EXHIBIT 23(E)(II) AMENDED AND RESTATED EXHIBIT A THIS AMENDED AND RESTATED EXHIBIT A, dated as of ____________, 2009, is Exhibit A to that certain Underwriting Agreement dated as of July 19, 2007, between PFPC Distributors, Inc. and FundVantage Trust...Underwriting Agreement • June 12th, 2009 • FundVantage Trust
THIS AMENDED AND RESTATED EXHIBIT A, dated as of ____________, 2009, is Exhibit A to that certain Underwriting Agreement dated as of July 19, 2007, between PFPC Distributors, Inc. and FundVantage Trust and is amended and restated for the addition of Pemberwick Fund.
EXHIBIT 23(D)(VI) SUB-ADVISORY AGREEMENT AGREEMENT made as of December 17, 2008, among WENTWORTH, HAUSER AND VIOLICH, INC. (herein called the "INVESTMENT ADVISER"), HIRAYAMA INVESTMENTS, LLC (herein called the "SUB-ADVISER"), and FUNDVANTAGE TRUST, a...Sub-Advisory Agreement • June 12th, 2009 • FundVantage Trust • Delaware
EXHIBIT 23(D)(V) INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of December 17, 2008, between FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the "TRUST") on behalf of the series of the Trust set forth on Schedule A to this Agreement...Investment Advisory Agreement • June 12th, 2009 • FundVantage Trust • Delaware
FORM OFInvestment Advisory Agreement • June 12th, 2009 • FundVantage Trust • Delaware
EXHIBIT 23(H)(V) AMENDED AND RESTATED EXHIBIT A THIS AMENDED AND RESTATED EXHIBIT A, dated as of __________, 2009, is Exhibit A to that certain Transfer Agency Services Agreement dated as of July 19, 2007, between PNC Global Investment Servicing Inc....Transfer Agency Services Agreement • June 12th, 2009 • FundVantage Trust
THIS AMENDED AND RESTATED EXHIBIT A, dated as of __________, 2009, is Exhibit A to that certain Transfer Agency Services Agreement dated as of July 19, 2007, between PNC Global Investment Servicing Inc. and FundVantage Trust and is amended and restated for the addition of Pemberwick Fund.
Exhibit 23(m)(iii) SELLING AGREEMENT FOR FUNDVANTAGE TRUST TO: PFPC DISTRIBUTORS, INC. 760 Moore Road King of Prussia, PA 19406 FROM: ------------------------------------ Name of Firm ------------------------------------ Address of Principal Office...Selling Agreement • February 21st, 2008 • FundVantage Trust • Massachusetts
EXHIBIT 23(H)(VI) AMENDED AND RESTATED EXHIBIT A THIS AMENDED AND RESTATED EXHIBIT A, dated as of ____________, 2009, is Exhibit A to that certain Administration and Accounting Services Agreement dated as of July 19, 2007, between PNC Global...Administration and Accounting Services Agreement • June 12th, 2009 • FundVantage Trust
TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • January 28th, 2019 • FundVantage Trust
This Transfer Agency And Shareholder Services Agreement is made as of October 30, 2018 ("Effective Date") by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM") and FundVantage Trust (the "Investment Company"), on its own behalf and on behalf to each Portfolio of the Investment Company contained on Schedule B, each in its individual and separate capacity. Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms). The term "Agreement" shall mean this Transfer Agency And Shareholder Services Agreement as constituted on the Effective Date, and thereafter as it may be amended from time to time as provided for herein. All references to "Schedule B" herein mean Schedule B attached hereto as constituted on the Effective Date, and thereafter as it may be amended from time to time (deemed or in writing) pursuant to Section 1
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 30th, 2022 • FundVantage Trust • Delaware
AGREEMENT made as of June 30, 2022, between FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of the series of the Trust set forth on Schedule A to this Agreement (each referred to herein, individually, as the “Fund”), and POLEN CAPITAL CREDIT, LLC (herein called the “Investment Adviser”).
TOTAL FUND SOLUTION INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 21st, 2022 • Total Fund Solution • Delaware
This AGREEMENT is made as of the [ ]th day of [ ] 2022, by and between Total Fund Solution, a Delaware statutory trust (the “Trust”) and Cromwell Investment Advisors, LLC, a Maryland limited liability company (the “Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 6th, 2022 • FundVantage Trust • Delaware
AGREEMENT made as of September 1, 2022 by and between FundVantage Trust, a Delaware statutory trust (the “Trust”), and Whittier Advisors, LLC (the “Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 21st, 2022 • Total Fund Solution • Delaware
This AGREEMENT is made as of the [ ]th day of [ ] 2022, by and between Cromwell Investment Advisors, LLC, a Maryland limited liability company (the “Adviser”), Tran Capital Management, L.P., a California limited partnership (the “Sub-Adviser”), and Total Fund Solution, a Delaware statutory trust (the “Trust”) on behalf of the series of the Trust indicated on Schedule A.
SUB-INVESTMENT ADVISORY AGREEMENT THE DREYFUS CORPORATION 200 Park Avenue New York, New York 10166Sub-Investment Advisory Agreement • November 3rd, 2017 • BNY Mellon Absolute Insight Funds, Inc. • New York
BNY Mellon Absolute Insight Funds, Inc. (the "Company") desires to employ the capital of the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a "Fund"), by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the relevant Fund's Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Company's Board. The Company employs The Dreyfus Corporation (the "Adviser") to act as the Fund's investment adviser pursuant to a written agreement (the "Management Agreement"), a copy of which has been furnished to you. The Adviser is authorized to and desires to retain you, and you hereby agree to accept such retention, to act as the Fund's sub-investment adviser with respect to that portion of the Fund's assets which may be assigned to you
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF FUNDVANTAGE TRUSTAgreement and Declaration of Trust • May 18th, 2012 • FundVantage Trust • Delaware
The Agreement and Declaration of Trust of FundVantage Trust (the “Trust”), dated as of August 28, 2006, is hereby amended and restated as of March 26, 2012, among the individual(s) listed on the signatory page attached hereto (each, a “Trustee”) and each person who becomes a Shareholder (as defined in Section 1.2) in accordance with the terms hereinafter set forth.
DRAFT – FOR DISCUSSION PURPOSES ONLY – SUBJECT TO REVISION [DATE]Agreement and Plan of Reorganization • March 21st, 2022 • Total Fund Solution
You have requested our opinion as to certain federal income tax consequences of the Reorganization of the Target Fund, which will consist of the transfer of all of the Assets
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 2nd, 2015 • FundVantage Trust • Delaware
AGREEMENT made as of December 19, 2014, among WHV INVESTMENT MANAGEMENT, INC. (herein called the “Investment Adviser”), SEIZERT CAPITAL PARTNERS, LLC (herein called the “Sub-Adviser”), and FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of the WHV/SEIZERT SMALL CAP VALUE EQUITY FUND, a series of the Trust (herein called the “Fund”), and
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 20th, 2016 • SCM Trust • Colorado
THIS INVESTMENT ADVISORY AGREEMENT is made this XX/XX/2016 (this “Agreement”), by and between SCM Trust, a Massachusetts statutory trust (the “Trust”), on behalf of the series of the Trust identified herein, and CCM Partners, dba Shelton Capital Management, a limited partnership organized and existing under the laws of the State of California (the “Advisor”).
CUSTODY AGREEMENTCustody Agreement • August 29th, 2011 • FundVantage Trust • New York
AGREEMENT, dated as of March 14, 2011 between FundVantage Trust, a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 301 Bellevue Parkway, Wilmington, Delaware 19809 (the “Fund”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
EXHIBIT 23(H)(VIII) EXPENSE LIMITATION/REIMBURSEMENT AGREEMENT THIS AGREEMENT is entered into as of the 17th of December 2008, between WENTWORTH, HAUSER AND VIOLICH, INC. (the "Adviser") and FUNDVANTAGE TRUST (the "Trust"), on behalf of WHV...Expense Limitation/Reimbursement Agreement • June 12th, 2009 • FundVantage Trust
THIS AGREEMENT is entered into as of the 17th of December 2008, between WENTWORTH, HAUSER AND VIOLICH, INC. (the "Adviser") and FUNDVANTAGE TRUST (the "Trust"), on behalf of WHV International Equity Fund (the "Fund").
TOTAL FUND SOLUTION OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • March 21st, 2022 • Total Fund Solution • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of __, 2022 by and between TOTAL FUND SOLUTION, a Delaware statutory trust (the “Trust”), on behalf of each series listed in Appendix A, which may be amended from time to time (each a “Fund”, and together the “Fund”), and the investment adviser of the Fund(s), Cromwell Investment Advisors, LLC (the “Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 28th, 2017 • FundVantage Trust • Delaware
AGREEMENT made as of January 10, 2017, between FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of each series of the Trust set forth on Schedule A to this Agreement (each a “Fund” and, collectively, the “Funds”), and EQUITY INVESTMENT CORPORATION (herein called the “Investment Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 20th, 2016 • SCM Trust • Delaware
AGREEMENT made as of July 1, 2016, between FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of the series of the Trust set forth on Schedule A to this Agreement (each a “Fund,” and collectively, the “Funds”), and CCM PARTNERS LP, D/B/A SHELTON CAPITAL MANAGEMENT (herein called the “Investment Adviser”).
Amended and restated EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • August 29th, 2022 • FundVantage Trust
This Agreement is entered into as of the 27th day of May, 2010, as amended and restated August 31, 2016, September 1, 2017, August 31, 2018, August 31, 2019, August 31, 2020, August 31, 2021 and August 31, 2022, by and between Private Capital Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of Private Capital Management Value Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • January 29th, 2018 • FundVantage Trust
This Agreement is entered into as of the 28th day of August, 2012, as amended and restated February 13, 2014, September 1, 2016, December 8, 2016, and January 22, 2018, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the Gotham Absolute Return Fund (the “Fund”).
AMENDED AND RESTATED EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • January 29th, 2024 • FundVantage Trust
This Agreement is entered into as of September 1, 2022, as amended and restated as of May 23, 2023, by and between Whittier Advisors, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Ambrus Core Bond Fund (the “Fund”).
EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • September 6th, 2022 • FundVantage Trust
This Agreement is entered into as of September 1, 2022, by and between Whittier Advisors, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf of the Ambrus Core Bond Fund (the “Fund”).
EXPENSE LIMITATION/REIMBURSEMENT AGREEMENTExpense Limitation/Reimbursement Agreement • October 14th, 2016 • FundVantage Trust
This Agreement is entered into as of the 30th day of September, 2016, by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the Gotham Defensive Long 500 Fund (the “Fund”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • October 20th, 2016 • SCM Trust • Massachusetts
This Expense Limitation Agreement (this “Agreement”) is by and between CCM Partners, LLP, dba Shelton Capital Management (the “Advisor”) and SCM Trust (the “Trust”), on behalf of each series of the Trust (each, a “Fund,” and, collectively, the “Funds”).
Amended and Restated EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • January 28th, 2022 • FundVantage Trust
This Agreement is entered into as of the tenth day of April 2017, as amended and restated January 28, 2022, by and between TOBAM (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the TOBAM Emerging Markets Fund (the “Fund”).
INTERIM INVESTMENT ADVISORY AGREEMENT (Private Capital Management Value Fund)Interim Investment Advisory Agreement • September 26th, 2013 • FundVantage Trust • Delaware
AGREEMENT made as of August 30, 2013, between FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of the series of the Trust set forth on Schedule A to this Agreement (the “Fund”), and Private Capital Management, LLC (herein called the “Investment Adviser”).
AMENDED AND RESTATED EXPENSE Limitation/reimbursement AGREEMENTExpense Limitation/Reimbursement Agreement • January 28th, 2019 • FundVantage Trust
This Agreement is entered into as of the 30th day of August, 2013, as amended and restated February 13, 2014, September 1, 2016, December 8, 2016, January 22, 2018, and January 28, 2019 by and between Gotham Asset Management, LLC (the “Adviser”) and FundVantage Trust (the “Trust”), on behalf the Gotham Neutral Fund (the “Fund”).
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 8th, 2011 • FundVantage Trust • Delaware
AGREEMENT made as of [_________], 2011, between FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of each series of the Trust set forth on Schedule A to this Agreement (each a “Fund” and, collectively, the “Funds”), and EQUITY INVESTMENT CORPORATION (herein called the “Investment Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 3rd, 2010 • FundVantage Trust • Delaware
AGREEMENT made as of November 2, 2010, between FUNDVANTAGE TRUST, a Delaware Statutory Trust (herein called the “Trust”) on behalf of the series of the Trust set forth on Schedule A to this Agreement (the “Funds”), and GOTHAM ASSET MANAGEMENT, LLC (herein called the “Investment Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 28th, 2018 • FundVantage Trust • Delaware
AGREEMENT made as of August 23, 2018 (the “Agreement”), between FUNDVANTAGE TRUST, a Delaware Statutory Trust (the “Trust”), on behalf of the series of the Trust set forth on Schedule A to this Agreement (the “Fund”), and BNY Mellon Asset Management North America Corporation (the “Investment Adviser”).
AMENDED AND RESTATED EXHIBIT ATransfer Agency Services Agreement • August 28th, 2012 • FundVantage Trust
THIS AMENDED AND RESTATED EXHIBIT A, dated as of July 1, 2012, is Exhibit A to that certain Transfer Agency Services Agreement dated as of July 19, 2007, between BNY Mellon Investment Servicing (US) Inc. and FundVantage Trust.
