INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 29th, 2009 • Old Mutual Funds II • Delaware
AGREEMENT made as of this 27th day of February, 2009 by and among Old Mutual Capital, Inc. (the “Adviser”), Ashfield Capital Partners, LLC (the “Sub-Adviser”), and Old Mutual Funds II, a Delaware statutory trust (the “Trust”).
SECOND AMENDMENT TO AMENDED AND RESTATED AGENCY AGREEMENTAgency Agreement • July 29th, 2009 • Old Mutual Funds II
THIS SECOND AMENDMENT (“Second Amendment”), made as of March 1, 2009 (the “Effective Date”), by and between OLD MUTUAL FUNDS I (“OMF I”), OLD MUTUAL FUNDS II (“OMF II”), OLD MUTUAL FUNDS III (“OMF III”), each a Delaware statutory trust (each a “Trust” and together, the “Trusts”) and DST SYSTEMS, INC., a corporation organized and existing under the laws of the State of Delaware (“DST”), to the Amended and Restated Agency Agreement made as of March 1, 2008, as amended, by and between the Trusts and DST (the “Agency Agreement”), hereby amends the Agency Agreement by replacing Exhibit B, Exhibit B.1, Exhibit B.2, Exhibit B.3, and Exhibit B.4. in their entirety with the exhibits attached hereto.
AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 29th, 2009 • Old Mutual Funds II
THIS AMENDMENT (“Amendment”) is made as of the 27th day of March, 2009 by and among Old Mutual Capital, Inc. (the “Adviser”), Eagle Asset Management, Inc. (the “Sub-Adviser”), and Old Mutual Funds II (formerly known as Old Mutual Advisor Funds II), a Delaware statutory trust (the “Trust”) to the Investment Sub-Advisory Agreement, as amended, dated the 19th day of April, 2006 by and between the Adviser, the Sub-Adviser, and the Trust (the “Sub-Advisory Agreement”).
AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 29th, 2009 • Old Mutual Funds II
THIS AMENDMENT (“Amendment”) is made as of the 29th day of July, 2009 by and among Old Mutual Capital, Inc. (the “Adviser”), Barrow, Hanley, Mewhinney & Strauss, Inc. (the “Sub-Adviser”), and Old Mutual Funds II, a Delaware statutory trust (the “Trust”) to the Investment Sub-Advisory Agreement dated the 17th day of May, 2006 by and between the Adviser, Sub-Adviser, and Trust (“Sub-Advisory Agreement”).
AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 29th, 2009 • Old Mutual Funds II
THIS AMENDMENT (“Amendment”) is made as of the 27th day of March, 2009 by and among Old Mutual Capital, Inc. (the “Adviser”), Copper Rock Capital Partners, LLC (the “Sub-Adviser”), and Old Mutual Funds II (formerly known as Old Mutual Advisor Funds II), a Delaware statutory trust (the “Trust”) to the Investment Sub-Advisory Agreement effective as of April 19, 2006 with respect to the Old Mutual Strategic Small Company Fund and effective as of May 17, 2006 with respect to the Old Mutual Developing Growth Fund (formerly known as the Old Mutual Emerging Growth Fund) between the Adviser, Sub-Adviser, and the Trust (the “Sub-Advisory Agreement”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 29th, 2009 • Old Mutual Funds II • Delaware
AGREEMENT made as of this 29th day of December, 2006, by and among Old Mutual Capital, Inc. (the “Adviser”), Munder Capital Management (the “Sub-Adviser”), and Old Mutual Advisor Funds II, a Delaware statutory trust (the “Trust”).
OLD MUTUAL FUNDS II AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • July 29th, 2009 • Old Mutual Funds II
THIS AMENDMENT dated March 27, 2009 to the Expense Limitation Agreement dated January 23, 2008 (the “Expense Limitation Agreement”), by and between Old Mutual Funds II (“OMF II”) and Old Mutual Capital, Inc., shall be as follows:
AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 29th, 2009 • Old Mutual Funds II
THIS AMENDMENT (“Amendment”) is made as of the 27th day of March, 2009 by and among Old Mutual Capital, Inc. (the “Adviser”), Thompson Siegel & Walmsley, LLC (formerly known as Thompson Siegel & Walmsley, Inc.) (the “Sub-Adviser”), and Old Mutual Funds II (formerly known as Old Mutual Advisor Funds II), a Delaware statutory trust (the “Trust”) to the Investment Sub-Advisory Agreement dated the 19th day of April, 2006 by and between the Adviser, Sub-Adviser, and Trust (“Sub-Advisory Agreement”).
AMENDED EXHIBIT A DATED MAY 5, 2009 TO DST SYSTEMS, INC. OLD MUTUAL FUNDS I, II, and III TRANSFER AGENCY AGREEMENT DATED MARCH 1, 2008Transfer Agency Agreement • July 29th, 2009 • Old Mutual Funds II
FUND DETAILS Class Z Shares CUSIP TICKER TAX ID # OMF I Old Mutual Analytic Defensive Equity Fund 680029782 ANDEX 232963469 Old Mutual Analytic Global Defensive Equity Fund 680029550 ANGZX 300352515 Old Mutual Copper Rock Emerging Growth 680029626 OMZRX 202908053 Old Mutual Asset Allocation Conservative Portfolio 680029667 OMCZX 201250611 Old Mutual Asset Allocation Balanced Portfolio 680029659 OMBZX 201250687 Old Mutual Asset Allocation Moderate Growth Portfolio 680029642 OMMZX 201250736 Old Mutual Asset Allocation Growth Portfolio 680029634 OMGZX 201250766 Old Mutual Clay Finlay Emerging Markets Funds 680029584 OMRZX 203742983 Old Mutual International Equity Fund 680029691 OMXZX 203743037 Old Mutual Clay Finlay China Fund 680029741 OMNZX 203742536 OMF II Old Mutual Analytic U.S. Long/Short Fund 68002Q347 OBDEX 233101388 Old Mutual Cash Reserves Fund 68002Q461 OBCXX 232798368 Old Mutual Barrow Hanley Value Fund 68002Q313 OBFOX 233101392 Old Mutual Columbus Circle Technology & Comm. Fu
AMENDED SCHEDULE A DATED NOVEMBER 19, 2007 TO EXPENSE LIMITATION AGREEMENT BETWEEN OLD MUTUAL FUNDS II AND OLD MUTUAL CAPITAL, INC. DATED JUNE 4, 2007Expense Limitation Agreement • July 29th, 2009 • Old Mutual Funds II
Schedule A to the Expense Limitation Agreement, dated June 4, 2007, between Old Mutual Funds II and Old Mutual Capital, Inc. is hereby amended, as set forth below, to add Class R and Class Z shares of the Old Mutual TS&W Mid-Cap Value Fund to the Agreement.
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • July 29th, 2009 • Old Mutual Funds II
THIS AMENDMENT dated March 27, 2009 to the Custody Agreement dated November 1, 2007 (the “Agreement”), by and between The Bank of New York Mellon (formerly known as The Bank of New York) and Old Mutual Funds II, shall be as follows:
AMENDMENT TO FUND SUB-ADMINISTRATION AND ACCOUNTING AGREEMENTFund Sub-Administration and Accounting Agreement • July 29th, 2009 • Old Mutual Funds II
THIS AMENDMENT dated March 27, 2009 to the Fund Sub-Administration and Accounting Agreement dated November 1, 2007 (the “Agreement”), by and between The Bank of New York Mellon (formerly known as The Bank of New York) and Old Mutual Capital, Inc., shall be as follows:
AMENDMENT TO AMENDED AND RESTATED EXTENDED EXPENSE LIMITATION AGREEMENTExtended Expense Limitation Agreement • July 29th, 2009 • Old Mutual Funds II
THIS AMENDMENT dated July 29, 2009 to the Amended and Restated Extended Expense Limitation Agreement dated January 23, 2008 (the “Extended Expense Limitation Agreement”), by and between Old Mutual Funds II (“OMF II”) and Old Mutual Capital, Inc., shall be as follows:
AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 29th, 2009 • Old Mutual Funds II
THIS AMENDMENT (“Amendment”) is made as of the 27th day of March, 2009 by and among Old Mutual Capital, Inc. (the “Adviser”), Turner Investment Partners, Inc. (the “Sub-Adviser”), and Old Mutual Funds II, a Delaware statutory trust (the “Trust”) to the Investment Sub-Advisory Agreement, as amended, dated the 17th day of May, 2006 by and between the Adviser, the Sub-Adviser, and the Trust (the “Sub-Advisory Agreement”).
OLD MUTUAL FUNDS II AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • July 29th, 2009 • Old Mutual Funds II
THIS AMENDMENT dated March 6, 2009 to the Expense Limitation Agreement dated January 23, 2008 (the “Expense Limitation Agreement”), by and between Old Mutual Funds II (“OMF II”) and Old Mutual Capital, Inc., shall be as follows:
OLD MUTUAL FUNDS II AMENDMENT TO AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • July 29th, 2009 • Old Mutual Funds II
THIS AMENDMENT dated January 23, 2008 to the Amended and Restated Expense Limitation Agreement dated December 21, 2006, as amended (the “Expense Limitation Agreement”), by and between Old Mutual Funds II (“OMF II”) and Old Mutual Capital, Inc., shall be as follows:
AMENDMENT TO MANAGEMENT AGREEMENTManagement Agreement • July 29th, 2009 • Old Mutual Funds II
THIS AMENDMENT (“Amendment”), entered into as of the 27th day of March, 2009, by and among Old Mutual Capital, Inc. (the “Adviser”) and Old Mutual Funds II, a Delaware statutory trust (the “Trust”), to the Investment Management Agreement, as amended, effective as to certain portfolios of the Trust the 19th day of April, 2006 and effective as to certain other portfolios of the Trust the 17th day of May, 2006 by and between the Adviser and Trust (“Management Agreement”).
OLD MUTUAL FUNDS II AMENDMENT TO AMENDED AND RESTATED EXTENDED EXPENSE LIMITATION AGREEMENTExtended Expense Limitation Agreement • July 29th, 2009 • Old Mutual Funds II
THIS AMENDMENT dated March 6, 2009 to the Amended and Restated Extended Expense Limitation Agreement dated January 23, 2008 (the “Extended Expense Limitation Agreement”), by and between Old Mutual Funds II (“OMF II”) and Old Mutual Capital, Inc., shall be as follows:
SIXTH AMENDMENT TO THE DISTRIBUTION AGREEMENT BETWEEN OLD MUTUAL FUNDS II AND OLD MUTUAL INVESTMENT PARTNERS DATED JULY 8, 2004 AS AMENDED MARCH 27, 2009Distribution Agreement • July 29th, 2009 • Old Mutual Funds II
THIS AMENDMENT dated March 27, 2009 to the Distribution Agreement dated July 8, 2004, as amended (the “Distribution Agreement”), by and between Old Mutual Funds II (“OMF II”) and Old Mutual Investment Partners (“OMIP”), shall be as follows:
AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 29th, 2009 • Old Mutual Funds II
THIS AMENDMENT (“Amendment”) is made as of the 27th day of March, 2009 by and among Old Mutual Capital, Inc. (the “Adviser”), Ashfield Capital Partners, LLC (the “Sub-Adviser”), and Old Mutual Funds II, a Delaware statutory trust (the “Trust”) to the Investment Sub-Advisory Agreement dated the 3rd day of July, 2007, as amended, by and between the Adviser, Sub-Adviser, and the Trust (the “Sub-Advisory Agreement”).
AMENDMENT TO THE DISTRIBUTION AGREEMENT BETWEEN OLD MUTUAL ADVISOR FUNDS II AND OLD MUTUAL INVESTMENT PARTNERS DATED JULY 8, 2004 AS AMENDED MARCH 1, 2006Distribution Agreement • July 29th, 2009 • Old Mutual Funds II
