AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENT
AMENDMENT TO
THIS AMENDMENT (“Amendment”) is made as of the 27th day of March, 2009 by and among Old Mutual Capital, Inc. (the “Adviser”), Xxxxxxxx Xxxxxx & Xxxxxxxx, LLC (formerly known xx Xxxxxxxx Xxxxxx & Xxxxxxxx, Inc.) (the “Sub-Adviser”), and Old Mutual Funds
II (formerly known as Old Mutual Advisor Funds II), a Delaware statutory trust (the “Trust”) to the Investment Sub-Advisory Agreement dated the 19th day of April, 2006 by and between the Adviser, Sub-Adviser, and Trust (“Sub-Advisory Agreement”).
The parties desire to amend the compensation paid under the Sub-Advisory Agreement effective following the close of business on March 27, 2009 (the “Effective Time”). Accordingly, immediately following the Effective Time, Schedule A of the Sub-Advisory Agreement is deleted in its entirety and replaced with amended Schedule
A, attached hereto.
This Amendment may be executed in two or more counterparts, each of which shall be deemed to be an original, and all of which together shall constitute one and the same instrument.
Except as expressly amended and provided herein, all of the terms, conditions and provisions of the Sub-Advisory Agreement shall continue in full force and effect.
This Amendment has been executed as of the date set forth above by a duly authorized officer of each party.
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OLD MUTUAL CAPITAL, INC. |
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By: /s/ Xxxx X. Xxxxx |
By: /s/ Xxxxxx X. Xxxxx | |
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Name: Xxxx X. Xxxxx |
Name: Xxxxxx X. Xxxxx | |
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Title: Chief Financial Officer |
Title: Treasurer | |
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XXXXXXXX XXXXXX & XXXXXXXX, LLC |
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By: /s/ Xxxxxxxx X. Xxxxxx |
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Name: Xxxxxxxx X. Xxxxxx |
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Title: Co-CEO |
SCHEDULE A
DATED MARCH 27, 2009
TO
AMONG
XXXXXXXX, XXXXXX & XXXXXXXX, LLC
OLD MUTUAL CAPITAL, LLC
AND
DATED APRIL 19, 2006
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PORTFOLIO |
Sub-Advisory Fee Breakpoint Asset Thresholds
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$0 to less than $300 million |
$300 million to less than $500 million |
$500 million to less than $750 million |
$750 million to less than $1.0 billion |
$1.0 billion to less than $1.5 billion |
$1.5 billion to less than $2.0 billion |
$2.0 billion or greater | |
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Old Mutual TS&W Small Cap Value Fund |
0.70% |
0.65% |
0.60% |
0.55% |
0.50% |
0.45% |
0.40% |
