Addendum to Chief Compliance Officer Services Agreements Dated October 5, 2004 Between ALPS Mutual Funds Services, Inc. and PDR Services LLC
Exhibit 99.A9(2)
Addendum to Chief Compliance Officer Services Agreements
Dated October 5, 2004
Between
ALPS Mutual Funds Services, Inc.
and
PDR Services LLC
Dated October 5, 2004
Between
ALPS Mutual Funds Services, Inc.
and
PDR Services LLC
THIS ADDENDUM is made as of September 1, 2006, by and between ALPS Mutual Funds Services, Inc.
(“ALPS”), and PDR Services LLC (“PDR”) on behalf of the SPDR Trust, DIAMONDS Trust, and MidCap SPDR
Trust.
WHEREAS, ALPS and PDR have entered into Chief Compliance Officer Services Agreements (the
“Agreements”) each dated October 5, 2004;
WHEREAS, effective September 1, 2006, ALPS Mutual Funds Services, Inc. will change its name to
ALPS Fund Services, Inc.
WHEREAS, in light of the foregoing, ALPS and PDR wish to modify the provisions of the
Agreements to reflect the change in the name of ALPS Mutual Funds Services, Inc., to ALPS Fund
Services, Inc.
NOW, THEREFORE, the parties hereto, intending to be legally bound, agree as follows:
1. | ALPS Fund Services, Inc. All references to “ALPS Mutual Funds Services, Inc.” within the Agreements shall be deleted and replaced with references to “ALPS Fund Services, Inc.” | ||
2. | Remainder of the Agreements. All other provisions of the Agreements shall remain unchanged. |
IN WITNESS WHEREOF, this Addendum has been executed by a duly authorized representative of
each of the parties hereto as of the date of the Addendum first set forth above.
ALPS Fund Services, Inc. | PDR Services LLC | |||||||||
By:
|
/s/ Xxxxxx X. May
|
By: | /s/ Xxxxxxxx X. Xxxxx
|
|||||||
Name: | Xxxxxx X. May | Name: | Xxxxxxxx X. Xxxxx | |||||||
Title: | Managing Director | Title: | President | |||||||
Operations and Client | ||||||||||
Service |