KEELEY FUNDS, INC. SIXTH AMENDMENT TO THE UNDERWRITING AGREEMENT
Exhibit (e)(7)
THIS SIXTH AMENDMENT, dated as of the 5th day of May 2011, to the Underwriting Agreement,
dated April 7, 2005, as amended February 14, 2006, August 15, 2007, December 21, 2007, November 3,
2009 and February 2, 2010 (the “Agreement”) is made and entered into by and between KEELEY FUNDS,
INC., a Maryland corporation (the “Company”), and KEELEY INVESTMENT CORP., an Illinois corporation
(the “Distributor”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the Company and the Distributor desire to amend said Agreement; and
WHEREAS, Section 15 of the Agreement allows for its amendment by a written instrument
executed by both parties.
NOW, THEREFORE, the parties agree as follows:
Exhibit A of the Agreement is hereby superseded and replaced with the Exhibit A attached
hereto.
Except to the extent that it is hereby amended, the Agreement shall remain in full force and
effect.
IN WITNESS WHEREOF, the parties hereto have caused this Sixth Amendment to be executed by a
duly authorized officer on one or more counterparts as of the date and year first written above.
KEELEY FUNDS, INC. | KEELEY INVESTMENT CORP. | |||||||||
By:
|
/s/ Xxxx X. Xxxxxx, Xx. | By: | /s/ Xxxx X. Xxxxxx, Xx. | |||||||
Name:
|
Xxxx X. Xxxxxx, Xx. | Name: | Xxxx X. Xxxxxx, Xx. | |||||||
Title:
|
President | Title: | President |
Series | Distribution Plan | |
Keeley Small Cap Value Fund |
Distribution Plan (12b-1 Plan) | |
Class A Shares |
Dated May 5, 2011 | |
Keeley Small-Mid Cap Value Fund |
Distribution Plan (12b-1 Plan) | |
Class A Shares |
Dated May 5, 2011 | |
Keeley Mid Cap Value Fund |
Distribution Plan (12b-1 Plan) | |
Class A Shares |
Dated May 5, 2011 | |
Keeley Small Cap Dividend Value Fund |
Distribution Plan (12b-1 Plan) | |
Class A Shares |
Dated May 5, 2011 | |
Keeley Mid Cap Dividend Value Fund |
Distribution Plan (12b-1 Plan) | |
Class A Shares |
Dated May 5, 2011 | |
Keeley All Cap Value Fund |
Distribution Plan (12b-1 Plan) | |
Class A Shares |
Dated May 5, 2011 | |
Keeley Alternative Value Fund |
Distribution Plan (12b-1 Plan) | |
Class A Shares |
Dated May 5, 2011 |