THE WALL STREET FUND, INC. AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
THE
WALL STREET FUND, INC.
AMENDMENT
TO THE
THIS AMENDMENT dated as of
this 7th day of March, 2006, to the Transfer Agent Servicing Agreement, dated as
of July 20, 2001, as amended on July 1, 2002 and July 24, 2002, (the
"Agreement"), is entered by and between The Wall Street Fund, Inc., a
Maryland corporation (the "Corporation") and U.S. Bancorp Fund Services,
LLC, a Wisconsin limited liability company ("USBFS").
Effective January 1, 2006, the fee
schedule of the Agreement is hereby superceded and replaced with the fee
schedule attached hereto. Except to the extent supplemented hereby,
the Agreement shall remain in full force and effect.
IN
WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by
a duly authorized officer on one or more counterparts as of the day and year
first written above.
| THE WALL STREET FUND, INC. | U.S. BANCORP FUND SERVICES, LLC |
| By: /s/ Xxxxxxx X. Xxxxxxx | By: /s/ Xxxxxxx X. XxXxx |
| Name: Xxxxxxx X. Xxxxxxx | Name: Xxxxxxx X. XxXxx |
| Title: Vice President and Secretary | Title: Senior Vice President |
Exhibit A
to the Transfer Agent Agreement
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TRANSFER
AGENT & SHAREHOLDER SERVICES
ANNUAL
FEE SCHEDULE - WALL STREET FUND
EFFECTIVE
01/01/2006
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Service
Charges to the Fund*
Annual
Shareholder Account Fee (see minimum)
¨ No-Load -
$____ /account
¨ Closed
Accounts - $____ /account
Annual
Minimum
¨ $_____
per no-load fund*
*
Discounted 5% until assets reach $__ million
Activity
Charges
¨ Telephone
Calls - $___ /call
¨ Daily
Valuation Trades - $____ / trade
¨ Omnibus Account
Transactions – see schedule below
¨ AML
New Account Service - $___ base fee,
$___/new
domestic accounts, $___/new foreign account, and $___/ s/h
verification
¨ ACH/EFT
Shareholder Services:
$____
/month/fund group
$___
/ACH item, setup, change
$___
/correction, reversal
Out-of-pocket Costs -
Including but not limited to:
¨ Telephone
toll-free lines, call transfers, etc.
¨ Mailing,
sorting and postage
¨ Stationery,
envelopes
¨ Programming,
special reports
¨ Insurance,
record retention, microfilm/fiche
¨ Proxies,
proxy services
¨ Lost
shareholder search
¨ ACH
fees
¨ NSCC
charges
¨ Disaster
recovery - -per open account
¨ All
other out-of-pocket expenses
CCO Support Services*
$____
per year
*
Subject to CPI increase, Milwaukee MSA.
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Qualified Plan Fees (Billed to
Investors)
¨ $____
/qualified plan acct (Cap at $___/SSN)
¨ $____
/Xxxxxxxxx ESA acct (Cap at $____/SSN)
¨ $____
/transfer to successor trustee
¨ $____
/participant distribution (Excluding SWPs)
¨ $____
/refund of excess contribution
Shareholder Fees (Billed to
Investors)
¨ $____
/outgoing wire transfer
¨ $____
/overnight delivery
¨ $
___ /telephone exchange
¨ $____
/return check or ACH
¨ $_____
/stop
payment
¨ $ ___
/research request per account (Cap at
$____/request)
(For requested items of the second
calendar
year [or previous] to the request)
Technology
Charges
1. Implementation
Services
¨ First
CUSIP - $_____ /first CUSIP
¨ Fund
Setup - $____ /additional CUSIP
¨ 800
Service - $____ ATT transfer connect
¨ VRU
Setup - $____ /fund group
¨ NSCC
Setup - $____ /fund group
2. File
Transmissions – subject to requirements
3. Selects
- $____ per select
4. ReportSource
- $____ /month – Web reporting
5. System
Access –TALink, COLD, Image
¨ Setup
- $____ /concurrent connection each
¨ Service
- $____ /month each
6. Physical
Certificate Shares
¨ Setup
- $___ /fund
¨ Issue
of Certificate - $____ /certificate transaction
7. Extraordinary
services – charged as incurred
¨ Development/Programming
- $___ /hour
¨ Conversion
of Records – Estimate to be provided
¨ Custom
processing, re-processing
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Omnibus Account Transactions - Fee
Schedule
$___
per transaction – 1st
100 transactions per month
$___
per transaction – next 400 transactions per month
$___
per transaction – next 1,500 transactions per month
$___
per transaction – next 3,000 transactions per month
$___
per transaction – all transactions over 5,000 per
month
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