SUB-ITEM 77Q1(E)
AMENDMENT NO. 4
TO
MASTER INVESTMENT ADVISORY AGREEMENT
This Amendment dated as of February 12, 2010, amends the Master Investment
Advisory Agreement (the "Agreement"), dated November 25, 2003, between AIM
Sector Funds, a Delaware statutory trust, and Invesco Advisers, Inc., a Delaware
corporation.
WITNESSETH:
WHEREAS, the parties desire to amend the Agreement to add the following
series portfolios - Invesco Mid-Cap Value Fund, Invesco Small-Mid Special Value
Fund, Invesco Special Value Fund, Invesco Technology Sector Fund, Invesco U.S.
Mid Cap Value Fund, Invesco U.S. Small Cap Value Fund, Invesco U.S. Small/Mid
Cap Value Fund, Invesco Value Fund, Invesco Value II Fund, Invesco Xxx Xxxxxx
American Value Fund, Invesco Xxx Xxxxxx Capital Growth Fund, Invesco Xxx Xxxxxx
Xxxxxxxx Fund, Invesco Xxx Xxxxxx Enterprise Fund, Invesco Xxx Xxxxxx Mid Cap
Growth Fund, Invesco Xxx Xxxxxx Small Cap Value Fund, Invesco Xxx Xxxxxx
Technology Fund, Invesco Xxx Xxxxxx Utility Fund and Invesco Xxx Xxxxxx Value
Opportunities Fund;
NOW, THEREFORE, the parties agree as follows;
1. Appendix A and Appendix B to the Agreement are hereby deleted in their
entirety and replaced with the following:
"APPENDIX A
FUNDS AND EFFECTIVE DATES
NAME OF FUND EFFECTIVE DATE OF ADVISORY AGREEMENT
------------ ------------------------------------
AIM Energy Fund November 25, 2003
AIM Financial Services Fund November 25, 2003
AIM Gold & Precious Metals Fund November 25, 2003
AIM Leisure Fund November 25, 2003
AIM Technology Fund November 25, 2003
AIM Utilities Fund November 25, 2003
Invesco Mid-Cap Value Fund February 12, 2010
Invesco Small-Mid Special Value Fund February 12, 2010
Invesco Special Value Fund February 12, 2010
Invesco Technology Sector Fund February 12, 2010
Invesco U.S. Mid Cap Value Fund February 12, 0000
Xxxxxxx X.X. Small Cap Value Fund February 12, 0000
Xxxxxxx X.X. Small/Mid Cap Value Fund February 12, 2010
Invesco Value Fund February 12, 2010
Invesco Value II Fund February 12, 2010
Invesco Xxx Xxxxxx American Value Fund February 12, 2010
Invesco Xxx Xxxxxx Capital Growth Fund February 12, 2010
Invesco Xxx Xxxxxx Xxxxxxxx Fund February 12, 2010
Invesco Xxx Xxxxxx Enterprise Fund February 12, 2010
Invesco Xxx Xxxxxx Mid Cap Growth Fund February 12, 2010
Invesco Xxx Xxxxxx Small Cap Value Fund February 12, 2010
Invesco Xxx Xxxxxx Technology Fund February 12, 2010
Invesco Xxx Xxxxxx Utility Fund February 12, 2010
Invesco Xxx Xxxxxx Value Opportunities Fund February 12, 2010
2
APPENDIX B
COMPENSATION TO THE ADVISOR
The Trust shall pay the Adviser, out of the assets of a Fund, as full
compensation for all services rendered, an advisory fee for such Fund set forth
below. Such fee shall be calculated by applying the following annual rates to
the average daily net assets of such Fund for the calendar year computed in the
manner used for the determination of the net asset value of shares of such Fund.
AIM ENERGY FUND
AIM FINANCIAL SERVICES FUND
AIM GOLD & PRECIOUS METALS FUND
AIM LEISURE FUND
AIM TECHNOLOGY FUND
AIM UTILITIES FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $350 million .. 0.75%
Next $350 million ... 0.65%
Next $1.3 billion ... 0.55%
Next $2 billion ..... 0.45%
Next $2 billion ..... 0.40%
Next $2 billion ..... 0.375%
Over $8 billion ..... 0.35%
INVESCO MID-CAP VALUE FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $1 billion .... 0.72%
Over $1 billion ..... 0.65%
INVESCO SMALL-MID SPECIAL VALUE FUND
INVESCO U.S. SMALL/MID CAP VALUE FUND
NET ASSETS ANNUAL RATE
---------- -----------
All Assets .......... 0.67%
INVESCO SPECIAL VALUE FUND
INVESCO U.S. SMALL CAP VALUE FUND
INVESCO XXX XXXXXX SMALL CAP VALUE FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $500 million .. 0.67%
Next $500 million ... 0.645%
3
Over $1 billion ..... 0.62%
INVESCO TECHNOLOGY SECTOR FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $500 million .. 0.67%
Next $2.5 billion ... 0.645%
Over $3 billion ..... 0.62%
INVESCO U.S. MID CAP VALUE FUND
INVESCO XXX XXXXXX AMERICAN VALUE FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $1 billion .... 0.72%
Over $1 billion ..... 0.65%
INVESCO VALUE FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $1 billion .... 0.42%
Next $1 billion ..... 0.37%
Next $1 billion ..... 0.32%
Over $3 billion ..... 0.27%
INVESCO VALUE II FUND
INVESCO XXX XXXXXX CAPITAL GROWTH FUND
INVESCO XXX XXXXXX XXXXXXXX FUND
INVESCO XXX XXXXXX ENTERPRISE FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $1 billion .... 0.50%
Next $1 billion ..... 0.45%
Next $1 billion ..... 0.40%
Over $3 billion ..... 0.35%
INVESCO XXX XXXXXX MID CAP GROWTH FUND
INVESCO XXX XXXXXX VALUE OPPORTUNITIES FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $500 million .. 0.75%
Next $500 million ... 0.70%
Over $1 billion ..... 0.65%
4
INVESCO XXX XXXXXX TECHNOLOGY FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $500 million .. 0.90%
Next $500 million ... 0.85%
Over $1 billion ..... 0.80%
INVESCO XXX XXXXXX UTILITY FUND
NET ASSETS ANNUAL RATE
---------- -----------
First $500 million .. 0.65%
Next $500 million ... 0.60%
Over $1 billion ..... 0.55%"
2. In all other respects, the Agreement is hereby confirmed and remains
in full force and effect.
5
IN WITNESS WHEREOF, the parties have caused this Agreement to be executed
by their respective officers on the date first written above.
AIM SECTOR FUNDS
Attest: /s/ Xxxxxxx Xxxxxxx By: /s/ Xxxx X. Xxxx
----------------------------- ------------------------------------
Assistant Secretary Xxxx X. Xxxx
Senior Vice President
(SEAL)
INVESCO ADVISERS, INC.
Attest: /s/ Xxxxxxx Xxxxxxx By: /s/ Xxxx X. Xxxx
----------------------------- ------------------------------------
Assistant Secretary Xxxx X. Xxxx
Senior Vice President
(SEAL)
6
