLP ETF | August 11, 2010 | Two years |
ALPS Emerging Sector Dividend Dogs ETF | December 12, 2013 | Two Years |
ALPS Equal Sector Weight ETF | June 23, 2009 | Two Years |
ALPS International Sector Dividend Dogs ETF | June 10, 2013 | Two Years |
ALPS Medical Breakthroughs ETF | December 29, 2014 | Two Years |
ALPS Sector Dividend Dogs ETF | June 11, 2012 | Two Years |
ALPS Xxxxxx Xxxxxx Sector Momentum ETF | January 6, 2017 | Two Years |
Xxxxxx’x 400 SM ETF | June 3, 2013 | Two Years |
Xxxxx & Steers Global Realty Majors ETF | April 1, 2008 | Two Years |
RiverFront Dynamic Core Income ETF | June 2, 2016 | Two Years |
RiverFront Dynamic US Dividend Advantage ETF | June 2, 2016 | Two Years |
RiverFront Dynamic US Flex-Cap ETF | June 2, 2016 | Two Years |
RiverFront Strategic Income Fund | June 10, 2013 | Two Years |
RiverFront Dynamic Unconstrained Income ETF | June 2, 2016 | Two Years |
Buzz US Sentiment Leaders ETF | April 15, 2016 | Two Years |
Sprott Gold Miners ETF | June 9, 2014 | Two Years |
Sprott Junior Gold Minters ETF | March 13, 2015 | Two Years |
Workplace Equality Portfolio | December 12, 2013 | Three Years |
Exhibit (h)(3)
ALPS Disruptive Technologies ETF | December 29, 2017 | Two Years |
ALPS Clean Energy ETF | March 5, 2018 | Two Years |
Exhibit (h)(3)
APPENDIX C
Fees