SPDR S&p Midcap 400 Etf Trust Sample Contracts

AMENDMENT TO STANDARD TERMS AND CONDITIONS OF TRUST FOR
Midcap SPDR Trust Series 1 • January 19th, 1996
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AMENDMENT TO THE STANDARD TERMS AND CONDITIONS OF TRUST DATED AS OF APRIL 1, 1995
Midcap SPDR Trust Series 1 • January 26th, 1999
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EX-99.A4.1 SUBLICENSE AGREEMENT -------------------- (MidCap SPDRs to Sponsor of MidCap SPDRs Trust) This Sublicense Agreement is entered into as of this 1st day of November, 2005 (this "Sublicense Agreement"), by and among PDR SERVICES LLC (formerly...
Sublicense Agreement • January 26th, 2007 • Midcap SPDR Trust Series 1 • New York
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DISTRIBUTION AGREEMENT
Distribution Agreement • January 18th, 2019 • SPDR S&p Midcap 400 Etf Trust • New York

THIS AGREEMENT (the “Agreement”) is made as of April 16, 2018, between PDR Services LLC, a Delaware limited liability company (the “Sponsor”), SPDR S&P MIDCAP 400 ETF Trust, a unit investment trust organized under the laws of the State of New York (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).

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AMENDMENT 3
Confidential • January 21st, 2021 • SPDR S&p Midcap 400 Etf Trust

Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.

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AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF PDR SERVICES LLC
Limited Liability Company Agreement • January 25th, 2013 • SPDR S&p Midcap 400 Etf Trust • Delaware

This Amended and Restated Limited Liability Company Agreement (this “Agreement”) of PDR Services LLC, a Delaware limited liability company (the “Company”), is entered into by NYSE MKT, LLC, a Delaware limited liability company, as the sole member of the Company (the “Member”) and is effective as of the 23rd day of January, 2013.

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Contract
Chief Compliance Officer Services Agreement • January 26th, 2012 • SPDR S&p Midcap 400 Etf Trust • New York

CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT (this “Agreement”) dated October 5, 2004 between PDR SERVICES LLC, a Delaware limited liability company (“PDR”), and ALPS MUTUAL FUNDS SERVICES, INC. (“ALPS”), a Colorado corporation. The “Effective Date” of this Agreement is October 5, 2004.

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AMENDMENT TO CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT
Chief Compliance Officer Services Agreement • January 26th, 2012 • SPDR S&p Midcap 400 Etf Trust

This Amendment (the “Amendment”) to the Chief Compliance Officer Service Agreement between ALPS Fund Services, Inc. (“ALPS”) and PDR Services LLC (“PDR”), as sponsor for the MidCap SPDR Trust, Series 1 (“Trust”), dated October 5, 2004 (the “Agreement”) is made as of this 1st day of October, 2009.

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AMENDMENT TO STANDARD TERMS AND CONDITIONS OF TRUST DATED AS OF APRIL 1, 1995 AND EFFECTIVE APRIL 27, 1995, As Amended FOR STANDARD & POOR’S MIDCAP 400 DEPOSITARY RECEIPTS (“MIDCAP SPDR”) TRUST SERIES 1 AND ANY SUBSEQUENT AND SIMILAR SERIES OF THE...
Amendment Agreement • February 24th, 2009 • Midcap SPDR Trust Series 1

This Amendment (“Amendment Agreement”) dated as of February 1, 2009 and effective February 13, 2009 between PDR Services LLC, as Sponsor (‘‘Sponsor’’), and The Bank Of New York Mellon (formerly The Bank Of New York), as Trustee (‘‘Trustee’’), amends the document entitled ‘‘STANDARD TERMS AND CONDITIONS OF TRUST DATED AS OF APRIL 1, 1995 AND EFFECTIVE APRIL 27, 1995 FOR STANDARD & POOR’S MIDCAP 400 DEPOSITARY RECEIPTS (“MIDCAP SPDR”) TRUST SERIES 1 AND ANY SUBSEQUENT AND SIMILAR SERIES OF THE MIDCAP SPDR TRUST BETWEEN PDR SERVICES CORPORATION, AS SPONSOR AND THE BANK OF NEW YORK, AS TRUSTEE’’, as amended (hereinafter referred to as ‘‘Standard Terms’’).

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Addendum to Chief Compliance Officer Services Agreements Dated October 5, 2004 Between ALPS Mutual Funds Services, Inc. and PDR Services LLC
SPDR S&p Midcap 400 Etf Trust • January 26th, 2012

THIS ADDENDUM is made as of September 1, 2006, by and between ALPS Mutual Funds Services, Inc. (“ALPS”), and PDR Services LLC (“PDR”) on behalf of the SPDR Trust, DIAMONDS Trust, and MidCap SPDR Trust.

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SPDR S&P MIDCAP 400 ETF TRUST PARTICIPANT AGREEMENT
Participant Agreement • January 21st, 2021 • SPDR S&p Midcap 400 Etf Trust • New York

This Participant Agreement (the “Agreement”) is entered into between ALPS Distributors, Inc. (the “Distributor”) and (the “Participant”) and is subject to acceptance by The Bank of New York Mellon (the “Trustee”). The Trustee serves as the trustee of the SPDR S&P MIDCAP 400 ETF TRUST (“MDY”) Trust (the “Trust”) pursuant to certain Standard Terms and Conditions of Trust dated as of April 1, 1995 and effective as of April 27, 1995 and the Trust Indenture dated April 27, 1995, both as amended from time to time (the “Trust Agreement”); and is an Index Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor has been retained to provide certain services with respect to acting as principal underwriter of the Trust in connection with the creation and distribution of MDY. As specified in the MDY prospectus (“Prospectus”) and the Trust Agreement, MDY may be created or redeemed only in aggregations of 25,000 MDY, referred to the

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AMENDMENT NO. 8 TO STANDARD TERMS AND CONDITIONS OF TRUST DATED AS OF APRIL 1, 1995 AND EFFECTIVE APRIL 27, 1995 As Amended FOR SPDR® S&P MIDCAP 400 SM ETF TRUST (“SPDR MIDCAP 400 TRUST”) AND ANY SUBSEQUENT AND SIMILAR SERIES OF THE SPDR MIDCAP 400...
Amendment Agreement • January 21st, 2020 • SPDR S&p Midcap 400 Etf Trust

This Amendment No. 8 (the “Amendment Agreement”) dated as of December 19, 2019 between PDR Services LLC, as sponsor (the “Sponsor”), and The Bank of New York Mellon, as trustee (the “Trustee”), amends the document entitled “STANDARD TERMS AND CONDITIONS OF TRUST DATED AS OF APRIL 1, 1995 AND EFFECTIVE APRIL 27, 1995 FOR SPDR® S&P MIDCAP 400 ETF TRUST (“SPDR MIDCAP 400 TRUST”) AND SUBSEQUENT AND SIMILAR SERIES OF SPDR MIDCAP 400 TRUST BETWEEN PDR SERVICES LLC, AS SPONSOR AND THE BANK OF NEW YORK MELLON AS TRUSTEE”, as amended (hereinafter referred to as “Standard Terms”).

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AMENDMENT
Standard Terms and Conditions • January 27th, 2006 • Midcap SPDR Trust Series 1

This Amendment (the "Amendment Agreement") dated as of January 26, 2006 between PDR Services LLC, as sponsor (the "Sponsor"), and The Bank of New York, as trustee (the "Trustee"), amends the document entitled "Standard Terms and Conditions of Trust Dated as of April 1, 1995 and Effective April 27, 1995 for Standard & Poor's MidCap 400 Depositary Receipts ("MidCap SPDR") Trust, Series 1 and Any Subsequent and Similar Series of the MidCap SPDR Trust between PDR Services LLC as Sponsor and The Bank of New York as Trustee" and any and all amendments to such document adopted prior to the date hereto (hereinafter collectively referred to as the "Standard Terms") and the document entitled "Trust Indenture and Agreement Dated April 27, 1995 Incorporating Standard Terms and Conditions of Trust for Standard & Poor's MidCap 400 Depositary Receipts ("MidCap SPDR") Trust Series 1 and Subsequent and Similar Series of the MidCap SPDR Trust Dated as of April 1, 1995 and Effective April 27, 1995 betwee

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AMENDMENT NO. 7 TO STANDARD TERMS AND CONDITIONS OF TRUST DATED AS OF APRIL 1, 1995 AND EFFECTIVE APRIL 27, 1995 As Amended FOR SPDR® S&P MIDCAP 400SM ETF TRUST (“SPDR MIDCAP 400 TRUST”) AND ANY SUBSEQUENT AND SIMILAR SERIES OF THE SPDR MIDCAP 400...
Amendment Agreement • January 25th, 2018 • SPDR S&p Midcap 400 Etf Trust

This Amendment No. 7 (the “Amendment Agreement”) dated as of August 22, 2017 between PDR Services LLC, as sponsor (the “Sponsor”), and The Bank of New York Mellon, as trustee (the “Trustee”), amends the document entitled “STANDARD TERMS AND CONDITIONS OF TRUST DATED AS OF APRIL 1, 1995 AND EFFECTIVE APRIL 27, 1995 FOR SPDR® S&P MIDCAP 400 ETF TRUST (“SPDR MIDCAP 400 TRUST”) AND SUBSEQUENT AND SIMILAR SERIES OF SPDR MIDCAP 400 TRUST BETWEEN PDR SERVICES LLC, AS SPONSOR AND THE BANK OF NEW YORK MELLON AS TRUSTEE”, as amended (hereinafter referred to as “Standard Terms”).

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MIDCAP SPDR TRUST PARTICIPANT AGREEMENT
Participant Agreement • January 27th, 2011 • SPDR S&p Midcap 400 Etf Trust • New York

This Participant Agreement (the “Agreement”) is entered into between ALPS Distributors, Inc. (the “Distributor”) and (the “Participant”) and is subject to acceptance by The Bank of New York Mellon (the “Trustee”). The Trustee serves as the trustee of the Standard & Poor’s MIDCAP 400 Depositary Receipts (“MidCap SPDRs”) Trust (the “Trust”) pursuant to certain Standard Terms and Conditions of Trust dated as of April 1, 1995 and effective as of April 27, 1995 and the Trust Indenture dated April 27, 1995 (the “Trust Agreement”); and is an Index Receipt Agent as that term is defined in the rules of the National Securities Clearing Corporation (“NSCC”). The Distributor has been retained to provide certain services with respect to acting as principal underwriter of the Trust in connection with the creation and distribution of MidCap SPDRs. As specified in the MidCap SPDRs prospectus and the Trust Agreement, MidCap SPDRs may be created or redeemed only in aggregations of 25,000 MidCap SPDRs, r

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