SEVENTH AMENDMENT TO UNDERWRITING AGREEMENT
Exhibit (e)(ix)
SEVENTH AMENDMENT
This seventh amendment (the “Amendment”) to the Underwriting Agreement, as novated September 30, 2021 (the “Agreement”), by and between Foreside Funds Distributors LLC (“Foreside”), and FundVantage Trust (the “Trust”), is entered into as of December 8, 2023 (the “Effective Date”).
WHEREAS, Xxxxxxxx and the Trust (the “Parties”) desire to amend Exhibit A of the Agreement to reflect an updated Funds list; and
WHEREAS, Section 14 of the Agreement requires that amendments to the Agreement be made in writing and executed by all parties.
NOW THEREFORE, the Parties hereby agree as follows:
| 1. | Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement. |
| 2. | Exhibit A to the Agreement is hereby deleted in its entirety and replaced by Exhibit A attached hereto which reflects an updated Funds list. |
| 3. | Except as expressly amended hereby, all of the provisions of the Agreement are restated and in full force and effect to the same extent as if fully set forth herein. |
| 4. | This Amendment shall be governed by and the provisions of this Amendment shall be construed and interpreted under and in accordance with the laws of the State of Delaware. |
IN WITNESS WHEREOF, the Parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.
| FUNDVANTAGE TRUST | FORESIDE FUNDS DISTRIBUTORS LLC | |||
| By: | /s/ Xxxx X. Xxxxx | By: | /s/ Xxxxxx Xxxxx | |
| Xxxx X. Xxxxx | Xxxxxx Xxxxx | |||
| President | President | |||
Exhibit A
C WorldWide International Equities Fund
EIC Value Fund
Gotham Absolute Return Fund
Gotham Defensive Long 500 Fund
Gotham Enhanced 500 Plus Fund
Gotham Enhanced Return Fund
Gotham Enhanced S&P 500 Index Fund
Gotham Hedged Core Fund
Gotham Index Plus Fund
Gotham Large Value Fund
Gotham Neutral Fund
Gotham Total Return Fund
Madison Avenue Financial Solutions Government Money Market Fund
Pacific Capital Tax-Free Securities Fund
Pacific Capital Tax-Free Short Intermediate Securities Fund
Xxxxx Emerging Markets Growth Fund
Xxxxx Emerging Markets ex China Growth Fund
Xxxxx Global Growth Fund
Xxxxx Growth Fund
Xxxxx International Growth Fund
Xxxxx U.S. Small Company Growth Fund
Xxxxx U.S. XXXX Company Growth Fund
Xxxxx Global XXXX Company Growth Fund
Xxxxx China Growth Fund
Private Capital Management Value Fund
Quality Dividend Fund
Sirios Focus Fund
Sirios Long/Short Fund
C Worldwide Global Equities Fund
Xxxxx Bank Loan Fund
Xxxxx U.S. High Yield Fund (f/k/a Xxxxx Upper Tier High Yield Fund)
Ambrus Core Bond Fund
Ambrus Tax-Conscious California Bond Fund
Ambrus Tax-Conscious National Bond Fund
Xxxxx Growth & Income Fund
Xxxxx Opportunistic High Yield Fund
