ALPS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 29th, 2019 • ALPS ETF Trust • Colorado
AGREEMENT, dated as of May 31, 2018 (the “Agreement”) by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, RiverFront Investment Group, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 1214 East Cary Street, Richmond, VA 23219 and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
DISTRIBUTION AGREEMENTDistribution Agreement • March 29th, 2019 • ALPS ETF Trust • Colorado
THIS AGREEMENT (the “Agreement”) is made as of April 16, 2018, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Portfolio Solutions Distributor, Inc., a Colorado corporation (“ALPS”).
Amendment No. 3 to Investment Advisory AgreementInvestment Advisory Agreement • March 29th, 2019 • ALPS ETF Trust
This Amendment No. 3, dated November 1, 2018 (this “Amendment”), to the Investment Advisory Agreement dated May 31, 2018 (the “Agreement”), as amended, by and between ALPS ETF Trust, a Delaware statutory trust (the “Trust”) and ALPS Advisors, Inc. (the “Adviser”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
ALPS ETF TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 29th, 2019 • ALPS ETF Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of the date provided on Appendix A, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and ALPS ETF Trust, a Delaware statutory trust (the “Trust”), regarding the Fund(s) listed in Appendix A (the “Fund(s)”).
Amendment to ALPS ETF Trust Distribution AgreementAlps Etf Trust Distribution Agreement • March 29th, 2019 • ALPS ETF Trust
This Amendment to the ALPS ETF Trust Distribution Agreement (this “Amendment”) between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Portfolio Solutions Distributor, Inc. (“ALPS”) is effective as of June 29, 2018.
ALPS ADVISORS, INC.Advisory Fee Waiver Agreement • March 29th, 2019 • ALPS ETF Trust
This letter confirms the agreement of ALPS Advisors, Inc. (the “Adviser”) with the Trust to waive 0.19% of its annual advisory fee (exclusive of acquired fund fees and expenses, interest expenses, distribution fees or expenses, brokerage expenses, taxes and extraordinary expenses such as litigation and other expenses not incurred in the ordinary course of the Fund’s business) payable by the Trust on behalf of the Fund.
Amendment to ALPS ETF Trust Administration AgreementAlps Etf Trust Administration Agreement • March 29th, 2019 • ALPS ETF Trust
This Amendment to ALPS ETF Trust Amended and Restated Administration Agreement (this “Amendment”), dated June 29, 2018 between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”).
Amendment to ALPS ETF Trust Fund Accounting AgreementAlps Etf Trust Fund Accounting Agreement • March 29th, 2019 • ALPS ETF Trust
This Amendment to ALPS ETF Trust Fund Accounting Agreement (this “Amendment”), dated June 29, 2018, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc. (the “ALPS”).
Amendment to Investment Advisory AgreementInvestment Advisory Agreement • March 29th, 2019 • ALPS ETF Trust
This Amendment, dated June 29, 2018 (this “Amendment”), to the Investment Advisory Agreement dated May 31, 2018 (the “Agreement”), by and between ALPS ETF Trust, a Delaware statutory trust (the “Trust”) and ALPS Advisors, Inc. (the “Adviser”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment No. 3 to Investment Sub-Advisory AgreementInvestment Sub-Advisory Agreement • March 29th, 2019 • ALPS ETF Trust
This is an Amendment, dated November 1, 2018 (this “Amendment”), to the Investment Sub-Advisory Agreement, dated June 10, 2013, (the “Agreement”) by and between ALPS ETF Trust, a Delaware statutory trust (the “Trust”) and RiverFront Investment Group, LLC (the “Sub-Adviser”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
