ALPINE EQUITY TRUST TRANSFER AGENCY AND SERVICE AGREEMENT AMENDMENT NO. 1
Exhibit (h)(3)(h)
ALPINE EQUITY TRUST
TRANSFER AGENCY AND SERVICE AGREEMENT
AMENDMENT NO. 1
THIS AMENDMENT dated as of December ____, 2010, to the Transfer Agency and Service Agreement, dated as of December 8, 2010 (the “Agreement”), is entered into by and among each management investment company identified on Schedule A (each a “Fund”), and Boston Financial Data Services, Inc., a corporation (the “Transfer Agent”).
RECITALS
WHEREAS, the parties have entered into an Agreement; and
WHEREAS, each Fund desires to amend the Agreement to add Alpine Global Consumer Growth Fund, a series of Alpine Equity Trust; and
WHEREAS, Section 16.1 of the Agreement allows for its amendment by a written instrument executed by the parties.
NOW, THEREFORE, each Fund and the Transfer Agent agree as follows:
Schedule A of the Agreement is hereby superseded and replaced with Schedule A attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
|
|
|
|
|
|
|
EACH OF THE ENTITIES SET FORTH ON SCHEDULE A HERETO |
|
BOSTON FINANCIAL DATA SERVICES, INC. |
||
|
|
|
|
|
|
|
By: |
|
|
By: |
|
|
|
|
|
|
|
|
Name: Xxxxxx X. Xxxxxx |
|
Name: |
||
|
Title: President |
|
Title: |
||
SCHEDULE A
Dated: December [ ], 2010
|
|
|
|
|
|
|
|
Fund |
|
|
Type of Entity |
|
Jurisdiction |
|
|
|
|
|
|
|
|
Open End Funds: |
|
|
|
|
|
|
|
|
|
|
|
|
|
Alpine Equity Trust |
|
Business Trust |
|
MA |
|
|
- Alpine International Real Estate Equity Fund |
|
|
|
|
|
|
- Alpine Realty Income and Growth Fund |
|
|
|
|
|
|
- Alpine Cyclical Advantage Property Fund |
|
|
|
|
|
|
- Alpine Emerging Markets Real Estate Fund |
|
|
|
|
|
|
- Alpine Global Infrastructure Fund |
|
|
|
|
|
|
- Alpine Global Consumer Growth Fund |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Statutory Trust |
|
DE |
||
|
- Alpine Dynamic Dividend Fund |
|
|
|
|
|
|
- Alpine Accelerating Dividend Fund |
|
|
|
|
|
|
- Alpine Dynamic Financial Services Fund |
|
|
|
|
|
|
- Alpine Dynamic Innovators Fund |
|
|
|
|
|
|
- Alpine Dynamic Transformations Fund |
|
|
|
|
|
|
- Alpine Dynamic Balance Fund |
|
|
|
|
|
|
|
|
|
|
|
|
|
Alpine Income Trust |
|
Statutory Trust |
|
DE |
|
|
- Alpine Ultra Short Tax Optimized Income Fund |
|
|
|
|
|
|
- Alpine Municipal Money Market Fund |
|
|
|
|
|
|
|
|
|
|
|
|
|
Closed End Funds: |
|
|
|
|
|
|
|
|
|
|
|
|
|
Alpine Global Dynamic Dividend Fund |
|
Statutory Trust |
|
DE |
|
|
Alpine Total Dynamic Dividend Fund |
|
Statutory Trust |
|
DE |
|
|
Alpine Global Premier Properties Fund |
|
Statutory Trust |
|
DE |
|
- 2 -
