ALPINE SERIES TRUST FOURTH AMENDMENT TO THE DISTRIBUTION AGREEMENT
FOURTH
AMENDMENT TO THE
THIS FOURTH AMENDMENT dated as
of the 22nd day of
September, 2008, to the Distribution Agreement, dated as of June 18,
2001, as amended as of November 18, 2005, June 1, 2006 and December 6, 2007,
(the “Agreement”), is entered into by and among Alpine Series Trust, a
Delaware business trust (the “Trust”), Alpine Xxxxx Capital Investors, LLC
(the “Adviser”) and Quasar Distributors, LLC, a
Delaware limited liability company (the “Distributor”).
RECITALS
WHEREAS, the parties have
entered into a Distribution Agreement; and
WHEREAS, the Trust intends to
create an additional fund; and
WHEREAS, Section 10, paragraph
B of the Agreement allows for its amendment by a written instrument executed by
all parties.
NOW, THEREFORE, the parties
agree as follows:
Exhibit A
of the Agreement is hereby superseded and replaced with Exhibit A attached
hereto.
Except to
the extent amended hereby, the Agreement shall remain in full force and
effect.
IN WITNESS WHEREOF, the
parties hereto have caused this Fourth Amendment to be executed by a duly
authorized officer on one or more counterparts as of the date and year first
written above.
| ALPINE SERIES TRUST | QUASAR DISTRIBUTORS, LLC |
| By: /s/ Xxxxxxx X. Xxxxx | By: /s/ Xxxxx X. Xxxxxxxxx |
| Name: Xxxxxxx X. Xxxxx | Name: Xxxxx X. Xxxxxxxxx |
| Title: Vice President and Treasurer | Title: President |
| ALPINE XXXXX CAPITAL INVESTORS, LLC | |
| By: /s/ Xxxxxx X. Xxxxxx | |
| Name: Xxxxxx X. Xxxxxx | |
| Title: President |
1
Exhibit
A
to
the
Fund
Names
Separate
Series of Alpine Series Trust
| Name of Series |
Date Added
|
| Alpine Dynamic Balance Fund |
06/06/01
|
| Alpine Dynamic Dividend Fund |
08/28/03
|
|
Alpine Dynamic
Financial Services Fund
|
11/01/05
|
| Alpine Dynamic Innovators Fund |
07/11/06
|
| Alpine Dynamic Transformations Fund |
12/31/07
|
| Alpine Dividend Growth Fund | on or after October 31, 2008 |
2
