Exhibit 99.B(h)(6)(A)(i)
[ING FUNDS LOGO]
July 14, 2005
Xxxx Xxxxxxx
DST Systems, Inc.
000 Xxxx 00xx Xx., 0xx Xxxxx
Xxxxxx Xxxx, Xxxxxxxx 00000
Dear Xx. Xxxxxxx:
Pursuant to the Agency Agreement dated November 30, 2000, as amended,
between the Funds (as defined in the Agreement) and DST Systems, Inc. (the
"Agreement"), we hereby notify you of our intention to retain you as Transfer
Agent and Dividend Disbursing Agent to render such services to ING Prime
Institutional Money Market Fund, a newly established series of ING Funds Trust,
ING VP Index Plus International Equity Portfolio, ING MarketPro Portfolio, ING
MarketStyle Growth Portfolio, ING MarketStyle Moderate Growth Portfolio and ING
MarketStyle Moderate Portfolio, five newly established series of ING Investors
Trust (the "Funds"), upon all of the terms and conditions set forth in the
Agreement. Upon your acceptance, the Agreement will be modified to give effect
to the foregoing by adding the above-mentioned Funds to the AMENDED AND RESTATED
EXHIBIT A of the Agreement. This AMENDED AND RESTATED EXHIBIT A supersedes the
previous AMENDED AND RESTATED EXHIBIT A dated April 11, 2005.
Please signify your acceptance to act as Transfer Agent and Dividend
Disbursing Agent under the Agreement with respect to the Funds by signing below.
Very sincerely,
/s/ Xxxx Xxxxx
Xxxx Xxxxx
Senior Vice President
ING Funds Trust
ING Investors Trust
ACCEPTED AND AGREED TO:
DST Systems, Inc.
By: /s/ Xxxx Xxxxxxx
---------------------------------------
Name: Xxxx Xxxxxxx
---------------------------------------
Title: Director of Operations, Duly Authorized
---------------------------------------
0000 X. Xxxxxxxxxx Xxxxx Xx. Tel: 000-000-0000 ING Funds Trust
Scottsdale, AZ 00000-0000 Fax: 000-000-0000 ING Investors Trust
xxx.xxxxxxxx.xxx
AMENDED AND RESTATED EXHIBIT A
WITH RESPECT TO THE
AGENCY AGREEMENT
BETWEEN
THE FUNDS
AND
DST SYSTEMS, INC.
TYPE OF STATE OF TAXPAYER
TAXPAYER/FUND NAME ORGANIZATION ORGANIZATION I.D. NO.
------------------ ------------ ------------ --------
ING CORPORATE LEADERS TRUST FUND TRUST NEW YORK 00-0000000
ING EQUITY TRUST Business Trust Massachusetts N/A
ING Convertible Fund 00-0000000
ING Disciplined LargeCap Fund 00-0000000
ING Equity and Bond Fund 00-0000000
ING Financial Services Fund 00-0000000
ING LargeCap Growth Fund 00-0000000
ING LargeCap Value Fund 00-0000000
ING MidCap Opportunities Fund 00-0000000
ING MidCap Value Choice Fund 00-0000000
ING MidCap Value Fund 00-0000000
ING Principal Protection Fund 00-0000000
ING Principal Protection Fund II 00-0000000
ING Principal Protection Fund III 00-0000000
ING Principal Protection Fund IV 00-0000000
ING Principal Protection Fund V 00-0000000
ING Principal Protection Fund VI 00-0000000
ING Principal Protection Fund VII 00-0000000
ING Principal Protection Fund VIII 00-0000000
ING Principal Protection Fund IX 00-0000000
ING Principal Protection Fund X 00-0000000
ING Principal Protection Fund XI 00-0000000
ING Principal Protection Fund XII 00-0000000
ING Principal Protection Fund XIII 00-0000000
ING Principal Protection Fund XIV 00-0000000
ING Real Estate Fund 00-0000000
ING SmallCap Opportunities Fund 00-0000000
ING SmallCap Value Choice Fund 00-0000000
ING SmallCap Value Fund 00-0000000
ING FUNDS TRUST Statutory Trust Delaware N/A
ING Classic Money Market Fund 00-0000000
1
TYPE OF STATE OF TAXPAYER
TAXPAYER/FUND NAME ORGANIZATION ORGANIZATION I.D. NO.
------------------ ------------ ------------ --------
ING FUNDS TRUST (CONTINUED)
ING GNMA Income Fund 00-0000000
ING High Yield Bond Fund 00-0000000
ING Institutional Prime Money Market Fund 00-0000000
ING Intermediate Bond Fund 00-0000000
ING National Tax-Exempt Bond Fund 00-0000000
ING INVESTMENT FUNDS, INC. Corporation Maryland N/A
ING MagnaCap Fund 00-0000000
ING INVESTORS TRUST Business Trust Massachusetts N/A
ING AIM Mid Cap Growth Portfolio 00-0000000
ING Alliance Mid Cap Growth Portfolio 00-0000000
ING American Funds Growth Portfolio 00-0000000
ING American Funds Growth-Income Portfolio 00-0000000
ING American Funds International Portfolio 00-0000000
ING Capital Guardian Managed Global Portfolio 00-0000000
ING Capital Guardian Small/Mid Cap Portfolio 00-0000000
ING Capital Guardian U.S. Equities Portfolio 00-0000000
ING Eagle Asset Capital Appreciation Portfolio 00-0000000
ING Evergreen Health Sciences Portfolio 00-0000000
ING Evergreen Omega Portfolio 00-0000000
ING FMR(SM) Diversified Mid Cap Portfolio 00-0000000
ING FMR(SM) Earnings Growth Portfolio 00-0000000
ING Global Resources Portfolio 00-0000000
ING Xxxxxxx Xxxxx Tollkeeper(SM) Portfolio 00-0000000
ING International Portfolio 00-0000000
ING Janus Contrarian Portfolio 00-0000000
ING Xxxxxxxx Equity Opportunities Portfolio 00-0000000
ING JPMorgan Emerging Markets Equity 00-0000000
Portfolio
ING JPMorgan Small Cap Equity Portfolio 00-0000000
ING JPMorgan Value Opportunities Portfolio 00-0000000
ING Xxxxxx Xxxx Foreign Portfolio 00-0000000
ING Xxxx Xxxxx Value Portfolio 00-0000000
ING LifeStyle Aggressive Growth Portfolio 00-0000000
ING LifeStyle Growth Portfolio 00-0000000
ING LifeStyle Moderate Growth Portfolio 00-0000000
ING LifeStyle Moderate Portfolio 00-0000000
ING Limited Maturity Bond Portfolio 00-0000000
ING Liquid Assets Portfolio 00-0000000
ING MarketPro Portfolio 00-0000000
ING MarketStyle Growth Portfolio 00-0000000
ING MarketStyle Moderate Growth Portfolio 00-0000000
2
TYPE OF STATE OF TAXPAYER
TAXPAYER/FUND NAME ORGANIZATION ORGANIZATION I.D. NO.
------------------ ------------ ------------ --------
ING INVESTORS TRUST (CONT.)
ING MarketStyle Moderate Portfolio 00-0000000
ING Xxxxxxx Growth Portfolio 00-0000000
ING Xxxxxxx International Opportunities Portfolio 00-0000000
ING Mercury Focus Value Portfolio 00-0000000
ING Mercury Large Cap Growth Portfolio 00-0000000
ING MFS Mid Cap Growth Portfolio 00-0000000
ING MFS Total Return Portfolio 00-0000000
ING MFS Utilities Portfolio 00-0000000
ING Xxxxxxxxxxx Main Street Portfolio(R) 00-0000000
ING PIMCO Core Bond Portfolio 00-0000000
ING PIMCO High Yield Portfolio 00-0000000
ING Pioneer Fund Portfolio 00-0000000
ING Pioneer Mid Cap Value Portfolio 00-0000000
ING Salomon Brothers All Cap Portfolio 00-0000000
ING Salomon Brothers Investors Portfolio 00-0000000
ING Stock Index Portfolio 00-0000000
ING X. Xxxx Price Capital Appreciation Portfolio 00-0000000
ING X.Xxxx Price Equity Income Portfolio 00-0000000
ING UBS U.S. Allocation Portfolio 00-0000000
ING Xxx Xxxxxx Equity Growth Portfolio 00-0000000
ING Xxx Xxxxxx Global Franchise Portfolio 00-0000000
ING Xxx Xxxxxx Growth and Income Portfolio 00-0000000
ING Xxx Xxxxxx Real Estate Portfolio 00-0000000
ING VP Index Plus International Equity Portfolio 00-0000000
ING MAYFLOWER TRUST Business Trust Massachusetts N/A
ING International Value Fund 00-0000000
ING MUTUAL FUNDS Statutory Trust Delaware N/A
ING Emerging Countries Fund 00-0000000
ING Foreign Fund 00-0000000
ING Global Equity Dividend Fund 00-0000000
ING Global Real Estate Fund 00-0000000
ING Global Value Choice Fund 00-0000000
ING International Fund 00-0000000
ING International Value Choice Fund 00-0000000
ING International SmallCap Fund 00-0000000
ING Precious Metals Fund 00-0000000
ING Russia Fund 00-0000000
3
TYPE OF STATE OF TAXPAYER
TAXPAYER/FUND NAME ORGANIZATION ORGANIZATION I.D. NO.
------------------ ------------ ------------ --------
ING PARTNERS, INC. Corporation Maryland N/A
ING American Century Large Company Value Portfolio 00-0000000
ING American Century Select Portfolio 00-0000000
ING American Century Small Cap Value Portfolio 00-0000000
ING Baron Small Cap Growth Portfolio 00-0000000
ING Fidelity(R) VIP Contrafund(R) Portfolio 00-0000000
ING Fidelity(R) VIP Equitylncome Portfolio 00-0000000
ING Fidelity(R) VIP Growth Portfolio 00-0000000
ING Fidelity(R) VIP Mid Cap Portfolio 00-0000000
ING Fundamental Research Portfolio 00-0000000
ING Xxxxxxx Xxxxx(R) Capital Growth Portfolio 00-0000000
ING Xxxxxxx Xxxxx(R) Core Equity Portfolio 00-0000000
ING JPMorgan Xxxxxxx International Portfolio 00-0000000
ING JPMorgan Mid Cap Value Portfolio 00-0000000
ING MFS Capital Opportunities Portfolio 00-0000000
ING OpCap Balanced Value Portfolio 00-0000000
ING Xxxxxxxxxxx Global Portfolio 00-0000000
ING Xxxxxxxxxxx Strategic Income Portfolio 00-0000000
ING PIMCO Total Return Portfolio 00-0000000
ING Salomon Brothers Aggressive Growth Portfolio 00-0000000
ING Salomon Brothers Fundamental Value Portfolio 00-0000000
ING Salomon Brothers Large Cap Growth Portfolio 00-0000000
ING Solution 2015 Portfolio 00-0000000
ING Solution 2025 Portfolio 00-0000000
ING Solution 2035 Portfolio 00-0000000
ING Solution 2045 Portfolio 00-0000000
ING Solution Income Portfolio 00-0000000
ING X. Xxxx Price Diversified Mid Cap Growth Portfolio 00-0000000
ING X. Xxxx Price Growth Equity Portfolio 00-0000000
ING UBS U.S. Large Cap Equity Portfolio 00-0000000
ING Xxx Xxxxxx Xxxxxxxx Portfolio 00-0000000
ING Xxx Xxxxxx Equity and Income Portfolio 00-0000000
ING PRIME RATE TRUST Business Trust Massachusetts 00-0000000
ING SENIOR INCOME FUND Statutory Trust Delawar 00-0000000
ING VARIABLE INSURANCE TRUST Statutory Trust Delawar N/A
ING GET U.S. Core Portfolio - Series 1 00-0000000
4
TYPE OF STATE OF TAXPAYER
TAXPAYER/FUND NAME ORGANIZATION ORGANIZATION I.D. NO.
------------------ ------------ ------------ --------
ING VARIABLE INSURANCE TRUST (CONT.)
ING GET U.S. Core Portfolio - Series 2 00-0000000
ING GET U.S. Core Portfolio - Series 3 00-0000000
ING GET U.S. Core Portfolio - Series 4 00-0000000
ING GET U.S. Core Portfolio - Series 5 00-0000000
ING GET U.S. Core Portfolio - Series 6 00-0000000
ING GET U.S. Core Portfolio - Series 7 00-0000000
ING GET U.S. Core Portfolio - Series 8 00-0000000
ING GET U.S. Core Portfolio - Series 9 00-0000000
ING GET U.S. Core Portfolio - Series 10 00-0000000
ING GET U.S. Core Portfolio - Series 11 00-0000000
ING GET U.S. Core Portfolio - Series 12 00-0000000
ING GET U.S. Opportunity Portfolio - Series 1 00-0000000
ING GET U.S. Opportunity Portfolio - Series 2 TBD
ING VP Global Equity Dividend Portfolio 00-0000000
ING VARIABLE PRODUCTS TRUST Business Trust Massachusetts N/A
ING VP Convertible Portfolio 00-0000000
ING VP Disciplined LargeCap Fund 00-0000000
ING VP Financial Services Portfolio 00-0000000
ING VP High Yield Bond Portfolio 00-0000000
ING VP International Value Portfolio 00-0000000
ING VP LargeCap Growth Portfolio 00-0000000
ING VP MagnaCap Portfolio 00-0000000
ING XX XxxXxx Opportunities Portfolio 00-0000000
ING VP Real Estate Portfolio 00-0000000
ING VP SmallCap Opportunities Portfolio 00-0000000
ING VP EMERGING MARKETS FUND, INC. Corporation Maryland 00-0000000
ING VP NATURAL RESOURCES TRUST Business Trust Massachusetts 00-0000000
USLICO SERIES FUND Business Trust Massachusetts N/A
The Asset Allocation Portfolio 00-0000000
The Bond Portfolio 00-0000000
The Money Market Portfolio 00-0000000
The Stock Portfolio 00-0000000
5
DST SYSTEMS, INC.
FEE SCHEDULE FOR ING FUND SERVICES, LLC
MARCH 1, 2004 - FEBRUARY 28, 2006
A. CUSIP BASE FEES:
ING Funds $ 500.00 per fund per year
Principal Protection Funds $ 375.00 per fund per year
Variable Annuity Funds $ 100.00 per fund per year
B. ACCOUNT FEES:
NSCC Level 3 Open Accounts
ING Funds $ 6.65 per account per year
Principal Protection Funds $ 4.96 per account per year
Variable Annuity Funds $ 6.65 per account per year
Omnibus Open Accounts
ING Funds $ 100.00 per account per year
Principal Protection Funds $ 75.00 per account per year
Variable Annuity Funds $ 6.65 per account per year
Non-Level 3, Non-Omnibus Open Accounts
ING $ 9.15 per account per year
Principal Protection $ 6.84 per account per year
Variable Annuity $ 9.15 per account per year
Closed Accounts
ING Funds $ 0.75 per account per year
Principal Protection Funds $ 0.56 per account per year
Variable Annuity Funds $ 0.75 per account per year
C. TRANSACTION FEES:
ING Omnibus Transactions $ 0.75 per transaction
Principal Protection Omnibus Transactions $ 0.56 per transaction
D. OTHER SERVICES:
Incoming Telephone Calls
First 2,850 calls monthly (110% of 2003 average) Bundled in open account fee
Calls in excess of 2,850 monthly $ 4.00 per call
Anti-Money Laundering $ 0.15 per account per year
TA2000 Voice(TM) Included in open account fee
Lost Shareholder Compliance Included in open account fee
Cost Basis Accounting Fees Included in open account fee
DST NSCC Transaction Fees Included in open account fee
2
ING FUND SERVICES FEE SCHEDULE
D. OTHER SERVICES CONTINUED:
* AWD licenses associated with mutual fund shareholder servicing and
mutual fund order desk are included in open account fee. Additional
licenses will be bid on an as-needed basis.
E. PROGRAMMING/SUPPORT:
* Computer/Technical Personnel (Standard 2004 Rates):
Business Analyst/Tester:
Dedicated $ 102,000 per year
On Request $ 81.00 per hour
COBOL Programmer:
Dedicated $ 163,000 per year
On Request $ 130.00 per hour
Workstation Programmer:
Dedicated $ 199,000 per year
On Request $ 163.00 per hour
Web Developer:
Dedicated $ 235,000 per year
On Request $ 194.00 per hour
* Full Service Staff Support:
Senior Staff Support $ 75.00 per hour
Staff Support $ 55.00 per hour
Clerical Support $ 45.00 per hour
Two dedicated programmers are included in the account fees. All hours
above those dedicated programmers will be billed at the then-current
rates.
F. SHAREHOLDER CHARGES:
Fiduciary Trustee Fees: $ 12.00 per SSN per
Plan type
3
NOTES TO THE ABOVE FEE SCHEDULE
A. The above schedule does not include reimbursable expenses that are incurred
on the Fund's behalf. Examples of reimbursable expenses include but are not
limited to forms, postage, printing and mailing services, telephone and
data communications lines, long distance charges, remote client hardware,
disaster recovery (2004: $0.20 per open account per year, subject to change
annually), document storage, proxy processing/tabulation/certification,
magnetic tapes, microfilm/microfiche/CDROM, bank charges, NSCC charges,
lost shareholder vendor charges, Customer Identification Program vendor
charges, etc.
B. Any fees or reimbursable expenses not paid within 45 days of the date of
the original invoice will be charged a late payment fee of 1.5% per month
until payment is received.
C. The above fees, except those qualified by an "*", are guaranteed through
February 28, 2006. Those fees qualified by an "*" are subject to change
with 60 days written notice. This agreements automatically renewable
annually upon initial expiration at the discretion of both parties.
D. DST receives net earnings from transfer agency DDA operating account
balances where ever the balances are held. Contingent on ING legal approval
Fees Accepted By:
/s/ [ILLEGIBLE] /s/ [ILLEGIBLE]
----------------------- ---------------------
DST Systems, Inc. ING Funds
2/18/2004 2/18/2004
----------------------- ---------------------
Date Date
1
VISION(R) MUTUAL FUND GATEWAY EXHIBIT A
FEE SCHEDULE
INQUIRY ONLY
Initial Set-up Fee None
Per View Charge $.05 (includes the viewing of fund
documents were applicable)
Monthly Minimum charge None
TRANSACTION PROCESSING
Initial Set-up Fee $5,000 (If not a current FAN user)
$2,500 (If already using FAN)
Per Transaction Charge $ .50 Purchase, Redeem, Exchange, or Literature Order
$3.00 Per New Account Set Up
(new account set up may contain multiple fund/accounts)
DOCUMENTATION HANDLING FEES
Document Submission Scanned $125.00/Document
Document Submission Electronic $ 20.00/Document
Document Storage $ 1.00/Document/Week
Document formatting and related programming charges will be determined per
agreement between Customer and Output Technologies Solutions.
Monthly Minimum charge $500 or actual usage charge if
greater than $500
PER ID CHARGES
NUMBER OF ID BREAKPOINTS ID CHARGE BREAKPOINTS
------------------------ ----------------------
1-500 $5.00 per month/per ID
501-1000 $4.00 per month/per ID
1001-2000 $3.00 per month/per ID
2001-3000 $2.00 per month/per ID
3001- + None
1
FAN MAIL(R) EXHIBIT B
FEE SCHEDULE
1. FILES.
The following definitions shall apply to this File and Usage Fee Schedule:
"Account Position File" - This file reports the current share balance and
net asset value for every account, regardless of whether the account had
activity. This file is generally provided on a monthly basis and consists
of two (2) records per account.
"DIRECT FINANCIAL ACTIVITY" - THIS FILE IS GENERATED AS A RESULT OF
ACTIVITY BEING POSTED TO THE SHAREOWNER ACCOUNT. THE INFORMATION IN THIS
FILE REPORTS ALL ACTIVITY INVOLVING THE MOVEMENT OF MONEY AND/OR SHARES
(WITH THE EXCEPTION OF DISTRIBUTIONS) AND CONSISTS OF TWO (2) RECORDS PER
ACCOUNT.
"Account Master Position/New Account Activity/Non-Financial Activity" -
This file provides registration information on each shareholder account for
the planner. The Account Master Position is used to initialize the
planner's database. The New Account Activity provides any new accounts
established for the planner. The Non-Financial Activity is generated from
maintenance activity to the shareowner registration. These files consist of
three (3) records per account.
"Distribution Activity" - This file is used to confirm all activity
resulting from the distribution of a dividend, and long or short term
capital gain. The file will be generated after the distribution has been
applied to the shareholder account. This file consists of two records (2)
per account.
"Daily Price" - The price file consists of the daily offering price and Net
Asset Value of every CUSIP (separate security).
2. USAGE FEES.
Most "Files" that are made available to Recipients consist of two (2)
records per account, each 160 bytes of information being a separate record.
Accordingly, by way of example, a position record consists of two (2)
160-byte records. The Account Master Position, New Account Activity and
Non-Financial Activity files each contain three (3) records. Each file made
available to a Recipient also requires a "header record" and a "trailer
record". DST will charge Customer fees per record made available, including
header records and trailer records, based on the method of delivery and in
accordance with the following schedules. DST will not bill Recipients for
the Files made available to them.
DST will offer Customer discounts based on the amount of each total per
record charge per method of delivery incurred by Customer in a month. The
following fee and discount schedules will apply:
2
DELIVERY VIA INTERNET FTP
LEVEL PER RECORD FEES
----- --------------------------
Branch/Rep $0.018
Dealer $0.012
Price File $0.002 or $1.75
per Recipient per month,
whichever is less
INTERNET FTP DISCOUNTS
TOTAL INTERNET % DISCOUNT ON
PER RECORD FEES AMOUNT OVER THRESHOLD
--------------- ---------------------
$0.00 - $2,500.00 0%
$2,501.00 - $5,000.00 10%
$5,001.00 - $7,500.00 15%
$7,501.00 - $10,000.00 20%
$10,001.00 - $30,000.00 25%
$30,001.00 - + 50%
Monthly FAN Mail Access and Support Charge $ 500.00
The Monthly FAN Mail Access and Support Charge paid by Customer shall be
included in the above amounts for purposes of determining any discount; however,
the discount will apply only to the amounts occasioned by the per record charge.
1
NSCC FEES AND OUT-OF-POCKET EXPENSES EXHIBIT C
FEE SCHEDULE
SETTLING BANK FEES
The fund may be charged fees by the Settling Bank at which the net
settlement account resides for monthly maintenance of this account. These
are negotiated directly between the Fund and the Settling Bank.
NSCC PARTICIPANT FEES
The NSCC charges $40 per month per management company for
datacommunications costs.
A combined maximum membership fee of $200 per month is charged for
Fund/SERV and Networking:
FUND/SERV:
Membership Fee - $50 per month
The NSCC charges an activity charge of $.25 per inputted transaction.
Transactions include purchases, redemptions and exchanges.
NETWORKING:
Membership Fee - $200 per month
- $.02 per account for funds paying dividends on a monthly basis
- $.01 per account for funds paying dividends other than monthly
- Position File Fee: $1.50 per 5,000 records in excess of twice the
firm's accounts
COMMISSION SETTLEMENT:
Membership Fee - $50 per month
- $.30 per hundred records, per month, for one to 500,000 records; there
is a $50 per month minimum processing charge
- $.20 per hundred records, per month, for 500,001 to 1,000,000 records
- $.10 per hundred records, per month, for 1,000,001 records and above
Other fees related to NSCC activity may be assessed by the NSCC at their
discretion
