SEVENTH AMENDMENT TO UNDERWRITING AGREEMENT
Exhibit (e)(ix)
SEVENTH AMENDMENT
This seventh amendment (the "Amendment") to the Underwriting Agreement dated as of May 31, 2017 (the "Agreement”), by and between Foreside Funds Distributors LLC (“Foreside”), and FundVantage Trust (the “Trust”), is entered into as of February 25, 2020 (the "Effective Date").
WHEREAS, Foreside and the Trust (the “Parties”) desire to amend Exhibit A of the Agreement to reflect the following Fund changes:
| ● | Name change - Lateef Focused Sustainable Growth Fund (from Lateef Focused Growth Fund) |
| ● | Addition of one new Fund - Xxxxx Global Emerging Markets Growth Fund |
WHEREAS, Section 14 of the Agreement requires that amendments to the Agreement be made in writing and executed by all parties.
NOW THEREFORE, the Parties hereby agree as follows:
1. Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement.
2. Exhibit A to the Agreement is hereby deleted in its entirety and replaced by Exhibit A attached hereto.
3. Except as expressly amended hereby, all of the provisions of the Agreement are restated and in full force and effect to the same extent as if fully set forth herein.
4. This Amendment shall be governed by and the provisions of this Amendment shall be construed and interpreted under and in accordance with the laws of the State of Delaware.
IN WITNESS WHEREOF, the Parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.
| FUNDVANTAGE TRUST | FORESIDE FUNDS DISTRIBUTORS LLC | |||
| By: | /s/ Xxxx Xxxxx | By: | /s/ Xxxx Xxxxxxxxx | |
| Xxxx X. Xxxxx | Xxxx Xxxxxxxxx | |||
| President | Vice President | |||
Exhibit A
Arabesque Systematic Fund
Arabesque Systematic USA Fund
Catenary V-Alternative Fund
DuPont Capital Emerging Markets Debt Fund
DuPont Capital Emerging Markets Fund
EIC Value Fund
Gotham Absolute 500 Fund
Gotham Absolute 500 Core Fund
Gotham Absolute Return Fund
Gotham Defensive Long 500 Fund
Gotham Defensive Long Fund
Gotham Enhanced 500 Fund
Gotham Enhanced 500 Plus Fund
Gotham Enhanced Index Plus Fund
Gotham Enhanced Return Fund
Gotham Enhanced S&P 500 Index Fund
Gotham ESG Large Value Fund
Gotham Hedged Core Fund
Gotham Hedged Plus Fund
Gotham Index Plus All-Cap Fund
Gotham Index Plus Fund
Gotham Large Value Fund
Gotham Master Index Plus Fund
Gotham Master Neutral Fund
Gotham Neutral 500 Fund
Gotham Neutral Fund
Gotham Short Strategies Fund
Gotham Total Return Fund
Gryphon International Equity Fund
Lateef Focused Sustainable Growth Fund
Pacific Capital Tax-Free Securities Fund
Pacific Capital Tax-Free Short Intermediate Securities Fund
Pacific Capital U.S. Government Money Market Fund
Xxxxx Global Emerging Markets Growth Fund
Xxxxx Global Growth Fund
Xxxxx Growth Fund
Xxxxx International Growth Fund
Xxxxx International Small Company Growth Fund
Xxxxx U.S. Small Company Growth Fund
Private Capital Management Value Fund
Quality Dividend Fund
Sirios Long/Short Fund
TOBAM Emerging Markets Fund
