The following funds shall not pay the Investment Manager a direct fee for services rendered hereunder:
Schedule A
As of April 21, 2014
The following funds shall not pay the Investment Manager a direct fee for services rendered hereunder:
| • | Columbia Income Builder Fund |
| • | Columbia Short-Term Cash Fund |
For the following funds, the asset charge for each calendar day of each year shall be equal to the total of 1/365th (1/366th in each leap year) of the amount computed in accordance with the fee schedule in the table, below:
| Fund |
Agreement Adoption and Schedule A Effective Date |
Net Assets (billions) |
Annual rate at each asset level “Asset Charge” | |||
| Active Portfolios Multi-Manager Value Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of November 10, 2011 |
First $0.5 Next $0.5 Next $0.5 Next $1.5 Next $3.0 Over $6.0 |
0.660% 0.615% 0.570% 0.520% 0.510% 0.490% | |||
| Columbia Absolute Return Currency and Income Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of March 7, 2011 |
First $1.0 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $1.5 Next $1.0 Next $5.0 Next $5.0 Next $4.0 Next $26.0 Over $50.0 |
0.890% 0.865% 0.840% 0.815% 0.790% 0.775% 0.770% 0.760% 0.750% 0.740% 0.720% 0.700% | |||
| Columbia Absolute Return Emerging Markets Macro Fund Columbia Absolute Return Enhanced Multi-Strategy Fund |
Agreement adopted as of Jan. 13, 2011; and Schedule A effective as of Jan. 13, 2011 |
First $0.50 Next $0.50 Next $2.00 Next $3.00 Over $6.00 |
0.920% 0.875% 0.850% 0.830% 0.800% | |||
| Columbia Absolute Return Multi-Strategy Fund |
Agreement adopted as of Jan. 13, 2011; and Schedule A effective as of Jan. 13, 2011 |
First $0.50 Next $0.50 Next $2.00 Next $3.00 Over $6.00 |
0.820% 0.775% 0.750% 0.730% 0.700% | |||
| Columbia AMT-Free Tax-Exempt Bond Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of March 7, 2011 |
First $1.0 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $2.5 Next $5.0 Next $9.0 Next $26.0 Over $50.0 |
0.410% 0.385% 0.360% 0.335% 0.310% 0.300% 0.290% 0.280% 0.260% 0.250% | |||
| Columbia Asia Pacific ex-Japan Fund |
Agreement adopted as of March 7, 2011; and | First $0.25 Next $0.25 |
0.800% 0.775% | |||
| Fund |
Agreement Adoption and Schedule A Effective Date |
Net Assets (billions) |
Annual rate at each “Asset Charge” | |||
| Schedule A effective as of April 1, 2011** | Next $0.25 Next $0.25 Next $0.5 Next $1.5 Next $3.0 Next $6.0 Next $8.0 Next $4.0 Next $26.0 Over $50.0 |
0.750% 0.725% 0.700% 0.650% 0.640% 0.620% 0.620% 0.610% 0.600% 0.570% | ||||
| Columbia Capital Allocation Aggressive Portfolio Columbia Capital Allocation Conservative Portfolio Columbia Capital Allocation Moderate Portfolio |
Agreement adopted as of March 7, 2011; and Schedule A effective as of March 1, 2013 |
0% | Assets invested in underlying funds advised by Columbia Management (excluding any underlying fund that does not pay an investment advisory fee to Columbia Management), | |||
| 0.55% | Assets invested in securities, other than third-party advised mutual funds, and in Columbia proprietary funds that do not pay an advisory fee (including exchange-traded funds, derivatives and individual securities) | |||||
| 0.10% | Assets invested in nonexchange traded third-party advised mutual funds | |||||
| Columbia Commodity Strategy Fund**** |
Agreement adopted as of April 14, 2011; and Schedule A effective as of April 14, 2011 |
First $0.50 Next $0.50 Next $2.00 Next $3.00 Over $6.00 |
0.550% 0.505% 0.480% 0.460% 0.440% | |||
| Columbia Diversified Equity Income Fund Columbia Dividend Opportunity Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of July 1, 2011** |
First $0.5 Next $0.5 Next $0.5 Next $1.5 Next $3.0 Over $6.0 |
0.660% 0.615% 0.570% 0.520% 0.510% 0.490% | |||
| Fund |
Agreement Adoption and Schedule A Effective Date |
Net Assets (billions) |
Annual rate at each asset level “Asset Charge” | |||
| Columbia European Equity Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of July 1, 2011** |
First $0.25 Next $0.25 Next $0.25 Next $0.25 Next $0.5 Next $1.5 Next $3.0 Next $14.0 Next $4.0 Next $26.0 Over $50.0 |
0.800% 0.775% 0.750% 0.725% 0.700% 0.650% 0.640% 0.620% 0.610% 0.600% 0.570% | |||
| Columbia Limited Duration Credit Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of July 1, 2011*** |
First $1.0 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $1.5 Next $1.0 Next $5.0 Next $5.0 Next $4.0 Next $26.0 Over $50.0 |
0.360% 0.355% 0.350% 0.345% 0.330% 0.315% 0.310% 0.300% 0.290% 0.280% 0.260% 0.240% | |||
| Columbia Large Core Quantitative Fund Columbia Large Growth Quantitative Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of July 1, 2011** |
First $0.5 Next $0.5 Next $0.5 Next $1.5 Next $3.0 Over $6.0 |
0.690% 0.645% 0.600% 0.550% 0.540% 0.520% | |||
| Columbia Emerging Markets Bond Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of July 1, 2011*** |
First $0.50 Next $0.50 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $1.5 Next $1.0 Next $5.0 Next $5.0 Next $4.0 Next $26.0 Over $50.0 |
0.530% 0.525% 0.515% 0.495% 0.480% 0.455% 0.440% 0.431% 0.419% 0.409% 0.393% 0.374% 0.353% | |||
| Columbia Global Bond Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of July 1, 2011*** |
First $1.0 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $4.5 Next $8.0 Next $30.0 Over $50.0 |
0.570% 0.525% 0.520% 0.515% 0.510% 0.500% 0.490% 0.480% 0.470% | |||
| Columbia Equity Value Fund |
Agreement adopted as of March 7, 2011; and | First $0.5 Next $0.5 |
0.660% 0.615% | |||
| Fund |
Agreement Adoption and Schedule A Effective Date |
Net Assets (billions) |
Annual rate at each asset level “Asset Charge” | |||
| Schedule A effective as of June 1, 2011** | Next $0.5 Next $1.5 Next $3.0 Over $6.0 |
0.570% 0.520% 0.510% 0.490% | ||||
| Columbia Flexible Capital Income Fund |
Agreement adopted as of April 14, 2011; and Schedule A effective as of April 14, 2011 |
First $0.50 Next $0.50 Next $2.00 Next $3.00 Over $6.00 |
0.590% 0.575% 0.560% 0.530% 0.500% | |||
| Columbia Floating Rate Fund Columbia High Yield Bond Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of July 1, 2011*** |
First $0.25 Next $0.25 Next $0.25 Next $0.25 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $1.5 Next $1.0 Next $5.0 Next $5.0 Next $4.0 Next $26.0 Over $50.0 |
0.590% 0.575% 0.570% 0.560% 0.550% 0.540% 0.515% 0.490% 0.475% 0.450% 0.435% 0.425% 0.400% 0.385% 0.360% | |||
| Columbia Global Equity Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of March 7, 2011 |
First $0.25 Next $0.25 Next $0.25 Next $0.25 Next $0.5 Next $1.5 Next $3.0 Next $14.0 Next $4.0 Next $26.0 Over $50.0 |
0.800% 0.775% 0.750% 0.725% 0.700% 0.650% 0.640% 0.620% 0.610% 0.600% 0.570% | |||
| Columbia Global Infrastructure Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of July 1, 2011* |
First $1.0 Next $1.0 Next $4.0 Over $6.0 |
0.650% 0.600% 0.550% 0.500% | |||
| Columbia Money Market Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of March 7, 2011 |
First $1.0 Next $0.5 Next $0.5 Next $0.5 Next $2.5 Next $1.0 Next $1.5 Next $1.5 Next $1.0 Next $5.0 Next $5.0 Next $4.0 Over $24.0 |
0.330% 0.313% 0.295% 0.278% 0.260% 0.240% 0.220% 0.215% 0.190% 0.180% 0.170% 0.160% 0.150% | |||
| Fund |
Agreement Adoption and Schedule A Effective Date |
Net Assets (billions) |
Annual rate at each asset level “Asset Charge” | |||
| Columbia Income Opportunities Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of March 7, 2011 |
First $0.25 Next $0.25 Next $0.25 Next $0.25 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $1.5 Next $1.0 Next $5.0 Next $5.0 Next $4.0 Next $26.0 Over $50.0 |
0.590% 0.575% 0.570% 0.560% 0.550% 0.540% 0.515% 0.490% 0.475% 0.450% 0.435% 0.425% 0.400% 0.385% 0.360% | |||
| Columbia Inflation Protected Securities Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of March 7, 2011 |
First $1.0 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $1.5 Next $1.0 Next $5.0 Next $5.0 Next $4.0 Next $26.0 Over $50.0 |
0.440% 0.415% 0.390% 0.365% 0.340% 0.325% 0.320% 0.310% 0.300% 0.290% 0.270% 0.250% | |||
| Columbia Large Value Quantitative Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of March 7, 2011 |
First $0.5 Next $0.5 Next $0.5 Next $1.5 Next $3.0 Over $6.0 |
0.690% 0.645% 0.600% 0.550% 0.540% 0.520% | |||
| Columbia Xxxxxxx Flexible Capital Fund |
Agreement adopted as of Sept. 22, 2010; and Schedule A effective as of Jan. 23, 2013 |
First $0.50 Next $0.50 Next $0.50 Next $1.50 Next $3.00 Over $6.00 |
0.710% 0.665% 0.620% 0.570% 0.560% 0.540% | |||
| Columbia Mid Cap Value Opportunity Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of July 1, 2011** |
First $0.5 Next $0.5 Next $0.5 Next $1.5 Next $9.0 Over $12.0 |
0.760% 0.715% 0.670% 0.620% 0.620% 0.620% | |||
| Fund |
Agreement Adoption and Schedule A Effective Date |
Net Assets (billions) |
Annual rate at each asset level “Asset Charge” |
|||||
| Columbia Minnesota Tax-Exempt Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of March 7, 2011 |
First $0.5 Next $0.5 Next $2.0 Next $3.0 Next $1.5 Over $7.5 |
|
0.400% 0.350% 0.320% 0.290% 0.280% 0.270% |
| |||
| Columbia Mortgage Opportunities Fund |
Agreement adopted as of April 21, 2014; and Schedule A effective as of April 21, 2014 |
First $1.0 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $1.5 Next $1.0 Over $10.0 |
|
0.570% 0.560% 0.550% 0.535% 0.520% 0.505% 0.495% 0.485% |
| |||
| Columbia Multi-Advisor Small Cap Value Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of July 1, 2011* |
First $0.25 Next $0.25 Next $0.25 Next $0.25 Over $1.0 |
|
0.970% 0.945% 0.920% 0.895% 0.870% |
| |||
| Columbia Select Large-Cap Value Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of March 7, 2011 |
First $0.5 Next $0.5 Next $2.0 Next $3.0 Over $6.0 |
|
0.710% 0.660% 0.565% 0.560% 0.540% |
| |||
| Columbia Select Smaller-Cap Value Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of March 7, 2011 |
First $0.5 Next $0.5 Over $1.0 |
|
0.790% 0.745% 0.700% |
| |||
| Columbia Xxxxxxxx Communications and Information Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of June 1, 2013 |
First $3.0 Next $1.0 Next $2.0 Over $6.0 |
|
0.855% 0.825% 0.775% 0.725% |
| |||
| Columbia Xxxxxxxx Global Technology Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of June 1, 2013 |
First $3.0 Next $1.0 Next $2.0 Over $6.0 |
|
0.855% 0.825% 0.775% 0.725% |
| |||
| Columbia Global Opportunities Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of April 12, 2012 |
Assets invested in underlying funds (including any ETFs) that pay an investment advisory fee to the Investment Manager
|
0.00% | |||||
| Assets invested in securities (other than underlying mutual funds (including any ETFs) that pay an investment advisory fee to the Investment Manager), including other funds advised by the Investment Manager that do not pay an investment advisory fee, derivatives and individual securities. | ||||||||
| First $0.5 Next $0.5 Next $0.5 |
|
0.66 0.615 0.57 |
% % % | |||||
| Fund |
Agreement Adoption and Schedule A Effective Date |
Net Assets (billions) |
Annual rate at each asset level “Asset Charge” | |||
| Next $1.5 Next $3.0 Over $6.0 |
0.52% 0.51% 0.49% | |||||
| Columbia U.S. Government Mortgage Fund |
Agreement adopted as of March 7, 2011; and Schedule A effective as of April 1, 2011*** |
First $0.5 Next $0.5 Next $1.0 Next $1.0 Next $3.0 Next $1.5 Next $1.5 Next $3.0 Next $8.0 Next $4.0 Next $26.0 Over $50.0 |
0.430% 0.430% 0.420% 0.400% 0.400% 0.380% 0.365% 0.360% 0.350% 0.340% 0.320% 0.300% | |||
| * | Reflects elimination of the Performance Incentive Adjustment. |
| ** | Reflects elimination of the Performance Incentive Adjustment and changes to the fee schedule. |
| *** | Reflects changes to the fee schedule. |
| **** | When calculating asset levels for purposes of determining fee breakpoints, asset levels are based on net assets of the Fund, including assets invested in any wholly-owned subsidiary advised by the Investment Manager (“Subsidiaries”). Fees payable by the Fund under this agreement shall be reduced by any investment management service fees paid to the Investment Manager by any Subsidiaries under separate investment management services agreements with the Subsidiaries. |
The computation shall be made for each calendar day on the basis of net assets as of the close of the preceding day. In the case of the suspension of the computation of net asset value, the fee for each calendar day during such suspension shall be computed as of the close of business on the last full day on which the net assets were computed. Net assets as of the close of a full day shall include all transactions in shares of the Fund recorded on the books of the Fund for that day.
IN WITNESS THEREOF, the parties hereto have executed the foregoing Schedule A as of April 21, 2014.
| COLUMBIA FUNDS SERIES TRUST II | ||
| By: | /s/ Xxxxxxx X. Xxxxxx | |
| Name: Xxxxxxx X. Xxxxxx | ||
| Title: Chief Financial Officer | ||
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | ||
| By: | /s/ X. Xxxxx Xxxxxxxxxxx | |
| Name: X. Xxxxx Xxxxxxxxxxx | ||
| Title: Senior Vice President | ||
