AMENDMENT NUMBER 4 TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • October 29th, 2008 • Hartford Mutual Funds Inc/Ct
THE HARTFORD MUTUAL FUNDS, INC. THE HARTFORD MUTUAL FUNDS II, INC. SHARE PURCHASE AGREEMENT HARTFORD LIFE INSURANCE COMPANY ("HL"), a Connecticut Corporation, as Sponsor-Depositor, now and in the future, of certain separate accounts ("Separate...Share Purchase Agreement • May 19th, 2004 • Hartford Mutual Funds Inc/Ct • Connecticut
EXHIBIT H.XVIIIExpense Limitation Agreement • February 28th, 2008 • Hartford Mutual Funds Inc/Ct
AMENDMENT NUMBER 1 TO CUSTODIAN AGREEMENTCustodian Agreement • February 28th, 2003 • Hartford Mutual Funds Inc/Ct
Pursuant to the Custodian Agreement between State Street Bank and Trust Company and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 15, 1996 (the "Agreement"), The Hartford MidCap Fund is hereby included as an additional Fund. All provisions in the Agreement shall apply to The Hartford MidCap Fund.
EXHIBIT D.(XXXVII) AMENDMENT NUMBER 13 TO INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 27th, 2008 • Hartford Mutual Funds Inc/Ct
This amended Agreement is effective for a period of two years from the date hereof and shall continue in effect thereafter in accordance with the provisions of Section 9 of the Agreement.
WITNESSETH:Custodian Contract • September 29th, 2005 • Hartford Mutual Funds Inc/Ct
EXECUTION COPY INVESTMENT SUB-ADVISORY AGREEMENT Agreement dated April 29, 2005, by and between Hartford Investment Financial Services, LLC, a Connecticut limited liability company (the "Manager") and Sterling Capital Management, LLC, a North Carolina...Investment Sub-Advisory Agreement • April 29th, 2005 • Hartford Mutual Funds Inc/Ct • Connecticut
TENTH AMENDMENT TO FUND ACCOUNTING AGREEMENT Effective: January 1, 2008 The Fund Accounting Agreement dated January 3, 2000 by and between THE HARTFORD MUTUAL FUNDS, INC. and HARTFORD LIFE INSURANCE COMPANY is hereby amended to restate Schedule C as...Fund Accounting Agreement • February 28th, 2008 • Hartford Mutual Funds Inc/Ct
AMENDMENT NUMBER 4 TO INVESTMENT MANAGEMENT AGREEMENT Pursuant to the Investment Management Agreement between Hartford Investment Financial Services Company ("HIFSCO") and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds,...Investment Management Agreement • February 2nd, 2000 • Hartford Mutual Funds Inc/Ct
EXHIBIT D.(XXIII) AMENDMENT NUMBER 22 TO INVESTMENT MANAGEMENT AGREEMENT Effective June 30, 2008 Pursuant to the Investment Management Agreement between Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial...Investment Management Agreement • June 27th, 2008 • Hartford Mutual Funds Inc/Ct
Pursuant to the Investment Management Agreement between Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) ("HIFSCO") and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated March 3, 1997, as amended (the "Agreement"), the following fund (the "Fund") is hereby included in the definition of Portfolio.
EXHIBIT 5.3Investment Sub-Advisory Agreement • June 20th, 1997 • Hartford Mutual Funds Inc/Ct • Connecticut
AMENDMENT NUMBER 19 TO PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • October 29th, 2008 • Hartford Mutual Funds Inc/Ct
Pursuant to the Principal Underwriting Agreement between HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. and THE HARTFORD MUTUAL FUNDS, INC. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 22, 1996, as amended and as assigned to Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) on November 1, 1998 (the "Agreement"), the following funds, (the "Funds") are hereby included as new Funds, to which all provisions in the Agreement shall apply.
EXHIBIT d.(xv)(a) AMENDMENT NUMBER 15 TO INVESTMENT MANAGEMENT AGREEMENT Effective June 12, 2006Investment Management Agreement • July 28th, 2006 • Hartford Mutual Funds Inc/Ct
The Investment Management Agreement between Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated March 3, 1997, as amended (the "Agreement"), is hereby further amended as follows, in order to reflect a reduction in management fees for The Hartford Small Company Fund:
EXHIBIT GMaster Custodian Contract • March 15th, 2007 • Hartford Mutual Funds Inc/Ct • Massachusetts
POWER OF ATTORNEYPower of Attorney • February 2nd, 2000 • Hartford Mutual Funds Inc/Ct
AMENDMENT NUMBER 12 TO INVESTMENT SERVICES AGREEMENTInvestment Services Agreement • October 29th, 2008 • Hartford Mutual Funds Inc/Ct
This amended Agreement is effective for a period of two years from the date hereof and shall continue in effect thereafter in accordance with the provisions of Section 9 of the Agreement.
EXHIBIT 8.1 AMENDMENT NUMBER 1 TO CUSTODIAN AGREEMENT Pursuant to the Custodian Agreement between State Street Bank and Trust Company and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated July 15, 1996 (the...Custodian Agreement • October 16th, 1997 • Hartford Mutual Funds Inc/Ct
FORM OF AMENDMENT NUMBER 23 TO INVESTMENT MANAGEMENT AGREEMENT Effective October 31, 2008 Pursuant to the Investment Management Agreement between Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services...Investment Management Agreement • October 29th, 2008 • Hartford Mutual Funds Inc/Ct
Pursuant to the Investment Management Agreement between Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company) ("HIFSCO") and The Hartford Mutual Funds, Inc. (formerly known as ITT Hartford Mutual Funds, Inc.) dated March 3, 1997, as amended (the "Agreement"), the following funds (the "Funds") are hereby included in the definition of Portfolio.
FORM OF AMENDMENT NUMBER FIFTEEN TO CUSTODIAN CONTRACT THE HARTFORD MUTUAL FUNDS, INC. Effective ______________, 2005 State Street Bank and Trust Company 801 Pennsylvania Kansas City, MO 64105 Re: THE HARTFORD MUTUAL FUNDS, INC. CUSTODIAN CONTRACT -...Custodian Contract • July 15th, 2005 • Hartford Mutual Funds Inc/Ct
This notice of additional portfolios is provided to you pursuant to Section 17 of the Custodian Contract between The Hartford Mutual Funds, Inc. (the "Fund") and State Street Bank dated July 15, 1996, as amended (the "Contract").
AMENDMENT NUMBER 1 TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 27th, 2002 • Hartford Mutual Funds Inc/Ct
Pursuant to the Transfer Agency and Service Agreement between The Hartford Mutual Funds, Inc. and Hartford Administrative Services Company dated November 1, 2001 (the "Agreement"), The Hartford Income Fund, The Hartford Short Maturity Fund, The Hartford Inflation Plus Fund, The Hartford Tax-Free California Fund and The Hartford Tax-Free New York Fund are hereby included as five new Funds. All provisions of the Agreement shall apply to The Hartford Income Fund, The Hartford Short Maturity Fund, The Hartford Inflation Plus Fund, The Hartford Tax-Free California Fund and The Hartford Tax-Free New York Fund.
EXHIBIT d.(xlii) FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 1st, 2006 • Hartford Mutual Funds Inc/Ct • Connecticut
EXECUTION COPY INVESTMENT SUB-ADVISORY AGREEMENT Agreement dated April 29, 2005, by and between Hartford Investment Financial Services, LLC, a Connecticut limited liability company (the "Manager") and Artisan Partners Limited Partnership, a Delaware...Investment Sub-Advisory Agreement • April 29th, 2005 • Hartford Mutual Funds Inc/Ct • Connecticut
AMENDMENT NUMBER 11 TO INVESTMENT SUB-ADVISORY AGREEMENT Effective January 1, 2008 the Investment Sub-Advisory Agreement between Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company), and...Investment Sub-Advisory Agreement • February 28th, 2008 • Hartford Mutual Funds Inc/Ct
Effective January 1, 2008 the Investment Sub-Advisory Agreement between Hartford Investment Financial Services, LLC (formerly known as Hartford Investment Financial Services Company), and Wellington Management Company, LLP ("Wellington Management") dated March 3, 1997, as amended (the "Agreement"), is hereby amended to reflect the following amended fee schedule for the funds listed as per the attached SCHEDULE A:
AMENDED AND RESTATED GLOBAL SECURITIES LENDING AGENCY AGREEMENTGlobal Securities Lending Agency Agreement • December 13th, 2019 • Hartford Mutual Funds Inc/Ct
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 13th, 2019 • Hartford Mutual Funds Inc/Ct • New York
THIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made as of November 6, 2019 by and between Hartford Funds Management Company, LLC (“Adviser”), a Delaware limited liability company, and Schroder Investment Management North America Inc. (“Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2013 • Hartford Mutual Funds Inc/Ct • Connecticut
This Investment Sub-Advisory Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the “Adviser”) and Wellington Management Company, LLP, a Massachusetts limited liability partnership (the “Sub-Adviser”).
Exhibit d.(xli) FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 1st, 2006 • Hartford Mutual Funds Inc/Ct • Connecticut
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2013 • Hartford Mutual Funds Inc/Ct • Connecticut
This Investment Sub-Advisory Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the “Adviser”) and Hartford Investment Management Company, a Delaware corporation (the “Sub-Adviser”).
EXECUTION COPY INVESTMENT SUB-ADVISORY AGREEMENT Agreement dated as of September 30, 2005 by and between Hartford Investment Financial Services, LLC, a Connecticut limited liability company (the "Manager") and Oberweis Asset Management, Inc, an...Investment Sub-Advisory Agreement • September 29th, 2005 • Hartford Mutual Funds Inc/Ct • Connecticut
FORM OF AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2014 • Hartford Mutual Funds Inc/Ct
THIS AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT, dated as of March 1 2014, between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a “Company” and collectively, the “Companies”) on behalf of each series of the Companies (each a “Fund” and collectively, the “Funds”) and Hartford Funds Management Company, LLC (the “Adviser”).
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • February 28th, 2020 • Hartford Mutual Funds Inc/Ct • Delaware
This Amended and Restated Transfer Agency Agreement (this “Agreement”) is made as of the 28th day of February 2020, by and among The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc., each, a Maryland corporation, and Hartford Schroders Opportunistic Income Fund (the “Interval Fund”), a Delaware statutory trust (together with The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc., the “Funds”), each having its principal office and place of business at 690 Lee Road, Wayne, PA 19087, and Hartford Administrative Services Company (“HASCO”), a Minnesota corporation and a wholly subsidiary of Hartford Funds Management Group, Inc., a Delaware corporation, each of which has its principal office and place of business at 690 Lee Road, Wayne, PA 19087. This Agreement is intended to take effect as if entered into among the Funds on behalf of each of their series (each a “Portfolio”) and classes of shares of common stock or beneficial interests, as the case may be (
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • December 19th, 2014 • Hartford Mutual Funds Inc/Ct • Maryland
AGREEMENT made as of the 1st day of December, 2014, by and among The Hartford Mutual Funds, Inc., a Maryland corporation, having its principal office and place of business at 5 Radnor Corporate Center, Suite 300, 100 Matsonford Road, Radnor, PA 19087, The Hartford Mutual Funds II, Inc., a Maryland corporation having its principal office and place of business at 5 Radnor Corporate Center, Suite 300, 100 Matsonford Road, Radnor, PA 19087 (together, the “Funds”), and Hartford Administrative Services Company (“HASCO”), having its principal office and place of business at 500 Bielenberg Drive, Woodbury, Minnesota 55125. This Agreement is intended to take effect as if entered into among the Funds on behalf of each of their series of shares (each a “Portfolio”), severally, and HASCO, and the provisions of this Agreement shall be construed accordingly.
FORM OF THE HARTFORD MUTUAL FUNDS SELLING AGREEMENTSelling Agreement • February 27th, 2024 • Hartford Mutual Funds Inc/Ct • New York
HARTFORD FUNDS DISTRIBUTORS, LLC (the “Distributor”) as principal underwriter or distributor and exclusive selling agent for the shares of THE HARTFORD MUTUAL FUNDS, INC. and THE HARTFORD MUTUAL FUNDS II, INC. (each a “Company”), each comprised of separate series (to which additional series may be added by the respective Company from time to time) listed on the attached Appendix A (each; a “Fund” and, collectively, the “Funds”) understands that you, the undersigned dealer firm, are a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), and, on the basis of such understanding, invites you to become a member of the Selling Group to distribute shares of the Funds on the following terms.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 28th, 2018 • Hartford Mutual Funds Inc/Ct • New York
This Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the “Adviser”), and The Hartford Mutual Funds, Inc., a corporation organized under the laws of the State of Maryland (the “Company”), on its own behalf and on behalf of each of its series listed on Schedule A hereto, as it may be amended from time to time (each, a “Portfolio” and, collectively, the “Portfolios”).
EXHIBIT d.(xli) INVESTMENT SUB-ADVISORY AGREEMENT Agreement dated as of July 31, 2006 by and between Hartford Investment Financial Services, LLC, a Connecticut limited liability company (the "Manager") and Kayne Anderson Rudnick Investment Management,...Investment Sub-Advisory Agreement • July 28th, 2006 • Hartford Mutual Funds Inc/Ct • Connecticut
