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EXHIBIT d.(xv)
Form of Amendment Number 5 to Investment Management Agreement
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AMENDMENT NUMBER 5 TO
INVESTMENT MANAGEMENT AGREEMENT
Pursuant to the Investment Management Agreement between Hartford Investment
Financial Services Company ("HIFSCO") and The Hartford Mutual Funds, Inc.
(formerly known as ITT Hartford Mutual Funds, Inc.) dated March 3, 1997, as
amended (the "Agreement"), The Hartford Large Cap Focus Fund, The Hartford
Global Financial Services Fund, The Hartford Global Telecommunications Fund and
The Hartford U.S. Aggressive Growth Fund are hereby included in the definition
of Portfolio. All provisions in the Agreement shall apply to the management of
The Hartford Large Cap Focus Fund, The Hartford Global Financial Services Fund,
The Hartford Global Telecommunications Fund and The Hartford U.S. Aggressive
Growth Fund except as stated below.
The advisory fee for the four new portfolios shall be accrued daily and
paid monthly, based upon the following annual rates and upon the calculated
daily net asset value of the Fund:
The Hartford Large Cap Focus Fund, The Hartford Global Financial Services
Fund and The Hartford Global Telecommunications Fund
NET ASSET VALUE ANNUAL RATE
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First $500 million 1.00%
Next $500 million .95%
Amount over $1 billion .90%
The Hartford U.S. Aggressive Growth Fund
NET ASSET VALUE ANNUAL RATE
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First $500 million .85%
Next $500 million .75%
Amount Over $1 billion .70%
This amended Agreement is effective for a period of two years from the date
hereof and shall continue in effect thereafter in accordance with the provisions
of Section 9 of the Agreement.
IN WITNESS WHEREOF, the parties hereto have caused this amendment to be
executed on the ____ day of ______, 2000.
HARTFORD INVESTMENT THE HARTFORD MUTUAL FUNDS, INC.
FINANCIAL SERVICES on behalf of:
COMPANY The Hartford Large Cap Focus Fund
The Hartford Global Financial Services Fund
The Hartford Global Telecommunications Fund
The Hartford U.S. Aggressive Growth Fund
By: By:
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Xxxxx X. Xxxxxxxxxxxx Xxxxx X. Xxxxxxxxxxxx
Senior Vice President, President
Investments
