Form of June 15, 2011
Form of
June 15, 2011
DST Systems, Inc.
0000 Xxxxxxxx, 0xx Xxxxx
Kansas City, MO 64105
Attn: Group Vice President – Full Service
Dear Sir or Madam:
Xxxx Xxxxxx Securities Trust (the “Trust”), as a party to the Agency Agreement by and among each of the funds within the Lord Xxxxxx Family of Funds and DST Systems, Inc. (“DST”) dated April 30, 2010 (the “Agreement”), hereby requests an amendment to Schedule A of the Agreement.
This letter is to notify DST that on March 10, 2011, the Trust’s officers executed an Amendment to the Declaration and Agreement of Trust establishing a new series of the Trust – Lord Xxxxxx Growth Leaders Fund (the “Fund”). It is the Trust’s desire to have DST render services as transfer agent, dividend disbursing agent, and shareholder servicing agent to the Fund under the terms of the Agreement; therefore, the Trust requests that DST agree, in writing, to provide such services to the Fund thereby making the Fund a Series under the terms of the Agreement. Attached is the revised Schedule A, amended to reflect the addition of the Fund.
It is currently anticipated that the registration statement for the Fund will become effective on June 15, 2011. Accordingly, we appreciate your prompt attention to this matter. Please indicate DST’s acceptance by signing below.
| Lord Xxxxxx Investment Trust | ||
| By: |
| |
| Xxxxxxxx X. Xxxxxx | ||
| Vice President and Secretary | ||
Accepted:
|
|
| Group Vice President – Full Service |
| DST Systems, Inc. |
Enclosures
FORM OF SCHEDULE A (amended as of June 15, 2011)1
List of Funds
This Schedule A, as may be amended from time to time, is incorporated into that certain Agency Agreement dated April 30, 2010 by and between DST Systems, Inc. and the Lord Xxxxxx Family of Funds. Capitalized terms used herein but not defined in this Schedule A have the meanings given to such terms in the Agreement.
The following table is the list of the Funds within the Lord Xxxxxx Family of Funds. Registrants are listed in bold font and each Registrant’s Series, if any, are listed in italics immediately below the Registrant.
| XXXX XXXXXX AFFILIATED FUND, INC. |
| XXXX XXXXXX BLEND TRUST |
| Lord Xxxxxx Small-Cap Blend Fund |
| XXXX XXXXXX BOND-DEBENTURE FUND, INC. |
| XXXX XXXXXX DEVELOPING GROWTH FUND, INC. |
| LORD XXXXXX GLOBAL FUND, INC. |
| Lord Xxxxxx Emerging Markets Currency Fund |
| Xxxx Xxxxxx Global Allocation Fund |
| LORD XXXXXX INVESTMENT TRUST |
| Lord Xxxxxx Balanced Strategy Fund |
| Lord Xxxxxx Convertible Fund |
| Lord Xxxxxx Core Fixed Income Fund |
| Xxxx Xxxxxx Diversified Equity Strategy Fund |
| Lord Xxxxxx Diversified Income Strategy Fund |
| Lord Xxxxxx Floating Rate Fund |
| Lord Xxxxxx Growth & Income Strategy Fund |
| Lord Xxxxxx High Yield Fund |
| Lord Xxxxxx Income Fund |
| Lord Xxxxxx Inflation Focused Fund |
| Lord Xxxxxx Short Duration Income Fund |
| Xxxx Xxxxxx Total Return Fund |
| XXXX XXXXXX MID-CAP VALUE FUND, INC. |
| XXXX XXXXXX MUNICIPAL INCOME FUND, INC |
| Xxxx Xxxxxx AMT Free Municipal Bond Fund |
| Lord Xxxxxx California Tax-Free Income Fund |
1 As amended on June 15, 2011 to reflect the addition of Lord Xxxxxx Securities Trust – Lord Xxxxxx Growth Leaders Fund.
| Lord Xxxxxx High Yield Municipal Bond Fund |
| Lord Xxxxxx Intermediate Tax Free Fund |
| Lord Xxxxxx National Tax-Free Income Fund |
| Xxxx Xxxxxx New Jersey Tax-Free Income Fund |
| Lord Xxxxxx New York Tax-Free Income Fund |
| Lord Xxxxxx Short Duration Tax Free Fund |
| XXXX XXXXXX RESEARCH FUND, INC. |
| Lord Xxxxxx Capital Structure Fund |
| Lord Xxxxxx Classic Stock Fund |
| Lord Xxxxxx Growth Opportunities Fund |
| Small-Cap Value Series |
| LORD XXXXXX SECURITIES TRUST |
| Lord Xxxxxx Alpha Strategy Fund |
| Xxxx Xxxxxx Fundamental Equity Fund |
| Xxxx Xxxxxx Growth Leaders Fund |
| Xxxx Xxxxxx International Core Equity Fund |
| Xxxx Xxxxxx International Dividend Income Fund |
| Xxxx Xxxxxx International Opportunities Fund |
| Lord Xxxxxx Large-Cap Value Fund |
| Lord Xxxxxx Micro-Cap Growth Fund |
| Lord Xxxxxx Micro-Cap Value Fund |
| Lord Xxxxxx Value Opportunities Fund |
| LORD XXXXXX SERIES FUND, INC. |
| Bond-Debenture Portfolio |
| Capital Structure Portfolio |
| Classic Stock Portfolio |
| Developing Growth Portfolio |
| Fundamental Equity Portfolio |
| Growth and Income Portfolio |
| Growth Opportunities Portfolio |
| International Core Equity Portfolio |
| International Opportunities Portfolio |
| Mid-Cap Value Portfolio |
| Total Return Portfolio |
| Value Opportunities Portfolio |
| XXXX XXXXXX STOCK APPRECIATION FUND |
|
XXXX XXXXXX U.S. GOVERNMENT & GOVERNMENT SPONSORED ENTERPRISES MONEY MARKET FUND, INC. |
