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EXHIBIT NO. EXHIBIT NAME EXHIBIT NO.
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9(b) Form of Addendum to Agency Agreement 99.B9(b)
ADDENDUM TO AGENCY AGREEMENT
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The Agency Agreement, made the 17th day of December, 1990, (and
subsequently amended), between PIMCO Funds: Multi-Manager Series, formerly
PIMCO Funds: Equity Advisors Series (the "Trust"), a Massachusetts business
trust having its principal place of business at 000 Xxxxxxx Xxxxxx Xxxxx, Xxxxx
000, Xxxxxxx Xxxxx, XX 00000, PIMCO Advisors L.P. ("PALP"), a limited
partnership having its principal place of business at 000 Xxxxxxx Xxxxxx Xxxxx,
Xxxxxxx Xxxxx, Xxxxxxxxxx 00000, and Investors Fiduciary Trust Company ("IFTC"),
a state chartered trust company organized and existing under the laws of the
State of Missouri, having its principal place of business at 000 Xxxx 00xx
Xxxxxx, Xxxxxx Xxxx, Xxxxxxxx 00000 (the "Agreement") is hereby amended by the
addition of the provisions set forth in this Addendum to the Agreement, which is
made this __________ day of __________, 199_.
WITNESSETH:
WHEREAS, pursuant to the Agreement, the Trust has appointed IFTC as
Transfer Agent and Dividend Disbursing Agent and IFTC has accepted such
appointment; and
WHEREAS, the Fund currently consists of multiple separate series,
including those series designated as the NFJ Equity Income Fund, NFJ Diversified
Low P/E Fund, NFJ Small Cap Value Fund, Cadence Capital Appreciation Fund,
Cadence Mid Cap Growth Fund, Cadence Small Cap Growth Fund, Cadence Micro Cap
Growth Fund, Columbus Circle Investors Core Equity Fund, Columbus Circle
Investors Mid Cap Equity Fund, Parametric Enhanced Equity Fund, Parametric
Structured Emerging Markets Fund, Blairlogie Emerging Markets Fund, Blairlogie
International Active Fund, and Balanced Fund (each a "Fund"); and
WHEREAS, the Fund intends to redesignate NFJ Equity Income Fund, NFJ
Diversified Low P/E Fund, NFJ Small Cap Value Fund, Cadence Capital Appreciation
Fund, Cadence Mid Cap Growth Fund, Cadence Small Cap Growth Fund, Cadence Micro
Cap Growth Fund, Columbus Circle Investors Core Equity Fund, Columbus Circle
Investors Mid Cap Equity Fund, Parametric Enhanced Equity Fund, Parametric
Structured Emerging Markets Fund, Blairlogie Emerging Markets Fund, Blairlogie
International Active Fund, and Balanced Fund as, respectively, PIMCO Equity
Income Fund, PIMCO Value Fund, PIMCO Small Cap Value Fund, PIMCO Capital
Appreciation Fund, PIMCO Mid Cap Growth Fund, PIMCO Small Cap Growth Fund, PIMCO
Micro Cap Growth Fund, PIMCO Core Equity Fund, PIMCO Mid Cap Equity Fund, PIMCO
Enhanced Equity Fund, PIMCO Structured Emerging Markets Fund, PIMCO Emerging
Markets Fund, PIMCO International Developed Fund, and PIMCO Balanced Fund (the
"Redesignated Funds"); and
WHEREAS, the Trust intends to establish eight additional series to be
designated as the PIMCO International Fund, PIMCO Renaissance Fund, PIMCO
Growth Fund, PIMCO Target Fund, PIMCO Opportunity Fund, PIMCO Innovation Fund,
PIMCO Tax Exempt Fund, and PIMCO Precious Metals Fund (the "New Funds"); and
WHEREAS, the Fund desires to appoint IFTC as Transfer Agent and
Dividend Disbursing Agent for the Institutional Class shares and Administrative
Class shares of the Redesignated Funds and the New Funds on the terms set forth
in the Agreement and in this Addendum to the Agreement; and
WHEREAS, IFTC is willing to accept such appointment;
NOW THEREFORE, in consideration of the mutual promises and covenants
contained in this Addendum, it is agreed between the parties hereto as follows:
1. In addition to its responsibilities as specified in the
Agreement, the Trust hereby employs and appoints IFTC as Transfer
Agent and Dividend Disbursing Agent with respect to the
Institutional Class shares and Administrative Class shares of the
Redesignated Funds and the New Funds which, in addition to all
other Funds previously established by the Trust, shall each be
deemed one of the Funds under the Agreement as provided for in
the Agreement, subject to the terms and conditions as specified
in the Agreement and this Addendum, including the compensation
provisions in paragraph six (6) ("Compensation and Expenses") of
the Agreement and in the Compensation Schedule ("Exhibit A")
attached thereto.
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IN WITNESS WHEREOF, the parties hereto have caused this Addendum to be
executed by their officers designated below on the date written above.
PIMCO FUNDS: MULTI-MANAGER SERIES
Attest: By:
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Name: Name:
Title: Title:
PIMCO ADVISORS L.P.
Attest: By:
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Name: Name:
Title: Title:
INVESTORS FIDUCIARY TRUST COMPANY
Attest: By:
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Name: Name:
Title: Title:
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