AMENDMENT TO THE RETAIL FUND PARTICIPATION AGREEMENT
AMENDMENT TO THE RETAIL FUND PARTICIPATION AGREEMENT
THIS AMENDMENT is made and entered into as of the 10th day of April, 2017 between Hartford Life Insurance Company acting through its administrator and attorney-in-fact, Massachusetts Mutual Life Insurance Company (“Company”),, Hartford Securities Distribution Company, Inc., Xxxxxxxxx Investment Management, Inc., (“Advisor”), and Xxxxxxxxx Securities Corp. a Delaware corporation (“‘Distributor”).
WHEREAS, the parties have entered into a Retail Fund Participation Agreement, dated June 29, 2004, as previously amended (the “Agreement”).
WHEREAS, the parties desire to amend further the Agreement as set forth herein,
NOW, THEREFORE, the parties agree as follows:
1. Schedules A and B shall be replaced by the attached Schedules A and B.
IN WITNESS HEREOF, the parties hereto have executed and delivered this Amendment effective as of the date first written above.
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HARTFORD LIFE INSURANCE COMPANY, |
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XXXXXXXXX INVESTMENT MANAGEMENT, INC. | ||
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By: |
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By: |
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Name: |
[Redacted] |
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Name: |
[Redacted] |
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Title: |
Senior Vice President |
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Title: |
Managing Director |
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HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. |
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XXXXXXXXX SECURITIES CORP. | ||
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By: |
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By: |
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Name: |
[Redacted] |
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Name: |
[Redacted] |
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Title: |
Vice President |
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Title: |
4.11.17 |
SCHEDULE A
Separate Accounts
Each Separate Account established by resolution of the Board of Directors of the Company under the insurance laws of the State of Connecticut to set aside and invest assets attributable to the Contracts.
Portfolios
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Value Fund R3 |
TVRFX |
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International Value R3 |
TGVRX |
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Core Growth R3 |
THCRX |
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Investment Income Xxxx X0 |
XXXXX |
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Xxxxxx Xxxxxxxxxxxxx X0 |
XXXXX |
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International Growth R3 |
TIGVX |
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Limited Term Income R3 |
THIRX |
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Limited Term US Govt R3 |
LTURX |
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Value Fund R4 |
TVIRX |
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International Value R4 |
THVRX |
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Core Growth R4 |
TCGRX |
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Investment Income Bldr R4 |
TIBGX |
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Global Opportunities R4 |
THOVX |
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International Growth R4 |
TINVX |
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Value Fund R5 |
TVRRX |
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International Value R5 |
TIVRX |
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Core Growth R5 |
THGRX |
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Investment Income Bldr R5 |
TIBMX |
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Global Opportunities R5 |
THOFX |
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International Growth R5 |
TINFX |
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Strategic Income R3 |
TSIRX |
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Strategic Income R4 |
TSRIX |
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Strategic Income R5 |
TSRRX |
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Limited Term Income R4 |
THRJX |
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Limited Term US Govt R4 |
LTUGX |
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Limited Term Income R5 |
THRRX |
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Limited Term US Govt R5 |
LTGRX |
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Developing World RS |
THDRX |
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International Value R6 |
TGIRX |
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International Growth R6 |
THGIX |
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Developing World R6 |
TDWRX |
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Strategic Income R6 |
TSRSX |
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Global Opportunities R6 |
THOGX |
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Investment Income Bldr R6 |
TIBOX |
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Limited Term Income R6 |
THRLX |
SCHEDULE B
In consideration of the services provided by the Company listed below, Advisor agrees to pay the Company an amount equal to the following Administrative basis points Fees per annum on the average aggregate amount invested by the Company’s Separate Account(s) in each Portfolio under the Fund Participation Agreement, such amounts to be paid within 30 days of receipt of an invoice from Hartford.
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Service |
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Portfolio |
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Fees |
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Xxxxxxxxx Value R3 |
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0.25 |
% |
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Xxxxxxxxx International Value R3 |
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0.25 |
% |
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Xxxxxxxxx Core Growth R3 |
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0.25 |
% |
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Xxxxxxxxx Investment Income Builder R3 |
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0.20 |
% |
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Xxxxxxxxx Global Opportunities R3 |
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0.20 |
% |
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Xxxxxxxxx International Growth R3 |
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0.20 |
% |
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Xxxxxxxxx Strategic Income R3 |
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0.05 |
% |
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Xxxxxxxxx Limited Term Income R3 |
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0.05 |
% |
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Xxxxxxxxx Limited Term US Govt R3 |
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0.05 |
% |
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Xxxxxxxxx Value Fund R4 |
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0.25 |
% |
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Xxxxxxxxx International Value R4 |
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0.25 |
% |
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Xxxxxxxxx Core Growth R4 |
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0.25 |
% |
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Xxxxxxxxx Investment Income Builder R4 |
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0.25 |
% |
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Xxxxxxxxx Global Opportunities R4 |
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0.25 |
% |
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Xxxxxxxxx International Growth R4 |
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0.25 |
% |
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Xxxxxxxxx Limited Term Income R4 |
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0.2S |
% |
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Xxxxxxxxx Limited Term US Govt R4 |
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0.25 |
% |
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Xxxxxxxxx Strategic Income R4 |
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0.25 |
% |
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Xxxxxxxxx Value Fund RS |
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0.20 |
% |
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Xxxxxxxxx International Value RS |
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0.20 |
% |
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Xxxxxxxxx Core Growth RS |
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0.20 |
% |
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Xxxxxxxxx Investment Income Bldr R5 |
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0.20 |
% |
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Xxxxxxxxx Global Opportunities R5 |
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0.20 |
% |
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Xxxxxxxxx International Growth R5 |
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0.20 |
% |
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Xxxxxxxxx Developing World R5 |
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0.20 |
% |
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Xxxxxxxxx Strategic Income RS |
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0.20 |
% |
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Xxxxxxxxx Limited Term Income R5 |
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0.20 |
% |
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Xxxxxxxxx Limited Term US Govt RS |
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0.20 |
% |
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Xxxxxxxxx International Value R6 |
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0.00 |
% |
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Xxxxxxxxx International Growth R6 |
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0.00 |
% |
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Xxxxxxxxx Developing World R6 |
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0.00 |
% |
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Xxxxxxxxx Strategic Income R6 |
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0.00 |
% |
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Xxxxxxxxx Global Opportunities R6 |
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0.00 |
% |
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Xxxxxxxxx Investment Income Builder R6 |
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0.00 |
% |
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Xxxxxxxxx Limited Term Income R6 |
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0.00 |
% |
In addition to the fees set forth in this Agreement, the Company will receive a 12b-1 fee in accordance with the then current prospectus of the applicable Fund.
Services to be performed include:
(a) assist in processing customer purchase and redemption requests;
(b) answer customer inquiries regarding account status and history;
(c) assist customers in designating and changing account designations and addresses;
(d) provide periodic statements showing customer account balances;
(e) furnish statements and confirmations of all purchase and redemption requests as may be required by applicable law;
(f) process customer purchase and redemption requests for Shares and placing purchase and redemption instructions with the Funds’ transfer agent; and
(g) provide sub-accounting services and maintain accurate sub-accounting records regarding Shares beneficially owned by customers.
