INVESTMENT MANAGEMENT SERVICES AGREEMENTInvestment Management Services Agreement • April 23rd, 2014 • Columbia Funds Series Trust II • Massachusetts
This Agreement, dated as of September 22, 2010, is by and between Columbia Management Investment Advisers, LLC (the “Investment Manager”), a Minnesota limited liability company, and Columbia Funds Series Trust II (the “Registrant”), on behalf of its separate underlying series listed on Schedule A and as applicable and effective as of the date listed in Schedule A, as it may be separately amended from time to time. The terms “Fund” or “Funds” are used to refer to either the Registrant or its underlying series, as context requires.
TRANSFER AND DIVIDEND DISBURSING AGENT AGREEMENTTransfer and Dividend Disbursing Agent Agreement • April 23rd, 2014 • Columbia Funds Series Trust II • Massachusetts
This agreement (the “Agreement”) is made as of September 7, 2010, by and between the trusts or corporations acting on behalf of their series all as listed on Schedule A hereto (as the same may from time to time be amended to add or delete one or more series of such trusts or corporations) (each such trust and corporation being hereinafter referred to as a “Trust” and each series of a Trust, if any, being hereinafter referred to as a “Fund” with respect to that Trust, but for any Trust that does not have any separate series, then any reference to the “Fund” is a reference to that Trust), and Columbia Management Investment Services Corp., a Minnesota corporation (“CMISC”).
DISTRIBUTION AGREEMENTDistribution Agreement • April 23rd, 2014 • Columbia Funds Series Trust II • Massachusetts
THIS AGREEMENT is made as of September 7, 2010, by and between each trust (each such trust and corporation being hereinafter referred to as a “Trust” and each series of a Trust, if any, as listed on Schedule I, if any, being hereinafter referred to as a “Fund” with respect to that Trust, but for any Trust that does not have any separate series, then any reference to the “Fund” is a reference to that Trust, as relevant), and Columbia Management Investment Distributors, Inc., a Delaware corporation (the “Distributor”). Absent written notification to the contrary by either the Trust or the Distributor, each new investment portfolio of the Trust established in the future shall automatically become a “Fund” for all purposes hereunder and shares of each new class established in the future shall automatically become “Shares” for all purposes hereunder as if set forth on Schedule I. For the avoidance of doubt, the provisions of this Agreement shall apply separately with respect to each Trust a
PLAN ADMINISTRATION SERVICES AGREEMENT AMENDED AND RESTATEDPlan Administration Services Agreement • April 23rd, 2014 • Columbia Funds Series Trust II • Massachusetts
PLAN ADMINISTRATION SERVICES AGREEMENT (“Agreement”) dated as of December 1, 2006, amended and restated September 13, 2012, by and among Columbia Management Investment Services Corp. a Minnesota corporation (“CMIS”), and Columbia Funds Series Trust II (“Trust”) on behalf of its separate underlying series listed on Exhibit A and as applicable and effective as of the date listed in Exhibit A, as it may be separately amended from time to time. The terms “Fund” or “Funds” are used to refer to either the Trust or its underlying series, as context requires.
ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • April 23rd, 2014 • Columbia Funds Series Trust II • Massachusetts
This Administrative Services Agreement (“Agreement”), dated as of January 1, 2011, is by and between Columbia Management Investment Advisers, LLC (“Administrator”), a Minnesota limited liability company, and the registered investment companies listed in Schedule A (each a “Registrant”), each on behalf of its separate underlying series, as applicable, listed in Schedule A. The terms “Fund” or “Funds” are used to refer to either the Registrant or the underlying series as context requires.
FEE WAIVER AND EXPENSE CAP AGREEMENTFee Waiver and Expense Cap Agreement • April 23rd, 2014 • Columbia Funds Series Trust II
THIS AGREEMENT is made as of this 12th day of April, 2012 by and among each of the investment companies (each a Registrant), on behalf of its underlying series funds, as listed in Schedule A (the term “Fund” is used to refer to either the Registrant or the series, as the context requires), and each of Columbia Management Investment Advisers, LLC, a Minnesota limited liability company (CMIA), Columbia Management Investment Distributors, Inc., a Delaware corporation (CMID), and Columbia Management Investment Services Corp., a Minnesota corporation (CMISC) (CMIA, CMID, and CMISC, collectively referred to as the Service Providers).
SHAREHOLDER SERVICING PLAN IMPLEMENTATION AGREEMENT CLASS T SHARESShareholder Servicing Plan Implementation Agreement • April 23rd, 2014 • Columbia Funds Series Trust II • Massachusetts
We wish to enter into this Shareholder Servicing Plan Implementation Agreement (“Agreement”) with you concerning the provision of services as set forth herein. The terms and conditions of this Agreement are as follows:
The following funds shall not pay the Investment Manager a direct fee for services rendered hereunder:Investment Management Agreement • April 23rd, 2014 • Columbia Funds Series Trust II
For the following funds, the asset charge for each calendar day of each year shall be equal to the total of 1/365th (1/366th in each leap year) of the amount computed in accordance with the fee schedule in the table, below:
COLUMBIA FUNDS SERIES TRUST II AMENDMENT NO. 9 TO THE AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • April 23rd, 2014 • Columbia Funds Series Trust II
WHEREAS, Section 5 of Article III of the Agreement and Declaration of Trust (the “Declaration of Trust”) of Columbia Funds Series Trust II (the “Trust”), dated January 20, 2006, as amended from time to time, a copy of which is on file in the Office of the Secretary of The Commonwealth of Massachusetts, authorizes the Trustees of the Trust to amend the Declaration of Trust to create one or more Series or classes of Shares without authorization by vote of the Shareholders of the Trust.
PLAN OF DISTRIBUTION AND AMENDED AND RESTATED AGREEMENT OF DISTRIBUTIONPlan of Distribution and Agreement of Distribution • April 23rd, 2014 • Columbia Funds Series Trust II • Minnesota
The Plan of Distribution (“Plan”) and the Agreement of Distribution (“Agreement”) effective November 7, 2008, amended and restated Sept. 27, 2010 (together “Plan and Agreement”), is by and between Columbia Management Investment Distributors, Inc. (“Columbia Management Investment Distributors” or the “Distributor”), a Delaware corporation, principal underwriter of the Corporations and Trusts (“Registrants”) listed in Schedule A pursuant to a separate distribution agreement (“Distribution Agreement”), for distribution services to the Funds, and the Registrants, each acting separately on behalf of its underlying series (each a “fund” and collectively the “funds”) and share classes, listed in Schedule A. The terms “Fund” or “Funds” are used to refer to either the Registrants or the underlying series as context requires.
