Keeley Funds, Inc. Sample Contracts
ARTICLE I CERTAIN DEFINITIONSCustody Agreement • April 28th, 2005 • Keeley Funds, Inc. • Ohio
Standard Contracts
EXHIBIT A To UNDERWRITING AGREEMENT Between KEELEY FUNDS, INC. and KEELEY INVESTMENT CORP.Underwriting Agreement • March 31st, 2006 • Keeley Funds, Inc.
FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 15th day of April, 2005, by and between KEELEY FUNDS, INC., a Maryland corporation (the "Company"), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited...Fund Accounting Servicing Agreement • April 28th, 2005 • Keeley Funds, Inc. • Wisconsin
TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 15th day of April, 2005, by and between KEELEY FUNDS, INC., a Maryland corporation (the "Company"), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited...Transfer Agent Servicing Agreement • April 28th, 2005 • Keeley Funds, Inc. • Wisconsin
MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • January 28th, 2019 • Keeley Funds, Inc. • Massachusetts
This Agreement is made as of October 1, 2018 (this “Agreement”), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
KEELEY FUNDS, INC.Expense Cap/Reimbursement Agreement • June 14th, 2006 • Keeley Funds, Inc.
This Agreement is entered into as of the 14th day of February, 2006 between KEELEY ASSET MANAGEMENT CORP. (the "Adviser") and KEELEY FUNDS, Inc. (the "Company") on behalf of KEELEY All Cap Value Fund (the "Fund").
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • January 28th, 2019 • Keeley Funds, Inc. • Massachusetts
THIS AGREEMENT made as of the 5th day of October 2018, by and between the Keeley Funds, Inc. and each of the entities individually and not jointly, as listed on Schedule A, having their principal office and place of business at 111 West Jackson Blvd., Suite 810, Chicago, IL 60604 (collectively, the “Funds” and individually, the “Fund”) and DST ASSET MANAGER SOLUTIONS, INC., a Massachusetts corporation having its principal office and place of business at 2000 Crown Colony Drive, Quincy, Massachusetts 02169-0953 (the “Transfer Agent”).
ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of the 26th day of April, 2005, by and between KEELEY Funds, Inc., a Maryland corporation (the "Corporation"), and UMB Fund Services, Inc., a Wisconsin corporation (the "Administrator"). WHEREAS, the...Administration Agreement • April 28th, 2005 • Keeley Funds, Inc. • Wisconsin
KEELEY FUNDS, INC. FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • June 1st, 2007 • Keeley Funds, Inc. • Wisconsin
THIS AGREEMENT is made and entered into as of this 1st day of October, 2006, by and between KEELEY FUNDS, INC., a Maryland corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 31st, 2010 • Keeley Funds, Inc.
THIS AGREEMENT is made and entered into on this 2nd day of February, 2010, by and between KEELEY FUNDS, INC., a Maryland corporation (the “Corporation”), and KEELEY ASSET MANAGEMENT CORP., an Illinois corporation (the “Adviser”).
BROKER/DEALER AGREEMENT Keeley Investment Corp. 401 South LaSalle Street Suite 1201 Chicago, Illinois 60605 Gentlemen: We desire to enter into an Agreement with you for the sale of of those series of shares of common stock in KEELEY Funds, Inc. (the...Broker/Dealer Agreement • April 28th, 2005 • Keeley Funds, Inc. • Illinois
INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT is made and entered into on this 14th day of February, 2006, by and between KEELEY FUNDS, INC., a Maryland corporation (the "Corporation"), and KEELEY ASSET MANAGEMENT CORP., an Illinois corporation (the...Investment Advisory Agreement • March 31st, 2006 • Keeley Funds, Inc.
KEELEY FUNDS, INC. FIFTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 21st, 2007 • Keeley Funds, Inc.
THIS FIFTH AMENDMENT dated as of the ____ day of _________________, 2007 to the Transfer Agent Servicing Agreement, dated as of the 15th day of April, 2005, as amended on the 13th of January, 2006, on the 10th of April 2006, on the 1st of October, 2006 and on the 15th of August, 2007 (the “Agreement”), is entered by and between Keeley Funds, Inc., a Maryland corporation (the "Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
AMENDMENT NO. 1 TO EXPENSE CAP/REIMBURSEMENT AGREEMENTExpense Cap/Reimbursement Agreement • January 30th, 2007 • Keeley Funds, Inc.
This Amendment is entered into as of the 30th day of September, 2006 between KEELEY ASSET MANAGEMENT CORP. (the "Adviser") and KEELEY FUNDS, Inc. (the "Company") on behalf of KEELEY Mid Cap Value Fund (the "Fund").
KEELEY FUNDS, INC. SIXTH AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • August 18th, 2009 • Keeley Funds, Inc.
THIS SIXTH AMENDMENT dated as of the 6th day of August, 2009, to the Custody Agreement, dated April 15, 2005, as amended August 1, 2005, April 10, 2006, October 1, 2006, May 17, 2007 and December 21, 2007(the “Agreement”), is entered into by and between KEELEY FUNDS, INC., a Maryland corporation (the “Company”) and U.S. BANK, N.A., a national banking association (the “Custodian”).
KEELEY FUNDS, INC. SIXTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 5th, 2009 • Keeley Funds, Inc.
THIS SIXTH AMENDMENT dated as of the 3rd day of February, 2009, to the Transfer Agent Servicing Agreement dated as of April 15, 2005, as amended January 13, 2006, April 10, 2006, October 1, 2006, May 17, 2007 and December 21, 2007 (the “Agreement”), is entered into by and between KEELEY FUNDS, INC., a Maryland corporation, (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 31st, 2014 • Keeley Funds, Inc.
This Investment Advisory Agreement (the “Agreement”) is made and entered into on this 20th day of November, 2014 by and between KEELEY FUNDS, INC., a Maryland corporation (the “Company”), and KEELEY ASSET MANAGEMENT CORP., an Illinois corporation (the “Adviser”).
KEELEY FUNDS, INC. AMENDED AND RESTATED EXPENSE CAP REIMBURSEMENT AGREEMENTExpense Cap Reimbursement Agreement • December 31st, 2014 • Keeley Funds, Inc.
THIS AMENDED AND RESTATED EXPENSE CAP REIMBURSEMENT AGREEMENT, dated as of the 20th day of November, 2014 (the “Agreement”), is entered into between KEELEY ASSET MANAGEMENT CORP. (the “Adviser”) and KEELEY FUNDS, INC. (the “Company”) on behalf of the funds listed in Annex A (each, a “Fund” and collectively, the “Funds”).
KEELEY FUNDS, INC. THIRD AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • June 1st, 2007 • Keeley Funds, Inc.
THIS AMENDMENT dated as of this 1st day of October, 2006, to the Transfer Agent Servicing Agreement, dated April 15, 2005, as amended January 13, 2006 and April 10, 2006 (the "Agreement"), is entered by and between KEELEY FUNDS, INC., a Maryland corporation, (the "Company") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
KEELEY FUNDS, INC. SEVENTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 5th, 2009 • Keeley Funds, Inc.
THIS SEVENTH AMENDMENT dated as of the 3rd day of November, 2009 to the Transfer Agent Servicing Agreement, dated as of April 15, 2005, as amended on January 13, 2006, April 10, 2006, October 1, 2006 and May 17, 2007, December 21, 2007 and February 3, 2009 (the “Agreement”), is entered into by and between KEELEY FUNDS, INC., a Maryland corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
KEELEY FUNDS, INC. AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • August 18th, 2009 • Keeley Funds, Inc.
THIS AMENDMENT dated as of the 7TH day of August, 2009, to the Fund Accounting Servicing Agreement, dated April 15, 2005, as amended (the “Agreement”), is entered into by and between KEELEY FUNDS, INC., a Maryland Corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
KEELEY FUNDS, INC. FIFTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • January 28th, 2008 • Keeley Funds, Inc.
THIS FIFTH AMENDMENT dated as of the 21st day of December, 2007 to the Transfer Agent Servicing Agreement, dated as of April 15, 2005, as amended on January 13, 2006, April 10, 2006, October 1, 2006 and August 15, 2007 (the “Agreement”), is entered by and between KEELEY FUNDS, INC., a Maryland corporation (the "Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
KEELEY FUNDS, INC. TENTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 31st, 2014 • Keeley Funds, Inc.
THIS TENTH AMENDMENT effective as of the 1st day of December, 2011, to the Transfer Agent Servicing Agreement, dated as of April 15, 2005, as amended on January 13, 2006, April 10, 2006, October 1, 2006, May 17, 2007, December 21, 2007, February 3, 2009, November 3, 2009, February 2, 2010 and September 15, 2011 (the “Agreement”), is entered into by and between KEELEY FUNDS, INC., a Maryland Corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
KEELEY FUNDS, INC. AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • June 1st, 2007 • Keeley Funds, Inc.
THIS AMENDMENT dated as of the 10 day of April, 2006 to the Fund Accounting Servicing Agreement, dated as of the 15th day of April, 2005, (the "Agreement"), is entered by and between Keeley Funds, Inc., a Maryland corporation (the "Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
KEELEY FUNDS, INC. FIFTH AMENDMENT TO THE UNDERWRITING AGREEMENTUnderwriting Agreement • March 31st, 2010 • Keeley Funds, Inc.
THIS FIFTH AMENDMENT dated as of the 2nd day of February, 2010 to the Underwriting Agreement, dated as of the 7th day of April, 2005, as amended February 14, 2006, August 15, 2007, December 21, 2007 and November 3, 2009 (the “Agreement”) is made and entered into by and between KEELEY FUNDS, INC., a Maryland corporation (the “Company”) and KEELEY INVESTMENT CORP., an Illinois corporation (the “Distributor”).
KEELEY FUNDS, INC. AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • January 30th, 2007 • Keeley Funds, Inc.
THIS AMENDMENT dated this 1st day of August, 2005, to the Custody Agreement, dated April 15, 2005, (the "Agreement"), is entered by and between Keeley Funds, Inc., a Maryland corporation (the "Company”) and U.S. Bank, N.A., a national banking association (the "Custodian").
KEELEY FUNDS, INC. FOURTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • November 5th, 2009 • Keeley Funds, Inc.
THIS FOURTH AMENDMENT is dated as of the 3rd day of November, 2009 to the Fund Administration Servicing Agreement, dated October 1, 2006, as amended on August 15, 2007, December 21, 2007 and August 7, 2009 (the “Agreement”) is entered into by and between KEELEY FUNDS, INC., a Maryland corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
KEELEY FUNDS, INC. TENTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 31st, 2014 • Keeley Funds, Inc.
THIS TENTH AMENDMENT effective as of the 20th day of November, 2014, to the Fund Accounting Servicing Agreement, dated as of the 15th of April, 2005, as amended on April 10, 2006, October 1, 2006, August 15, 2007, December 21, 2007, August 7, 2009, November 3, 2009, February 2, 2010, September 15, 2011 and December 1, 2011 (the “Agreement”), is entered into by and between KEELEY FUNDS, INC., a Maryland Corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
KEELEY FUNDS, INC. SECOND AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • January 30th, 2007 • Keeley Funds, Inc.
THIS SECOND AMENDMENT dated as of the 10 day of April, 2006 to the Transfer Agent Servicing Agreement, dated as of the 15th day of April, 2005, as amended January 13, 2006 (the "Agreement"), is entered by and between Keeley Funds, Inc., a Maryland corporation (the "Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 16th, 2015 • Keeley Funds, Inc.
This Investment Advisory Agreement (the “Agreement”) is made and entered into on this 29th day of October, 2015 by and between KEELEY FUNDS, INC., a Maryland corporation (the “Company”), and KEELEY ASSET MANAGEMENT CORP., an Illinois corporation (the “Adviser”).
KEELEY Funds Proposed Resolution ______________________________________________ __________________________________ Renewal of Fidelity Bond and Approval of Joint Insurance Agreement WHEREAS, the Keeley Small Cap Value Fund, Inc. ("KSCVF") and Keeley...Joint Insurance Agreement • November 16th, 2006 • Keeley Funds, Inc.
WITNESSETH:Underwriting Agreement • April 28th, 2005 • Keeley Funds, Inc.
KEELEY FUNDS, INC. FIFTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • March 31st, 2010 • Keeley Funds, Inc.
THIS FIFTH AMENDMENT dated as of the 2nd day of February, 2010, to the Fund Administration Servicing Agreement, dated October 1, 2006, as amended on August 15, 2007, December 21, 2007, August 7, 2009 and November 3, 2009 (the “Agreement”), is entered into by and between KEELEY FUNDS, INC., a Maryland Corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
KEELEY FUNDS, INC. SEVENTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • March 31st, 2010 • Keeley Funds, Inc.
THIS SEVENTH AMENDMENT dated as of the 2nd day of February, 2010, to the Fund Accounting Servicing Agreement, dated as of the 15th of April, 2005, as amended on April 10, 2006, October 1, 2006, August 15, 2007, December 21, 2007, August 7, 2009 and November 3, 2009 (the “Agreement”), is entered into by and between KEELEY FUNDS, INC., a Maryland Corporation (the “Company”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
KEELEY FUNDS, INC. SIXTH AMENDMENT TO THE UNDERWRITING AGREEMENTUnderwriting Agreement • September 27th, 2011 • Keeley Funds, Inc.
THIS SIXTH AMENDMENT, dated as of the 5th day of May 2011, to the Underwriting Agreement, dated April 7, 2005, as amended February 14, 2006, August 15, 2007, December 21, 2007, November 3, 2009 and February 2, 2010 (the “Agreement”) is made and entered into by and between KEELEY FUNDS, INC., a Maryland corporation (the “Company”), and KEELEY INVESTMENT CORP., an Illinois corporation (the “Distributor”).
