AMENDED AND RESTATED SCHEDULE A DATED SEPTEMBER 28, 2016 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF FUNDVANTAGE TRUST SCHEDULE OF PORTFOLIOS AND CLASSES
Exhibit 99.B(a)(iii)
AMENDED AND RESTATED
SCHEDULE A
DATED SEPTEMBER 28, 2016
TO
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST
OF
FUNDVANTAGE TRUST
SCHEDULE OF PORTFOLIOS AND CLASSES
|
Portfolio |
|
Classes |
|
Series | |
|
1. |
Insight Investment Grade Bond Fund(1) |
|
Class A/Class C/Institutional(2) |
|
January 22, 2007 |
|
2. |
Lateef Fund |
|
Class A/Class C/Class I |
|
August 2, 2007 |
|
3. |
Xxxxxxx International Select Equity Fund(3) |
|
Class A/Class C(4)/Class I |
|
September 19, 2008 |
|
4. |
Pemberwick Fund |
|
|
|
June 12, 2009 |
|
5. |
Private Capital Management Value Fund |
|
Class A/Class C/Class I/Class R |
|
December 11, 2009 |
|
6. |
Pacific Capital Tax-Free Securities Fund |
|
Class Y |
|
February 9, 2010 |
|
7. |
Pacific Capital Tax-Free Short Intermediate Securities Fund |
|
Class Y |
|
February 9, 2010 |
|
8. |
Xxxxxxxxx Value Fund |
|
Class A/Class C/Class I/Class R |
|
March 26, 2010 |
|
9. |
Xxxxxxxxx Investment Grade Fixed Income Fund |
|
Class A/Class C/Class I/Class R |
|
March 26, 2010 |
|
10. |
Xxxxx Growth Fund |
|
Class A(5)/Class C(5)/Investor Class(6),(7)/Institutional Class |
|
March 26, 2010 |
|
11. |
DuPont Capital Emerging Markets Fund |
|
Class I(8) |
|
June 11, 2010 |
|
12. |
DuPont Capital Emerging Markets Debt Fund |
|
Class I(7) |
|
June 23, 2011 |
|
13. |
EIC Value Fund |
|
Class A/Class C/Institutional |
|
December 15, 2010 |
(1) From January 22, 2007 to June 10, 2010, the Cutwater Investment Grade Bond Fund was known as the MBIA Core Plus Fixed Income Fund. From June 11, 2010 to September 1, 2015, the Insight Investment Grade Bond Fund was known as the Cutwater Investment Grade Bond Fund.
(2) On June 11, 2010, Class A Shares and Class C were added and Retail Class was terminated.
(3) Prior to August 12, 2016, Xxxxxxx International Select Equity Fund was known as the “WHV International Equity Fund.”
(4) On June 20, 2013, Class C Shares were added.
(5) On December 18, 2013, Class A Shares and Class C were added.
(6) On June 11, 2010, Investor Class Shares were added.
(7) Prior to September 1, 2015, Investor Class Shares were known as Retail Class Shares.
(8) On August 21, 2013, Class A Shares, Class C Shares and Class D Shares were terminated.
|
Portfolio |
|
Classes |
|
Series | |
|
|
|
|
Class/Retail Class(9) |
|
|
|
14. |
Gotham Absolute Return Fund |
|
Institutional Class |
|
August 24, 2012 |
|
15. |
Gotham Enhanced Return Fund |
|
Institutional Class |
|
March 21, 2013 |
|
16. |
Gotham Neutral Fund |
|
Institutional Class |
|
June 3, 2013 |
|
17. |
Quality Dividend Fund |
|
Class A/Class C/Institutional Class(10) |
|
June 3, 2013 |
|
18. |
Bradesco Latin American Equity Fund |
|
Class A/Class C/Institutional Class/Retail Class |
|
August 21, 2013 |
|
19. |
Bradesco Latin American Hard Currency Bond Fund(11) |
|
Class A/Class C/Institutional Class/Retail Class |
|
August 21, 2013 |
|
20. |
Mount Xxxxx U.S. Focused Equity Fund |
|
Class I/Class II |
|
September 24, 2013 |
|
21. |
Pacific Capital U.S. Government Money Market Fund(12) |
|
|
|
September 24, 2013 |
|
22. |
SkyBridge Dividend Value Fund |
|
Class A /Class C / Class I |
|
December 18, 2013 |
|
23. |
Xxxxx Global Growth Fund (13) |
|
Class A/Class C/Institutional Class/Investor Class(7) |
|
March 21, 2014 |
|
24. |
Gotham Absolute 500 Fund |
|
Institutional Class |
|
May 13, 2014 |
|
25. |
Xxxxxxx Tactical Credit Fund(14) |
|
Class A/Class C/Class I |
|
September 23, 2014 |
|
26. |
Gotham Enhanced 500 Fund |
|
Institutional Class |
|
September 23, 2014 |
|
27. |
Gotham Total Return Fund |
|
Institutional Class |
|
December 17, 2014 |
|
28. |
Gotham Index Plus Fund(15) |
|
Institutional Class |
|
January 8, 2015 |
|
29. |
Gotham Institutional Value Fund(16) |
|
Institutional Class |
|
September 17, 2015 |
|
30. |
Gotham Hedged Plus Fund |
|
Institutional Class |
|
December 3, 2015 |
|
31. |
Lateef Global Fund |
|
Class A/Class C/Class I |
|
January 21, 2016 |
|
32. |
TOBAM Emerging Markets Fund |
|
Class A/Class C/Class I |
|
March 23, 2016 |
|
33. |
Gotham Index Core Fund |
|
Institutional Class |
|
June 20, 2016 |
(9) On March 24, 2011, Class C and Retail Class were added.
(10) On June 20, 2013, Institutional Class Shares were added.
(11) Prior to May 1, 2014, the Bradesco Latin American Hard Currency Bond Fund was known as the “Bradesco Brazilian Hard Currency Bond Fund.”
(12) Prior to March 21, 2014, the Pacific Capital U.S. Government Money Market Fund was known as the “BOH Government Money Market Fund.”
(13) Prior to September 23, 2014, Xxxxx Capital Global Growth Fund was known as the “Xxxxx Global Growth Fund.”
(14) Prior to August 12, 2016, the Xxxxxxx Tactical Credit Fund was known as the “WHV/Acuity Tactical Credit Long/Short Fund.”
(15) Prior to March 25, 2015, Gotham Index Plus Fund was known as the “Gotham Index 500 Plus Fund.”
(16) Prior to September 22, 2015, Gotham Institutional Value Fund was known as the “Gotham Large Value Fund.”
|
Portfolio |
|
Classes |
|
Series | |
|
34. |
Gotham Enhanced 500Core Fund(17) |
|
Institutional Class |
|
June 20, 2016 |
|
35. |
Gotham Hedged Core Fund |
|
Institutional Class |
|
June 20, 2016 |
|
36. |
Gotham Absolute 500 Core Fund(18) |
|
Institutional Class |
|
June 20, 2016 |
|
37. |
Fasanara Capital Absolute Return Multi-Asset Fund |
|
Institutional Class |
|
July 20, 2016 |
|
38. |
Gotham Neutral 500 Fund |
|
Institutional Class |
|
August 17, 2016 |
|
39. |
Gotham Defensive Long 500 Fund |
|
Institutional Class |
|
August 17, 2016 |
|
40. |
Gotham Defensive Long Fund |
|
Institutional Class |
|
August 17, 2016 |
|
41. |
Xxxxx International Growth Fund |
|
Class A/Class C/Institutional Class/Investor Class |
|
September 28, 2016 |
(17) Prior to September 28, 2016, Gotham Enhanced 500 Core Fund was known as the “Gotham Enhanced Core Fund.”
(18) Prior to September 28, 2016, Gotham Absolute 500 Core Fund was known as the “Gotham Absolute Core Fund.”
